Advisor at Independent Solutions Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Independent Solutions Wealth Management, LLC
Location
Naples, NY
Credentials
Series 63, Series 65
Industry experience
6 years
$500 to $10,000 for comprehensive financial planning services based on complexity
$0+: 0% to 2.50% for Mutual Fund, ETF, Third-Party Manager services $0+: 0% to 2.75% for Stock Portfolio Management service
$150 to $300 per hour for consulting services
Account minimum: $3,000 minimum for Small Account Models, $50,000 minimum generally to open an advisory account, $25,000 minimum generally to maintain an account, $100,000 minimum for Stock Portfolio Management service (may be waived)
Peak Brokerage Services, LLC
2024 - Present (2 years)
Independent Solutions Wealth Management, LLC
2024 - Present (2 years)
Cambridge Investment Research Advisors, Inc.
2021 - 2024 (3 years)
Cambridge Investment Research, Inc.
2021 - 2024 (3 years)
Mass Mutual Life Insurance Company
2020 - 2021 (1 year)
MML Investors Services, LLC
2020 - 2021 (1 year)
Moore Financial Group
2019 - 2019 (1 year)
MML Investors Services, LLC
2018 - 2019 (1 year)
Mass Mutual Life Insurance Company
2018 - 2019 (1 year)
American Portfolio Financial Services, Inc
2017 - 2018 (1 year)
Hazlitt Red Cat Cellars
2015 - 2017 (2 years)
Prattsburgh CSD
2013 - 2017 (4 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63, Series 65
Rochester, NY
Cambridge Investment Research Advisors
Series 63, Series 65
Pulteney, NY
Raymond James & Associates
Series 63, Series 65
Branchport, NY
Wells Fargo Clearing
Series 63, Series 65
Naples, NY
Cambridge Investment Research Advisors
ChFC®, Series 63
Naples, FL
Mass Mutual Investors Services
Series 66
Honeoye, NY
UBS Financial Services
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