Advisor at Advisory Alpha, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Advisory Alpha, LLC
Location
Prescott Valley, AZ
Credentials
Series 65
Industry experience
4 years
Fixed fees generally range from $1,000 to $10,000 for certain specialty solutions and financial planning services
0.10% to 1.70% depending on services provided; average asset-based fee will not exceed 1.70%
Investment advisor representatives may accept compensation for sale of securities or insurance products (commissions and other payments) independent of advisory fees
Hourly fees between $50 and $400 per hour for certain specialty solutions and financial planning services
Minimum fee: May be implemented or waived at the discretion of the investment advisor representative; fully disclosed in advisory agreement Fee-only: Financial planning and specialty solutions charged on hourly or fixed fee basis; hourly fees range from $50 to $400 per hour; fixed fees generally range from $1,000 to $10,000; fees negotiable and outlined in advisory agreement
Advisory Alpha, LLC
2025 - Present (1 year)
Tucker Asset Management LLC
2021 - 2025 (4 years)
Loskill Financial Group L.L.C.
2010 - Present (16 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 66
Prescott, AZ
Edward Jones
Series 63, Series 65, Series 66
Prescott, AZ
Edward Jones
CFP®, Series 63, Series 65
Prescott, AZ
Edward Jones
Series 63, Series 65
Prescott, AZ
Merrill
Richard Taubman is a Senior Financial Advisor with Merrill Lynch Wealth Management and a veteran member of the Karras Poplin Schroeder Group. He specializes in working with publicly traded corporations to design and manage equity award plans and advises senior executives on managing concentrated and restricted stock holdings. His expertise includes drafting 10b5-1 trading plans and portfolio diversification, supported by more than three decades of experience in wealth management and investing. Beginning his career in 1986 with Morgan Stanley, Richard joined Merrill in 2008, where he holds the designations of Equity Plan Consultant (EPC) and Personal Investment Advisor (PIA). He earned a Bachelor’s degree from Iowa State University. Richard emphasizes precise administration of Rule 144 compliance and tailors client portfolios to individual objectives, including wealth transfer, risk tolerance, cash-flow needs, time horizons, and philanthropic goals. Richard and his wife reside between the Northern suburbs of Chicago and Prescott, Arizona. They have two adult children. Outside of his professional work, Richard enjoys downhill skiing and is a vintage car collector and racing enthusiast, having competed in events sponsored by the Sports Car Club of America (SCCA) and the International Motor Sports Association (IMSA).
Series 66
Prescott Valley, AZ
Edward Jones
Series 66
Prescott, AZ
Edward Jones
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