Advisor at Continuum Advisory, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Continuum Advisory, LLC
Location
Sonora, CA 95370
Credentials
Series 63, Series 65
Industry experience
18 years
Financial planning and consulting fees ranging from $500 to $5,000; retirement plan consulting fixed fees up to $40,000.
0.00% to 2.95%, tiered and fully negotiable based on client relationship and portfolio size, with a maximum of 2.95%
Some Advisors offer securities brokerage and insurance products under separate commission-based arrangements.
Account minimum: No stated minimum fee or minimum portfolio value for starting and maintaining an investment management relationship; however, certain TPAMs and SMA Managers may impose their own minimums. Minimum fee: Financial planning and consulting fixed fees range from $500 to $5,000, negotiable. Fee-only: Financial planning and consulting fixed fees ($500 to $5,000) and retirement plan consulting fees (fixed fee up to $40,000 or asset-based 0.15% to 1.00%).
Osaic Wealth, Inc.
2024 - Present (2 years)
Athenable Investment Strategies
2021 - Present (5 years)
Continuum Advisory, LLC
2021 - Present (5 years)
Triad Advisors
2021 - 2024 (3 years)
WELLS FARGO Clearing Services, LLC
2016 - 2021 (5 years)
WELLS FARGO ADVISORS LLC
2009 - 2016 (7 years)
Wachovia Bank, N.A.
2007 - 2017 (10 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Real estate agent
They facilitate real estate transactions and may earn commissions.
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