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Lisa Sharp

Advisor at Spectrum Asset Management Inc

Updated today
Spectrum Asset Management Inc logo

Firm

Spectrum Asset Management Inc

Location

Gunter, TX

Credentials

CFP®, Series 63, Series 65

Industry experience

16 years

Client services

Financial planning Portfolio management Selection of other advisers Newsletters or periodicals

Fee options

Percentage

$0 - $750,000: 1.65% Maximum (Emerging Wealth Management) $750,001 - $5,000,000: 1.00% (Emerging Wealth Management) $5,000,001 - $10,000,000: 0.60% (Emerging Wealth Management) $10,000,001+: 0.40% (Emerging Wealth Management) $0 - $5,000,000: 1.00% first $5,000,000 (Equity & Balanced/Investment Consulting Services) $5,000,001 - $10,000,000: 0.60% next $5,000,000 (Equity & Balanced/Investment Consulting Services) $10,000,001+: 0.40% above $10,000,000 (Equity & Balanced/Investment Consulting Services) $0 - $1,000,000: 0.60% first $1,000,000 (Fixed Income and Fixed Income Plus) $1,000,001 - $8,000,000: 0.40% next $7,000,000 (Fixed Income and Fixed Income Plus) $8,000,001 - $25,000,000: 0.25% next $17,000,000 (Fixed Income and Fixed Income Plus) $25,000,001+: 0.20% above $25,000,000 (Fixed Income and Fixed Income Plus) $0 - $3,000,000: 0.30% first $3,000,000 (Cash Management) $3,000,001 - $10,000,000: 0.20% next $7,000,000 (Cash Management) $10,000,001+: 0.15% above $10,000,000 (Cash Management)

Project-based

Financial planning fees are agreed upon prior to contract; may charge additional fees for extraordinary planning or consultation services

Other

Account minimum: $1,000,000 generally encouraged minimum asset level Fee-only: Fee-only basis for discretionary investment advisory services

Work history

Spectrum Asset Management Inc.

2004 - Present (22 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

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