Advisor at Janney Montgomery Scott
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Janney Montgomery Scott
Location
Warwick, RI 02886
Credentials
Series 63, Series 65
Industry experience
38 years
Flat fees offered for financial planning services; fees vary and are covered under separate agreements.
Negotiable percentage of assets under management
Janney is a dually registered broker-dealer and investment adviser offering brokerage services with commissions.
Janney Montgomery Scott LLC
2024 - Present (2 years)
Janney Montgomery Scott lLC
2016 - 2024 (8 years)
Bank Of America, Na
2009 - 2016 (7 years)
Merrill Lynch, PIERCE, FENNER & SMITH INCORPORATED
2005 - 2016 (11 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Trust company
They provide trust and estate administration services, typically for separate fees.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Series 66
Topsham, ME
Edward Jones
Series 66
Brunswick, ME
Edward Jones
Series 63, Series 66
Bath, ME
Edward Jones
Series 63, Series 66
Freeport, ME
Fidelity
Jeffrey Dunkle is a Financial Consultant at Fidelity Investments, a position he has held since 2020. In this role, he works closely with clients to develop personalized financial plans that address their individual needs and priorities, utilizing the resources available at Fidelity. His professional experience spans over a decade in the financial services industry. Prior to his current role, he served as a Financial Advisor and Wealth Planning Associate at UBS Financial Services Inc. from 2017 to 2020. Before that, he was a Regional Investment Consultant at MFS Investment Management from 2013 to 2017, and he began his career as an Investment Operations Analyst at Fidelity Investments from 2011 to 2013.
Series 66
Brunswick, ME
Edward Jones
CFA®, Series 66
Freeport, ME
Flying Point Advisors
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