A.I.M. Financial Group, Inc.

A.I.M. Financial Group provides discretionary portfolio management combined with goals‑based financial planning, as well as stand‑alone planning and referrals to third‑party asset managers and model programs. The firm advises individual clients and other private account types, manages roughly $26.5 million in discretionary assets, and recommends a broad range of securities and mutual fund/ETF vehicles.

The firm’s investment process is grounded in fundamental analysis and growth‑and‑income strategies with ongoing monitoring and periodic rebalancing; it also selects and oversees sub‑advisors on third‑party platforms. For suitable clients, the firm may employ more aggressive techniques — including margin borrowing, options trading, and other derivatives, as well as foreign securities — which it discloses carry higher volatility, costs, and implementation risk.

Noteworthy aspects include the adviser’s insurance activities and other financial product sales: the firm’s principal is licensed to sell life, disability, long‑term care, group life, and fixed annuities (spending up to about 20% of time on insurance) and receives customary insurance commissions in addition to advisory fees. The firm also offers tax planning/preparation through a related business and uses a variable annuity platform (Nationwide Advisory Solutions), disclosing these dual‑compensation relationships and procedures to address resulting conflicts.