Advisor at TCW Investment Management Company LLC
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Firm
TCW Investment Management Company LLC
Location
Los Angeles, CA 90071
Credentials
Series 66
Industry experience
8 years
Ivan Luna is a financial advisor at TCW Investment Management Company LLC with eight years of industry experience. He holds a Series 66 designation and has worked at firms including Guggenheim Partners Investment Management, Legal & General Investment Management America, and Wedbush Securities. Outside of his advisory role, Luna is the owner of GTO Capital and Consulting, a management consulting and strategic advisory business. TCW Investment Management Company LLC serves institutional and individual clients through various investment vehicles, employing a value-oriented, bottom-up process supported by quantitative tools and fundamental credit research. The firm offers a broad range of strategies across equities, fixed income, international, and alternatives, and is notable for its proprietary analytics and diverse vehicle types.
Based on TCW Investment Management Company LLC
Based on TCW Investment Management Company LLC
$0 - $100 million: 0.40% to 0.80% (for TCW UCITS Core Plus Bond Fund) $0 - $25 million: 0.70% (Relative Value Large Cap Separate Account - Institutional) $25 million - $100 million: 0.50% (Relative Value Large Cap Separate Account - Institutional) $100 million+: 0.40% (Relative Value Large Cap Separate Account - Institutional) $0 - $25 million: 0.80% (Relative Value Mid Cap Separate Account - Institutional) $25 million - $50 million: 0.65% (Relative Value Mid Cap Separate Account - Institutional) $50 million+: 0.60% (Relative Value Mid Cap Separate Account - Institutional) $0 - $100 million: 0.50% (Bank Loans Separate Account) $100 million+: 0.25% (Bank Loans Separate Account) $0 - $100 million: 0.50% (Conservative Unconstrained Separate Account) $100 million+: 0.40% (Conservative Unconstrained Separate Account) $0 - $100 million: 0.275% (Core Fixed Income Separate Account) $100 million+: 0.20% (Core Fixed Income Separate Account) $0 - $100 million: 0.275% (Core Plus Fixed Income Separate Account) $100 million+: 0.20% (Core Plus Fixed Income Separate Account) $0 - $100 million: 0.275% (Corporate Bonds Separate Account) $100 million+: 0.20% (Corporate Bonds Separate Account) $0 - $100 million: 0.50% (Flexible Income Separate Account) $100 million+: 0.40% (Flexible Income Separate Account) $0 - $100 million: 0.30% (Global Fixed Income Separate Account) $100 million - $500 million: 0.24% (Global Fixed Income Separate Account) $500 million+: 0.19% (Global Fixed Income Separate Account) $0 - $100 million: 0.375% (Global Mortgage-Backed Securities Plus Separate Account) $100 million+: 0.25% (Global Mortgage-Backed Securities Plus Separate Account) $0 - $100 million: 0.50% (Global Securitized Separate Account) $100 million+: 0.40% (Global Securitized Separate Account) $0 - $100 million: 0.40% (High Yield Fixed Income Separate Account) $100 million+: 0.25% (High Yield Fixed Income Separate Account) $0 - $100 million: 0.50% (Securitized Opportunities Separate Account) $100 million - $1 billion: 0.32% (Securitized Opportunities Separate Account) $1 billion - $1.5 billion: 0.15% (Securitized Opportunities Separate Account) $1.5 billion+: 0.10% (Securitized Opportunities Separate Account) $0 - $100 million: 0.50% (Strategic Income Separate Account) $100 million+: 0.40% (Strategic Income Separate Account) $0 - $100 million: 0.275% (Sustainable Securitized Separate Account) $100 million+: 0.20% (Sustainable Securitized Separate Account) $0 - $100 million: 0.20% (TIPS Portfolios Separate Account) $100 million+: 0.15% (TIPS Portfolios Separate Account) $0 - $100 million: 0.275% (Total Return Mortgage-Backed Securities Separate Account) $100 million+: 0.20% (Total Return Mortgage-Backed Securities Separate Account) $0 - $100 million: 0.20% (Ultra Short Fixed Income Separate Account) $100 million+: 0.15% (Ultra Short Fixed Income Separate Account) $0 - $100 million: 0.50% (Unconstrained Separate Account) $100 million+: 0.40% (Unconstrained Separate Account) $0 - $50 million: 0.50% (Core Balanced Separate Account) $50 million - $100 million: 0.40% (Core Balanced Separate Account) $100 million+: 0.30% (Core Balanced Separate Account)
Performance fees based on exceeding benchmarks or net gain thresholds, authorized and disclosed in client or fund documents.
Account minimum: $25 million
515 South Flower Street
Los Angeles, CA 90071
California
Tcw Llc
2024 - Present (2 years)
TCW Funds Distributor
2022 - Present (4 years)
Tcw Llc
2022 - 2024 (2 years)
Legal & General Investment Management America
2021 - 2022 (1 year)
Unemployed
2021 - 2021 (1 year)
Guggenheim Funds Distributors, LLC
2017 - 2021 (4 years)
Guggenheim Credit Services
2017 - 2021 (4 years)
Guggenheim Partners Investment Management, LLC
2017 - 2021 (4 years)
Wedbush Securities Inc.
2015 - 2017 (2 years)
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Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
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Fund sponsor
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63, Series 65
Los Angeles, CA
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CFP®, Series 66
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Series 65
Los Angeles, CA
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Series 63
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Haleakala Investment Advisors
Series 65
Santa Monica, CA
Joseph C. Longo, Attorney At Law
CFP®, Series 66
Santa Monica, CA
Guttman Financial Planning
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