Advisor at Vicus Capital, Inc.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Vicus Capital, Inc.
Location
Mifflinburg, PA 17844
Credentials
Series 66
Industry experience
18 years
Frank Moore Jr. is a financial advisor at Vicus Capital, Inc. with 18 years of industry experience. He holds a Series 66 designation and has worked with Cetera Wealth Services, LLC and Frank D Moore Financial, Inc., which he owns. Outside of advisory work, he serves as a board member for an oil leases business. Vicus Capital serves a diverse client base including individuals, businesses, trusts, and retirement plan sponsors, offering investment management, financial planning, and retirement plan consulting. The firm employs a range of strategies combining fundamental and technical analysis and provides specialized fiduciary consulting alongside a broad suite of advisory services.
Based on Vicus Capital, Inc.
Based on Vicus Capital, Inc.
Financial planning fees may also be charged as flat fees, negotiated per client
$0 - $250,000: 1.5% $250,001 - $500,000: 1.3% $500,001 - $1,500,000: 1.0% $1,500,001+: 1.0%
Less than 50% of revenue comes from commissions on investment and insurance product sales; no advisory fees charged in addition to commissions when earned
Financial planning may be charged on an hourly rate, negotiated per client
Account minimum: $25,000 Minimum fee: Minimum account fees ranging from $250 to $1,400 depending on the strategy and account size; minimum fees may be waived Fee-only: Financial planning fees charged on hourly, flat fee, or fixed percentage basis; negotiated per client
4177 Wildwood Rd
Mifflinburg, PA 17844
Pennsylvania
Cetera Wealth Services, LLC
2013 - Present (13 years)
Vicus Capital, Inc. (Formerly PFG Financial Advisors)
2011 - Present (15 years)
Frank D Moore Financial, Inc.
2011 - Present (15 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Series 65
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CFP®
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Series 63, Series 65
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Series 63, Series 65
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Buffalo Valley Wealth Plus
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