Advisor at Hilltop Securities inc.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Hilltop Securities inc.
Location
Bastrop, TX
Credentials
Series 63, Series 66
Industry experience
43 years
Financial Planning/Consulting fixed fees charged quarterly or annually, amounts vary by service scope and complexity
$0+: Negotiable, maximum up to 0.75% annually for Retirement Plan Services $0+: Negotiable wrap fee for Aviator/Co-Pilot Program, max fee applied to entire account value, specific rates not fully disclosed in excerpt
Commissions earned separately by registered representatives for securities transactions, not credited toward advisory fees
Financial Planning/Consulting hourly fees ranging from $250 to $500 per hour
Account minimum: $30,000 or as accepted Fee-only: Financial Planning/Consulting fees charged hourly ($250 to $500 per hour), quarterly or annual fixed fees (amount varies by scope and complexity)
Hilltop Securities Inc.
2021 - Present (5 years)
UNEMPLOYED
2020 - 2021 (1 year)
Hilltop Securities Inc
2018 - 2020 (2 years)
Unemployed
2017 - 2018 (1 year)
Southwest Securities Inc
2013 - 2017 (4 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
CFP®, Series 66
Bastrop, TX
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CFP®, Series 66
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Edward Jones
Series 65, Series 66
Bastrop, TX
Altitude Capital Management LLC
Series 66
Bastrop, TX
Transce3nd LLC
Series 63, Series 65
Cedar Creek, TX
New York Life Investment Management LLC
Series 63, Series 65
Bastrop, TX
LPL Financial
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