Volsurface Capital Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$0
Total clients
0
Total advisors
1
of 1 employees
Firm size
Investment Manager
May not manage individual clients
Average clients per advisor
0
Average account size
—
About
Volsurface Capital Management provides separately managed account (SMA) services that implement market‑neutral, relative‑value volatility strategies using listed index derivatives. The firm’s stated clientele includes high‑net‑worth individuals and institutional accounts, and its brochure discloses minimums for its SMA and selection services ($2,000,000 and $5,000,000, respectively).
The investment approach centers on proprietary models that seek pricing dislocations across the volatility surface of S&P 500 and U.S. 10‑year Treasury index options and related futures, with positions hedged to maintain a market‑neutral bias and embedded tail‑risk protection. The firm describes real‑time risk monitoring, pre‑trade analysis, and ongoing portfolio management, and it is also registered as a commodity trading advisor (CTA) and a member of the National Futures Association.
Distinctive features highlighted in the brochure include a sole managing member structure and the disclosure that, as of the brochure date, the adviser reported no assets under management in its registered investment adviser capacity while operating derivatives strategies under CFTC/NFA registration. The brochure also documents non‑investment business ties that are uncommon among peers: the manager holds a realtor license with Berkshire Hathaway Home Service (reported as a limited, ~2‑hour/week activity) and operates a separate consulting practice.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Active portfolio management
Fee options
20% quarterly performance-based fee on New Net Profits for Qualified Clients enrolled in SMA Programs.
Account minimum: $2,000,000 for SMA Programs
Main office location
Volsurface Capital Management, LLC
980 North Michigan Avenue, Suite 1220
Chicago IL 60611, United States
Number of offices
1
Most active in
Volsurface Capital Management, LLC has reported serving >5 clients in these states in the last 12 months.
Illinois
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")