RCM Capital Management, L.L.C.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$79,438,724
Total clients
242
8% high-net worth
Total advisors
1
of 3 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
242
Average account size
$328,259
About
The firm is a state-registered investment adviser serving individuals, high‑net‑worth individuals, trusts, estates and retirement plan sponsors. It provides discretionary and non‑discretionary portfolio management and includes limited financial planning as part of its advisory services, with standalone financial planning and ERISA Section 3(21) retirement plan consulting available on a separate, negotiable basis.
Investment decisions are guided by fundamental analysis and portfolios are primarily allocated across ETFs, mutual funds, individual equities and bond funds, with cash explicitly treated as an asset class and subject to ongoing monitoring and rebalancing. The firm may allocate to unaffiliated independent managers for certain mandates and will only implement cryptocurrency exposure with client authorization (it does not purchase cryptocurrencies on a discretionary basis).
The firm manages roughly $79 million in assets while one advisory principal services about 242 client relationships, an unusually high client‑per‑advisor ratio versus peers. The principal also maintains separate professional roles as a certified public accountant, registered representative of a broker‑dealer, and licensed insurance agent, and the brochure discloses related conflicts where clients may separately engage commission‑based brokerage, insurance, or accounting services.
Client services
Fee options
$0 - $500,000: Not to exceed 1.35% $500,001 - $2,000,000: Not to exceed 0.85% $2,000,001 - $3,000,000: Not to exceed 0.70% $3,000,001 - $4,000,000: Not to exceed 0.55% $4,000,001 - $5,000,000: Not to exceed 0.35% $5,000,001 - $7,500,000: Not to exceed 0.20% $7,500,001+: Not to exceed 0.15%
Commission charges apply if client engages representative in his individual capacity through PTS Brokerage, LLC; commissions vary.
Financial planning and consulting fees generally range from $150 to $300 per hour.
Minimum fee: Registrant may require an annual minimum fee based on certain criteria, but no specific amount stated. Fee-only: Financial planning and consulting fees negotiable, generally $150 to $300 per hour.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
RCM Capital Management, L.L.C.
240 N. White Horse Pike
Hammonton NJ 08037, United States
Number of offices
2
Forms ADV
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