Advisor at LPL Financial
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
LPL Financial
Location
West Jefferson, NC 28694
Credentials
Series 63, Series 65
Industry experience
19 years
Financial planning and consulting services fees may be flat fees up to $10,000, negotiated between client and IAR.
Clients may pay commissions, markups, markdowns, and transaction charges for brokerage services; commissions apply particularly if LPL acts as broker-dealer.
Financial planning and consulting services fees may be hourly, up to $500 per hour.
Lpl Financial LLC
2018 - Present (8 years)
Cetera Investment Advisors
2017 - 2018 (1 year)
Cetera Investment Services LLC
2017 - 2018 (1 year)
First National Bank of PA
2017 - 2018 (1 year)
Yadkin Valley Bank And Trust
2014 - 2017 (3 years)
Securities America Advisors, Inc.
2014 - 2017 (3 years)
Securities America, inc.
2014 - 2017 (3 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Series 66
West Jefferson, NC
Edward Jones
Series 66
Boone, NC
Edward Jones
Series 63, Series 66
Jefferson, NC
Edward Jones
Series 65
Boone, NC
E2I Financial Group, LLC
Series 63, Series 65, Series 66
Boone, NC
RCX Capital Group Advisors, LLC
Series 63, Series 65, Series 66
Boone, NC
RCX Capital Group Advisors, LLC
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