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Sam T

CFP®, Series 63, Series 65, AIF®

Castle Rock, CO

Fidelis Wealth Advisors

Sam began his wealth management career in 2000. He was previously a partner in a registered investment advisory firm in Denver, acting as its Director of Financial Planning, Chief Financial Officer, and OSJ. Sam completed his CERTIFIED FINANCIAL PLANNER™ designation from the CFP® Board of Standards in early 2006. He holds insurance licenses in the State of Colorado for life, accident, property, casualty, and health. He’s also a member of the Financial Planning Association (FPA) and very active in his local chapter. Sam’s been featured on the local Channel 9 news affiliate segment, Moneyline 9 and currently serves his community providing pro bono financial advice to families in distress. He has a unique ability to relate to his clients, help them feel comfortable with difficult topics, and offer advice to meet their individual and family needs. His exceptional talent to see the big picture helps direct specific pieces of the planning puzzle to meet the overall needs of each client. PERSONAL Sam graduated from the University of Phoenix with a major in Finance. He enjoys spending time with his seven children. They participate in many sports activities, and Sam coaches several of his kids’ basketball teams. Sam resides in Castle Rock, Colorado.

Wealth management Business ownership considerations Business exit / sale strategy Retirement plans for business owners (SEP, solo 401k) Charitable giving tax strategies Dentist Attorney Retired Founder/Business Owner Executive Established Professionals Approaching retirement Mid-Career Professionals Divorced

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Paul M

CFP®, ChFC®, Series 63, Series 65

Eveleth, MN

Due North Financial, LLC

Paul Muhich is a CFP® and ChFC® with 29 years of industry experience. He is the sole advisor at Due North Financial, LLC, where he has worked since 2016. Muhich serves as a commissioner on the City of Eveleth Planning Commission and performs as a vocal soloist for various churches in Minnesota. Due North Financial, LLC provides discretionary asset management and financial planning primarily for individual clients, as well as charitable organizations and some corporate clients. The firm utilizes documented investment programs with fundamental and technical analysis, employs third-party model portfolios and sub-advisors, and maintains an active insurance practice alongside its advisory services.

General estate planning guidance Charitable giving & philanthropy Cash flow / budgeting
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Andrew R

Series 65

Virginia, MN

Northland Capital Management

Andrew Rogers is a financial advisor at Northland Capital Management with a Series 65 designation and four years of industry experience. Prior to joining Northland Capital Management in 2021, he worked for Cleveland-Cliffs Northshore Mining Company for 14 years. Northland Capital Management is a fee-only investment advisory firm managing model-based portfolios primarily using ETFs and mutual funds, with a focus on value-style equities. The firm serves a diverse client base, including pension plans, and offers both standard and ESG model portfolios with regular portfolio reviews and performance reporting.

ESG / Sustainable investing Factor investing / smart beta
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Julie J

Series 65

Virginia, MN

Northland Capital Management

Julie Johnson is a financial advisor at Northland Capital Management with nine years of industry experience. She holds a Series 65 designation and has been with Northland Capital Management since 2016. Northland Capital Management is a fee-only investment advisory firm that manages discretionary portfolios using a top-down, model-portfolio approach with allocations from Conservative to All Equity. The firm serves a diverse client base, including pension plans, and emphasizes value-style equities, offering both standard and ESG model portfolios primarily through ETFs and mutual funds.

ESG / Sustainable investing Factor investing / smart beta
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Christopher E

Series 63, Series 65

Virginia, MN

Northland Capital Management

Christopher Erickson is a financial advisor at Northland Capital Management with 15 years of industry experience. He has been with Northland Capital Management since 2008. Erickson holds Series 63 and Series 65 designations. Northland Capital Management is a fee-only investment advisory firm that manages discretionary portfolios and provides limited financial planning and consulting. The firm employs a top-down, model-portfolio approach with allocations ranging from conservative to all equity, primarily using ETFs and mutual funds with a focus on value-style equities.

ESG / Sustainable investing Factor investing / smart beta
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Scott B

Series 63, Series 65

Biwabik, MN

Commonwealth Financial Network

Scott Brandt is a financial advisor with Commonwealth Financial Network, holding Series 63 and Series 65 credentials and 21 years of industry experience. He previously worked at John Hancock from 2008 to 2023 and has been affiliated with both Commonwealth Financial Network and Opus 111 Group since 2024. Outside of his advisory work, he has served as an ice rink attendant for the City of Aurora Recreation Department. Commonwealth Financial Network is a registered investment adviser supporting a national network of approximately 2,950 advisors. The firm provides a range of advisory programs and services, including discretionary model portfolios and personalized investment solutions, while offering operational and compliance support to affiliated advisors.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement income strategy Founder/Business Owner Executive Retired
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Crystal S

Series 66

Virginia, MN

Edward Jones

Retirement income strategy General retirement planning Divorce financial planning Intergenerational Families
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Amber H

Series 66

Virginia, MN

Edward Jones

Retirement income strategy Retirement plans for business owners (SEP, solo 401k) General estate planning guidance Multi-generational wealth transfer Wealth management Doctor or Medical Professional
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Andrew B

Series 66

Virginia, MN

LPL Financial

Andrew Bird is a financial advisor with LPL Financial and holds the Series 66 designation. He has been with LPL Financial since 2025 and also operates Bialke Financial Partners. Prior to his advisory career, he held various roles including positions in education and the restaurant industry. LPL Financial provides advisory and brokerage services to a diverse client base including individual investors, retirement plan participants, institutions, and high-net-worth households. The firm offers a range of investment solutions supported by an in-house research team, combining large-scale advisory operations with additional product offerings such as insurance and lending services.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Tax-loss harvesting Founder/Business Owner Retired
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Christopher B

Series 63

Virginia, MN

LPL Financial

Christopher Bialke is a financial advisor with LPL Financial, holding a Series 63 designation and bringing 28 years of industry experience. He worked at Lincoln Financial Advisors for 20 years before joining LPL Financial and American Bank of the North in 2020. Outside of his advisory role, he is involved in managing real estate rental activities. LPL Financial provides advisory and brokerage services to a diverse client base, including individual investors, retirement plan sponsors, institutions, and high-net-worth households. The firm offers a range of investment solutions supported by an in-house research team and a broad platform that integrates advisory and brokerage services.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Tax-loss harvesting Founder/Business Owner Retired
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Jeremy B

CFP®, Series 66

Virginia, MN

LPL Financial

Jeremy Bateman is a CFP® professional with 21 years of industry experience, currently serving as a financial advisor at LPL Financial in Duluth, MN. He previously worked at Lincoln Financial Advisors Corporation and American Bank of the North. LPL Financial provides advisory and brokerage services to a diverse client base, including individual investors, retirement plan sponsors, institutions, and high-net-worth households, offering a range of financial planning and investment management solutions supported by an in-house research team.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Tax-loss harvesting Founder/Business Owner Retired
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