Advisor at Principal Financial Services
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Principal Financial Services
Location
Cooperstown, NY 13326
Credentials
Series 66
Industry experience
< 1 year
Principal Securities INC
2025 - Present (1 year)
PRINCIPAL LIFE INSURANCE CO
2025 - Present (1 year)
Unemployed
2025 - 2025 (1 year)
Binghamton University
2024 - 2025 (1 year)
Minitab LLC
2024 - 2024 (1 year)
Stadium 138
2024 - 2024 (1 year)
NBT Bank
2022 - 2023 (1 year)
Doordash
2021 - 2025 (4 years)
Student
2021 - 2025 (4 years)
Magros Pizzeria
2017 - 2021 (4 years)
Norwich City School District
2015 - 2021 (6 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
CFP®, Series 65
Cherry Valley, NY
West Financial Planning
Series 63, Series 65
Cooperstown, NY
AllSquare Wealth Management, LLC
CFP®, Series 63
Cooperstown, NY
Principal Financial Services
Series 66
Cooperstown, NY
LPL Financial
Series 63, Series 65
Cooperstown, NY
Cambridge Investment Research Advisors
Series 63, Series 65
Oneonta, NY
LPL Financial
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