The Institute

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Total assets under management

$1,154,643,475

Total clients

803

24% high-net worth

Total advisors

of 5 employees

Firm size

Team

4-10 advisors or $500M+ in AUM

Average clients per advisor

268

Average account size

$1,437,912

Client services

Financial planning Portfolio management Selection of other advisers Educational seminars or workshops

Fee options

Fixed

Financial planning services charged flat fees between $1,000 and $10,000 per engagement.

Percentage

Up to 2.00% per annum maximum, negotiable from client to client

Project-based

Financial planning services may be charged hourly; specific hourly rate not stated.

Other

Account minimum: $100,000 minimum initial account value (may accept less with possible fee increase)

Disclosures

Business activities & affiliations

Is active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Is not active or affiliated with:

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Main office location

The Institute

9878 W. Belleview Ave., #2306

Denver CO 80123, United States

Number of offices

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

LinkedIn Instagram Website 303-572-3500

Advisors at this firm

James D

Series 66

Seattle, WA

The Institute

Colin M

Series 66

Seattle, WA

The Institute

David H

Series 63, Series 65

Collierville, TN

The Institute

Matthew M

Series 63

Denver, CO

The Institute

Douglas D

Series 63, Series 65

Series 65

Hockley, TX

The Institute

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