Advisor at Desert Rose Capital Management, Inc.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Desert Rose Capital Management, Inc.
Location
Valley Springs, CA 95252
Credentials
Series 65
Industry experience
2 years
Premium reserve accounts charged a flat 0.75% annual fee.
$0 - $500,000: 1.75% annually $500,001 - $1,000,000: 1.50% annually $1,000,001 - $5,000,000: 1.25% annually $5,000,001+: 1.00% annually
Insurance product commissions are separate and in addition to advisory fees.
Account minimum: $50,000 for separately managed accounts (subject to discretionary waiver)
Desert Rose Capital Management, Inc.
2023 - Present (3 years)
Aspen Creek Financial
2018 - Present (8 years)
Appreciation Financial
2017 - 2018 (1 year)
ITS Conglobal
2006 - Present (20 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
CFP®, Series 63, Series 66
Jackson, CA
Edward Jones
Series 63, Series 65
Valley Springs, CA
Silverback Financial
CFP®, Series 65
Ione, CA
Hesperian Wealth
Series 66
Jackson, CA
APS Investment Management Group
Series 63, Series 66
Jackson, CA
APS Investment Management Group
CFP®, Series 63, Series 66
San Andreas, CA
Empower Advisory Group
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