Advisor at Secure Investment Management, LLC
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Firm
Secure Investment Management, LLC
Location
Phoenix, AZ
Credentials
Series 63, Series 65
Industry experience
7 years
Aridai Lopez is a financial advisor with Secure Investment Management, LLC in Phoenix, AZ, holding Series 63 and Series 65 licenses and seven years of industry experience. Prior to joining Secure Investment Management, Lopez worked at firms including The Vanguard Group and Cache Securities. Outside of advisory work, Lopez owns and leads a leadership and sales coaching business and works as a loan officer specializing in SBA and commercial real estate loans. Secure Investment Management serves individuals, business entities, trusts, and estates, offering investment advisory, portfolio management, and financial planning services. The firm uses a long-term, quantitative, factor-based approach with globally diversified portfolios and incorporates tax-managed strategies and direct indexing to seek tax efficiency.
Based on Secure Investment Management, LLC
Based on Secure Investment Management, LLC
Full financial plan including estate planning and asset map available for $1,300
$0.00 - $100,000.00: 0.35% $100,000.01 - $250,000.00: 0.30% $250,000.01 - $1,000,000.00: 0.20% $1,000,000.01+: 0.10%
$250 per hour with a minimum charge of $1,250 (5-hour minimum) for financial planning services
Account minimum: $25,000 (may be waived at SIM's sole discretion)
Phoenix, AZ
Arizona · California
Secure Investment Management LLC
2026 - Present (1 year)
Secure Income Management
2025 - Present (1 year)
Cetera Investment Services Llc
2025 - 2025 (1 year)
Cetera
2025 - 2025 (1 year)
UnEMPLOYED
2024 - 2025 (1 year)
Cache Securities, LLC
2023 - 2024 (1 year)
THE Vanguard Group, Inc.
2020 - 2023 (3 years)
Southwest Windows and Doors LLC
2019 - 2024 (5 years)
Park Avenue Securities, Llc
2019 - 2020 (1 year)
GUARDIAN LIFE INSURANCE CO of AMERICA
2019 - 2020 (1 year)
Foresters Advisory Services LLC
2018 - 2019 (1 year)
Foresters Financial Services
2017 - 2019 (2 years)
Foresters Financial Services Inc
2017 - 2017 (1 year)
Longboard Asset Management
2016 - 2016 (1 year)
Yelp Inc
2015 - 2016 (1 year)
Arizona State University
2015 - 2016 (1 year)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
CFP®, Series 63, Series 66
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CFP®, Series 63
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Musser Financial Planning, LLC
Series 63, Series 65
Phoenix, AZ
FMT Investment Advisory
Series 63, Series 65
Scottsdale, AZ
Karpinski Financial, LLC
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