Advisor at OSAIC Institutions, INC.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
OSAIC Institutions, INC.
Location
Mauston, WI 53948
Credentials
CFP®, Series 63, Series 65
Industry experience
38 years
Fixed or flat fees for financial planning and consulting services up to $20,000; ERISA plan fixed fees up to $100,000
$0+: Negotiable up to 2.50% maximum annually for customized advisory services $0+: Up to 1.25% for ERISA plan services (negotiable) $0+: Up to 1.25% for retirement plan services (negotiable)
Commissions earned on securities and insurance products sold; trail fees may offset advisory fees on annuities; structuring fees up to 0.65% on structured products
Financial planning and consulting hourly fees generally range from $50 to $750 per hour; ERISA plan hourly fees up to $300 per hour
Fee-only: Financial planning hourly fees range from $50 to $750 per hour; fixed fees up to $20,000 depending on complexity; ERISA plan hourly fees up to $300 per hour; fixed fees up to $100,000 for ERISA plans
infinex Investments, Inc.
2012 - Present (14 years)
Bank of Mauston
2007 - Present (19 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Series 63
Mauston, WI
Edward Jones
ChFC®, Series 63
Friendship, WI
LPL Financial
Series 63, Series 65
Mauston, WI
LPL Financial
Series 63, Series 65
New Lisbon, WI
Morgan Stanley
Series 66
Mauston, WI
Edward Jones
Series 63
Mauston, WI
Commonwealth Financial Network
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