AEM Asset Management, LLC

AEM Asset Management, LLC provides investment advisory services to individuals (including high‑net‑worth clients), charitable organizations, and corporations. The firm offers discretionary portfolio management and financial planning and may engage third‑party money managers and model portfolios to implement advice across equities, fixed income, mutual funds, ETFs, REITs and derivative strategies such as options, margin and short sales.

Investment advice is tailored to each client’s objectives and is typically delivered on a discretionary basis, with clients able to impose written restrictions; the firm describes using charting, technical, fundamental and cyclical analysis and may employ both long‑ and short‑term trading approaches. AEM relies substantially on third‑party model portfolios and TPMMs rather than performing in‑house quantitative or qualitative analysis of individual securities and monitors sub‑advisers for adherence to stated strategies and benchmarks.

AEM is affiliated through common control and ownership with Rosenberg Rich Baker Berman & Company and discloses it will recommend that affiliate for accounting services, a relationship the brochure identifies as a potential conflict of interest. The firm also routinely asks clients to direct brokerage to broker‑dealers with which it has existing relationships and confirms limited custody practices (fee debits and standing transfer authorizations), features that are operationally noteworthy for a small adviser managing roughly $122 million across about 44 client relationships.