CreativeOne Securities, LLC

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Total assets under management

$2,125,054,242

Total clients

11,248

3% high-net worth

Total advisors

131

of 199 employees

Firm size

Enterprise

51-2,000 advisors or $10B+ in AUM

Average clients per advisor

Average account size

$188,927

Client services

Financial planning Portfolio management Selection of other advisers

Fee options

Fixed

Consulting and Financial Planning fixed fees range from $300 to $10,000 per project

Commissions

C1S and Representatives earn customary commissions on securities and insurance products sold

Project-based

Consulting and Financial Planning hourly rates range from $100 to $250 per hour

Subscriptions

Consulting Services on-going monthly retainer fee ranges from $50 to $100 per month

Other

Account minimum: $25,000 for management programs except $150,000 for CreativeOne Wealth, LLC Alpha UMA; no minimum for financial planning and consulting services Minimum fee: $300 minimum fee for Consulting and Financial Planning services Fee-only: Consulting and Financial Planning fees charged as fixed fee per project ($300 to $10,000) or hourly rate ($100-$250/hour) with minimum $300; Retirement Plan Services fees from 1.5% to 3.0% annually; CreativeOne Wealth, LLC Platform fees range 0.55% to 2.5% annually; Client Choice Investment Management fees up to 2.00% annually; Separately Managed Account fees negotiated as flat annual fee

Disclosures

Business activities & affiliations

Is active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Is not active or affiliated with:

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Main office location

CreativeOne Securities, LLC

6330 Sprint Parkway, Suite 400

Overland Park KS 66211, United States

Number of offices

126

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

LinkedIn X Website 913-814-6097

Advisors at this firm

Eric S

CFP®, Series 66

Greer, SC

CreativeOne Securities, LLC

William M

Series 63, Series 65

Jasper, TX

CreativeOne Securities, LLC

James R

Series 66

Overland Park, KS

CreativeOne Securities, LLC

Allison R

Series 63, Series 65

Overland Park, KS

CreativeOne Securities, LLC

Vernon H

Series 63, Series 65

Knoxville, TN

CreativeOne Securities, LLC

Shanon G

Series 63, Series 66

Overland Park, KS

CreativeOne Securities, LLC

James R

Series 63, Series 66

Laurel, MS

CreativeOne Securities, LLC

Brian A

CFP®, Series 63

Concord, CA

CreativeOne Securities, LLC

Eric D

Series 63, Series 66

Jefferson City, MO

CreativeOne Securities, LLC

Dennis M

Series 63, Series 66

Overland Park, KS

CreativeOne Securities, LLC

Dylan L

CFP®, Series 66

Downers Grove, IL

CreativeOne Securities, LLC

Stephen H

Series 63, Series 65

Overland Park, KS

CreativeOne Securities, LLC

Steven S

Series 63, Series 66

Overland Park, KS

CreativeOne Securities, LLC

Francisco M

CFP®, Series 66

Bethesda, MD

CreativeOne Securities, LLC

Kelly C

Series 63, Series 65

Pennington, NJ

CreativeOne Securities, LLC

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