Advisor at Raymond James Financial
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Firm
Raymond James Financial
Location
Wayzata, MN 55391
Credentials
Series 63
Industry experience
17 years
Brian Schwartz is a financial advisor with Raymond James Financial in Wayzata, MN, holding a Series 63 designation and 17 years of industry experience. Prior to joining Raymond James in 2021, he worked at Ameriprise Financial Services for 13 years. He is also the CEO of BKEM Consulting, a business entity through which he manages his financial advisory practice. Raymond James Financial Services Advisors, Inc. serves a diverse client base including individual investors, high-net-worth clients, pension plans, and charitable organizations. The firm offers financial planning and non-discretionary investment consulting, emphasizing tailored recommendations supported by firm research and extensive affiliate networks.
Based on Raymond James Financial
Based on Raymond James Financial
Fixed (flat) dollar fees may be charged for planning and/or investment consulting services
Commissions are charged in brokerage accounts when implementing financial plans or recommendations; fees and commissions may be offset or discounted for legacy clients.
Hourly rates for planning and/or investment consulting services generally up to $400 per hour
Fee-only: Hourly fees generally up to $400 per hour; fees may also be fixed (flat) dollar amounts or a percentage of assets under advisement not to exceed 2.25%
1905 Wayzata Blvd Ste 155
Wayzata, MN 55391
Minnesota · Texas
Raymond James Financial Services Advisors, INC.
2021 - Present (5 years)
Raymond James Financial Services, INC.
2021 - Present (5 years)
Ameriprise Financial Services, Inc.
2008 - 2021 (13 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
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