Mike Wolters & Associates, Ltd.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$19,032,201
Total clients
74
1% high-net worth
Total advisors
2
of 3 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
37
Average account size
$257,192
About
The firm provides discretionary asset management exclusively to individuals (including high net worth clients), charitable organizations, and retirement plan participants. It manages roughly $19 million across about 74 client accounts through a single, fee‑based advisory service and a small team of two advisors.
The firm conducts portfolio management on the Schwab Advisor Services platform, primarily using ETFs and—under its Aggressive strategy—selected individual common stocks. Investment decisions combine fundamental and technical analysis with attention to macro and political factors (including a four‑year election cycle and interest‑rate considerations), daily monitoring, and tax‑aware trading practices in taxable accounts.
Noteworthy operational features include daily, firm‑level reviews of client positions by its two advisors and the use of standing letters of authorization (SLOAs) that result in the firm’s indirect custody of certain client accounts. The firm limits itself to ETF and stock trading (no mutual funds), does not accept performance‑based fees, and reports no other financial industry affiliations or proxy‑voting activity.
Client services
Expertise
Fee options
$1 - $500,000: 2.00% annually $500,001 - $1,000,000: 1.83% annually $1,000,001 - $1,500,000: 1.66% annually $1,500,001 - $2,000,000: 1.49% annually $2,000,001+: 1.32% annually
Account minimum: $50,000.00 Fee-only: Fees based on asset value, charged quarterly, non-negotiable
Main office location
Mike Wolters & Associates, Ltd.
Kansas City MO, United States
Number of offices
1
Most active in
Kansas · Missouri · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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