Sobora Capital
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$0
Total clients
0
Total advisors
1
of 1 employees
Firm size
Investment Manager
May not manage individual clients
Average clients per advisor
0
Average account size
—
About
SOBORA Capital provides non‑discretionary asset management, capital markets advisory, financial planning, and consulting services to a broad set of institutional and pooled clients as well as businesses, nonprofits, educational institutions, and government entities. The firm also offers ERISA plan advisory, private placement advisory, and project financing services targeted to businesses such as real estate developers, construction and engineering firms.
Portfolios are managed under customized investment policy statements with rebalancing and trade execution conducted only with client approval; the firm uses fundamental, technical and cyclical analysis together with third‑party research and recognized benchmarks. SOBORA Capital also delivers one‑time and ongoing financial planning and consulting, conducts annual reviews, and provides participant education for retirement plans.
The firm is affiliated with licensed real estate, mortgage and insurance businesses and may offer those services outside the advisory agreement; affiliated transactions can result in commissions for those non‑advisory services, though clients are not required to use them. SOBORA Capital’s practice is notable among peers for its emphasis on pension/ERISA consulting and participant education, its community outreach workshops offered at no cost, and its willingness to accept hourly and success‑driven arrangements for consulting and private‑placement or project‑finance engagements; the firm currently reports no assets under management.
Client services
Financial planning
Portfolio management
Pension consulting
Educational seminars or workshops
Financial consulting, private placements, project financing
Financial consulting, private placements, project financing
Expertise
Wealth management
Real estate investing
Business sale tax planning
Retirement plans for business owners (SEP, solo 401k)
Cash flow / budgeting
Occupation focus
Founder/Business Owner
Technology Professional
Fee options
Flat fees ranging from $1,000 to $25,000 for financial planning services depending on complexity; $500 annual review fee
$0 - $5,000,000: 1.25% $5,000,001 - $10,000,000: 0.80% $10,000,001 - $20,000,000: 0.70% $20,000,001 - $30,000,000: 0.60% $30,000,001+: 0.50%
$150 to $300 per hour for financial planning and consulting
Account minimum: $100,000 Minimum fee: Minimum annual fee of $1,000 Fee-only: Fee-only investment advisory firm; no commissions accepted for portfolio implementation
Main office location
Sobora Capital
4900 Hopyard Road, Suite 100
Pleasanton CA 94588, United States
Number of offices
1
Most active in
Sobora Capital has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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