Mosaic FI LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$112,808,698
Total clients
253
62% high-net worth
Total advisors
2
of 5 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
127
Average account size
$445,884
About
Mosaic FI LLC provides discretionary portfolio management and holistic financial planning to individuals, families, trusts, and small employers, and also offers pension consulting for SIMPLE IRA, SEP IRA, and Individual 401(k) plans. Financial planning is included for clients who engage portfolio management and is also available as a stand-alone service.
The firm develops an individualized investment policy statement for each client and employs a mix of fundamental, technical, cyclical, quantitative analysis and modern portfolio theory to construct portfolios largely using mutual funds, ETFs, fixed income, and real estate funds. Mosaic FI generally pursues long-term strategies, may use short-term trading in certain situations, manages accounts on a discretionary basis, and conducts periodic (at least quarterly) reviews and reporting.
Noteworthy aspects include the firm’s transition to SEC registration and a formal succession agreement with a larger advisory group to support continuity of service, as well as disclosed, limited use of AI tools to summarize client meeting notes (with human review and no use of AI for investment decisions). As a small, two-advisor firm managing roughly $113 million, principals maintain outside activities such as adjunct teaching and a small residential real-estate venture, and the firm commonly applies a $500,000 minimum for managed accounts while offering no minimum for stand‑alone planning engagements.
Client services
Expertise
Occupation focus
Fee options
Fixed fees for comprehensive financial plans starting at $4,200; three levels ranging $4,200-$6,500, $6,500-$10,000, $10,000+
$0 - $1,000,000: 1.00% annually $1,000,000 - $3,000,000: 0.75% annually $3,000,000+: 0.50% annually
$400 per hour for financial planning services
Account minimum: $500,000 Fee-only: Stand-alone financial planning fixed fees starting at $4,200, ranges from $4,200 to $10,000+ depending on complexity; ongoing financial planning fees 50–100% of initial planning fee, billed quarterly; hourly rate $400 per hour
Main office location
Mosaic FI LLC
475 Half Day Rd, Suite 100
Lincolnshire IL 60069, United States
Number of offices
2
Most active in
California · Illinois · North Carolina · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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