Advisor at Allen Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Allen Wealth Management, LLC
Location
Boone, NC 28607
Credentials
CFP®, Series 63, Series 65
Industry experience
20 years
$0 - $5,000,000: 1.00% annually $5,000,001 - $10,000,000: 0.75% annually Over $10,000,000+: 0.50% annually
Commission-based compensation earned by associated persons as registered representatives and insurance agents, separate from advisory fees.
$500 per hour for financial planning services, negotiable depending on scope and complexity.
Account minimum: $25,000 minimum for Ambassador accounts (may be waived); $5,000 minimum for Foundations platform (depending on strategy); $500,000 minimum per household for Legacy platform (may be waived at discretion)
Raymond James Financial Services, Inc.
2022 - Present (4 years)
Allen Wealth Management
2021 - Present (5 years)
Sapere Wealth Management, LLC
2005 - 2021 (16 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Series 66
Boone, NC
Edward Jones
Series 66
Boone, NC
Edward Jones
Series 65
Boone, NC
E2I Financial Group, LLC
Series 65
Banner Elk, NC
Sterling Wealth Advisors, Inc.
Series 63, Series 65, Series 66
Boone, NC
RCX Capital Group Advisors, LLC
Series 63, Series 65, Series 66
Boone, NC
RCX Capital Group Advisors, LLC
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