MWA Financial Services, Inc.

MWA Financial Services, Inc. provides investment advisory and financial planning to individuals (including high‑net‑worth clients), trusts, corporations and other small businesses. The firm offers adviser‑managed and third‑party managed accounts, financial planning engagements, and — as a registered broker‑dealer and with an affiliated insurance agency — execution and sale of commission‑based and insurance products.

MWAFS typically delivers non‑discretionary portfolio management, so investment recommendations are implemented only with client authorization, while clients seeking discretionary authority are directed to third‑party managers. Its investment advice is informed by fundamental, technical and charting analysis, and client relationships are reviewed periodically with documentation and compliance oversight of planning deliverables.

Distinctive for an enterprise adviser, MWAFS operates as both an RIA and a broker‑dealer with an affiliated general insurance agency, and the firm discloses that a substantial portion of revenue has historically come from commission‑based product sales and related arrangements. The brochure also describes specific conflicts of interest — including revenue sharing with custodians and product platforms, ticket charges, and advisor compensation arrangements — and notes policies and supervisory procedures intended to address those conflicts.