Northfort Financial, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$118,622,569
Total clients
356
0% high-net worth
Total advisors
1
of 4 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
356
Average account size
$333,209
About
NorthFort Financial provides discretionary portfolio management, financial planning, and tax preparation to individuals and their families, with a client base that skews toward non‑high‑net‑worth households rather than wealthy clients. The firm manages approximately $108–118 million in client assets and offers tailored services without a formal account minimum.
The firm typically operates with discretionary authority, pursuing growth and/or income strategies and using a mix of charting, fundamental, and technical analysis to guide asset selection and allocation. NorthFort recommends custodial services through the Schwab Institutional platform and conducts periodic account reviews and reporting, with non‑periodic reviews triggered by material life or market events.
A representative of the firm is a licensed insurance agent and NorthFort offers life insurance and related commissionable products alongside its advisory services, a combination that the brochure discloses may create potential conflicts of interest and that clients are not required to accept. The firm also provides tax preparation services and has recently reached the regulatory AUM threshold prompting SEC registration—features that are less common among similarly supported peers that typically focus solely on portfolio management.
Client services
Financial planning
Portfolio management
Tax preparation
Expertise
Wealth management
General tax planning
Fee options
Financial Planning fees range from $0 to $5,000 annually; Tax Preparation fees range from $0 to $1,200 annually; Investment Management services fees may range from $0 to $24,000 annually.
Main office location
Northfort Financial, LLC
Defiance OH, United States
Number of offices
3
Most active in
Northfort Financial, LLC has reported serving >5 clients in these states in the last 12 months.
Florida · Indiana · Michigan · Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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