Advisor at Hilltop Securities inc.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Hilltop Securities inc.
Location
Monterey, CA 93940-6555
Credentials
Series 63, Series 65
Industry experience
46 years
Financial Planning/Consulting fixed fees charged quarterly or annually, amounts vary by service scope and complexity
$0+: Negotiable, maximum up to 0.75% annually for Retirement Plan Services $0+: Negotiable wrap fee for Aviator/Co-Pilot Program, max fee applied to entire account value, specific rates not fully disclosed in excerpt
Commissions earned separately by registered representatives for securities transactions, not credited toward advisory fees
Financial Planning/Consulting hourly fees ranging from $250 to $500 per hour
Account minimum: $30,000 or as accepted Fee-only: Financial Planning/Consulting fees charged hourly ($250 to $500 per hour), quarterly or annual fixed fees (amount varies by scope and complexity)
Hilltop Securities Inc.
1980 - Present (46 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Series 66
Monterey, CA
Fidelity
Patricia Miranda is a Vice President and Financial Consultant at Fidelity Investments, a position she has held since 2024. She has been serving clients for over twenty-five years, focusing on helping them pursue their financial goals and dreams through personalized strategies that consider their unique needs at any life stage. Her professional experience includes roles as a Financial Consultant and Workplace Financial Consultant at Fidelity Investments, as well as positions at UBS Financial Services, Toronto Dominion Securities Inc., Marathon Brokerage, Merrill Lynch Canada Inc., and the Investment Dealers' Association in Toronto. Patricia holds a CA Insurance License. Outside of her professional work, Patricia enjoys art, cooking and baking, family activities, gardening, hiking, and traveling.
CFP®, Series 66
Carmel, CA
Edward Jones
Series 66
Salinas, CA
Edward Jones
Series 66
Salinas, CA
Fidelity
Christopher Grado is a Financial Consultant currently working at Fidelity Investments since 2021. In this role, he partners with clients to develop comprehensive financial plans that align with their short-term and long-term goals. He focuses on understanding clients' priorities and works to ensure they feel confident in their financial future. Prior to his current position, Christopher served as a Financial Advisor at Edward Jones from 2018 to 2021. He holds a California Insurance License, supporting his ability to provide insurance-related financial guidance. Outside of his professional work, Christopher engages in family activities, parenthood, photography, and traveling.
Series 66
Salinas, CA
Edward Jones
Series 66
Carmel, CA
Edward Jones
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