Advisor at SYM Financial Advisors
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
SYM Financial Advisors
Location
Midland, MI 48640
Credentials
CFP®, ChFC®, Series 66
Industry experience
7 years
Financial Planning Projects fees are negotiated per project; 50% due at start, 50% at completion; advance payments not to exceed $1,200 for projects > 6 months
$0+: .30% - 1.50% for Wealth Management (tiered based on assets) $0+: Up to 1.25% for Portfolio Management (generally less than or equal to 1.25%) $0+: .20% - .70% for Qualified Plan Consulting (tiered based on assets)
Account minimum: Generally no less than $2,500 for Wealth Management clients with emerging wealth; generally no less than $4,000 minimum annual fee for Qualified Plan Consulting clients Minimum fee: Generally no less than $2,500 minimum annual fee for Wealth Management; generally no less than $4,000 minimum annual fee for Qualified Plan Consulting
SYM Financial Advisors
2025 - Present (1 year)
Cambridge Investment Research Advisors, Inc.
2020 - 2025 (5 years)
Cambridge Investment Research, Inc.
2020 - 2025 (5 years)
Ameriprise Financial Services, inc.
2018 - 2020 (2 years)
Edward Jones
2017 - 2018 (1 year)
Edward Jones
2017 - 2017 (1 year)
The Dow Chemical Company
2016 - 2016 (1 year)
Central Michigan University
2014 - 2017 (3 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
CFP®, Series 66
Midland, MI
Edward Jones
Series 66
Freeland, MI
Edward Jones
Series 63, Series 66
Covington, KY
Fidelity
Jake Swartz is a Financial Consultant at Fidelity Investments, where he has been working since 2024. Prior to this role, he held positions at Fidelity Investments as an Investment Consultant from 2023 to 2024 and as a High Net Worth Service Associate from 2022 to 2023. Before joining Fidelity Investments, Jake worked as a Financial Advisor at Equitable Advisors from 2020 to 2022. Jake focuses on client service as the foundation of financial planning relationships. He works closely with clients to understand their individual needs and goals in order to co-create personalized financial plans. He is committed to helping clients develop sound financial plans. Outside of his professional work, Jake enjoys boating, fishing, golf, hiking, outdoor adventures, and spending time with his pets.
CFP®, Series 66
Midland, MI
Edward Jones
CFP®, Series 66
Saginaw, MI
Edward Jones
Series 66
Midland, MI
Edward Jones
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