Advisor at Wells Fargo Clearing
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Wells Fargo Clearing
Location
Laurinburg, NC 28352
Credentials
Series 66
Industry experience
7 years
Flat annual fees or one-time fees available; one-time service fees payable immediately after services are provided
$0 - $1M: 0.1% to 1.0% (10 to 100 bps) with a minimum fee of $500 and maximum fee of $10,000 $1M - $5M: 0.1% to 0.7% (10 to 70 bps) with a minimum fee of $1,000 and maximum fee of $30,000 $5M - $10M: 0.1% to 0.5% (10 to 50 bps) with a minimum fee of $3,500 and maximum fee of $40,000 $10M - $25M: 0.01% to 0.25% (1 to 25 bps) with a minimum fee of $5,000 and maximum fee of $100,000
Commissions are reported in SEC Part 1 and the firm is a broker-dealer; specific commission rates not disclosed in brochure
Minimum fee: Minimum fees range from $500 to $5,000 depending on plan size
WElls Fargo Clearing Services, LLC
2024 - Present (2 years)
fidelity Investments
2022 - 2024 (2 years)
Lpl Financial LLC
2022 - 2022 (1 year)
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2021 - 2021 (1 year)
CUNA Mutual Group
2020 - 2022 (2 years)
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2020 - 2022 (2 years)
Maverick Transportation Inc
2019 - 2020 (1 year)
Morgan Stanley Private Bank, N.A.
2018 - 2019 (1 year)
Morgan Stanley
2018 - 2019 (1 year)
First Command Advisory Services, Inc.
2018 - 2018 (1 year)
First Command Insurance Services, Inc.
2018 - 2018 (1 year)
First Command Financial Planning, Inc.
2018 - 2018 (1 year)
First Command Financial Planning, Inc.
2017 - 2018 (1 year)
Boy Scouts of America
2016 - 2017 (1 year)
Northern Cardinal Artisanal Soaps Ltd
2016 - 2017 (1 year)
DHJ Management Corporation DBA. Moe's Southwest Grill
2015 - 2016 (1 year)
Methodist University
2014 - 2017 (3 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Series 66
Laurinburg, NC
Edward Jones
Series 66
Laurinburg, NC
Edward Jones
Series 63, Series 65
Pembroke, NC
Credit Union Investment Services
Series 66
Rockingham, NC
Edward Jones
Series 63, Series 66
Laurinburg, NC
Edward Jones
CFP®, ChFC®, Series 63, Series 66
Laurinburg, NC
Edward Jones
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