Advisor at Regal Investment Advisors LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Regal Investment Advisors LLC
Location
Plymouth, IN 46563
Credentials
Series 66
Industry experience
19 years
Flat fees may be charged depending on specific LionShare strategy selected (flat, blended, and breakpoint schedules used)
ranges from 0.30% to 1.00% per annum depending on account value and strategies selected
Financial Advisors affiliated with the firm may receive separate commission-based compensation for securities and insurance products
Account minimum: $10,000 to $1,000,000 depending on strategy
Regulus Financial Group, LLC
2014 - Present (12 years)
Regal Investment Advisors
2014 - Present (12 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
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