Advisor at American Independent Securities Group, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
American Independent Securities Group, LLC
Location
Baraboo, WI 53913
Credentials
Series 63, Series 66
Industry experience
11 years
Financial planning fixed fees typically range from $100 to $4,000 depending on complexity and arrangement.
0.75% to 2.5% (negotiated based on factors such as total assets, scope of engagement, investment style, and types of investments)
Advisory representatives may receive commissions from securities and insurance products sold in their broker-dealer capacity, separate from advisory fees.
Financial planning fees may be charged hourly ranging from $50 to $250 per hour.
Account minimum: $2,500 for Charles Schwab advisory services; $10,000 for RBC management services (may vary based on platform used; negotiable in certain circumstances) Fee-only: Advisory fees based on assets under management ranging from 0.75% to 2.5%, negotiated per client; financial planning fees (hourly or fixed)
American Independent Securities Group
2021 - Present (5 years)
Edward Jones
2016 - 2021 (5 years)
Unemployed
2016 - 2016 (1 year)
AAP Implants, Inc
2015 - 2016 (1 year)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 66
Baraboo, WI
Edward Jones
Series 66
Baraboo, WI
Edward Jones
CFP®, Series 66
Portage, WI
Edward Jones
Series 63, Series 65
Lodi, WI
Diamond Wealth Partners
Series 63, Series 65
Baraboo, WI
Capstone Wealth Management Corp.
Series 65
Baraboo, WI
MBE Wealth Management, LLC
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