Stephen Sharkey
Advisor at Merrill
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Merrill
Location
Pine Knoll Shores, NC
Credentials
Series 63, Series 65
Industry experience
35 years
About
Stephen Sharkey is a Wealth Management Advisor with Merrill Lynch Wealth Management. He has been serving clients since 1989, focusing on creating personalized financial strategies that align with clients' priorities and life goals. Stephen’s approach emphasizes developing holistic, tailored wealth management plans that consider each client’s unique personality and needs.
Stephen’s expertise encompasses liquidity management, managing new wealth, personal retirement planning, portfolio management services, socially responsible and ESG investing, tax minimization, and retirement income strategies. He holds the Accredited Asset Management Specialist™ (AAMS™), Chartered Retirement Planning Counselor™ (CRPC™), and Personal Investment Advisor (PIA) designations. Stephen earned his bachelor's degree from the University of North Carolina at Wilmington.
Stephen is actively engaged in his community, volunteering with organizations such as JDRF. Outside of work, he enjoys cooking, music, photography, singing, traveling, woodworking, spending time with his family, and practicing yoga.
Client services
Portfolio management
Pension consulting
Selection of other advisers
Educational seminars or workshops
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Expertise
Wealth management
Retirement income strategy
Tax-loss harvesting
ESG / Sustainable investing
Work history
Bank Of America, N.A.
2009 - Present (17 years)
Merrill Lynch, Pierce, Fenner & Smith Incorporated
2009 - Present (17 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
Browning S
Series 63, Series 66
Morehead City, NC
Edward Jones
James D
Series 66
Morehead City, NC
Edward Jones
Cheryl M
ChFC®, Series 66
Morehead City, NC
Edward Jones
Michael O
CFP®, Series 63, Series 66
Beaufort, NC
Edward Jones
Gavin L
Series 66
Morehead City, NC
Sollinda Capital Management LLC
Robert H
Series 63, Series 66
Morehead City, NC
OSAIC Institutions, INC.
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