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Joseph Ferry

Advisor at Lifemark Securities Corp.

Updated today
Lifemark Securities Corp. logo

Firm

Lifemark Securities Corp.

Location

Naugatuck, CT 06770

Credentials

Series 63, Series 65

Industry experience

31 years

Fee options

Fixed

Financial planning flat fees typically range from $250 to $5,000 depending on complexity; one-time fees also possible

Percentage

IAR fee ranges from 0.35% to 0.5% depending on asset level, with maximum IAR fee capped at 2.0%; client total fee may exceed 2.0% due to program and add-ons

Commissions

IARs receive commissions for selling commissionable products through broker-dealer activities, but not for advisory services

Project-based

Financial planning and consulting hourly fees typically range from $100 to $500 per hour

Other

Account minimum: Varies depending on platform and manager; specific minimums disclosed in respective platform or TAMP brochures; no explicit general minimum stated Minimum fee: Minimum annual account fees may be imposed by custodians or platforms depending on account size and program selected; specific amounts not disclosed Fee-only: IAR fees for investment advisory services are negotiable and charged as a percentage of assets under management; no commissions charged on advisory accounts

Work history

Lifemark Securities Corp.

2010 - Present (16 years)

Chittenden Group

1995 - Present (31 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Charles C

CFP®, Series 63, Series 65, Series 66

North Haven, CT

Edward Jones

Retirement income strategy General estate planning guidance Multi-generational wealth transfer Wealth management

Nicholas D

Series 66

Southbury, CT

Merrill

Nicholas Drew is a Financial Advisor at Merrill Lynch Wealth Management, where he provides personalized wealth management guidance to help clients build, preserve, and transition their assets. He focuses on understanding each client's financial goals, risk tolerance, and priorities to deliver disciplined strategies based on long-term planning and sound investment principles. Nicholas leverages Merrill Lynch's research, resources, and technology to design customized portfolios, support retirement and tax-efficient planning, and assist clients in navigating complex financial decisions. He holds professional designations including Accredited Wealth Management Advisor (AWMA), Chartered Retirement Planning Counselor (CRPC), and Personal Investment Advisor (PIA). Nicholas earned a Bachelor's Degree from Keene State College. His client focus areas include college education planning, legacy planning, personal retirement planning, tax minimization, and retirement income. Outside of his professional work, Nicholas is involved with St. Jude's and enjoys a variety of personal interests such as basketball, football, gardening, golfing, hiking, skiing, soccer, spending time with family, and woodworking.

Wealth management Retirement income strategy General retirement planning College savings (529s, UTMA, etc.) General tax planning

Richard F

Series 63, Series 66

Southbury, CT

Merrill

Richard Fabian is a Financial Advisor at Merrill Lynch Wealth Management. With nearly 20 years of experience, he provides financial planning services aimed at helping clients achieve their financial goals and desired outcomes. Richard utilizes his industry knowledge alongside Merrill's research and resources to develop customized strategies tailored to the unique needs and aspirations of each individual and household. His client focus includes college education planning, family wealth management, legacy planning, managing new wealth, personal retirement planning, philanthropic planning, socially responsible and ESG investing, sports and entertainment, tax minimization, and retirement income. Richard holds the Personal Investment Advisor (PIA) designation. He earned a high school diploma from Flags High School, attended Brooklyn College, and holds a bachelor's degree from Lehman College. He is fluent in English and Spanish. Outside of his professional work, Richard enjoys adventure sports, baseball, basketball, biking, dancing, music, traveling, watching movies, and spending time with his family.

Wealth management Retirement income strategy Charitable giving & philanthropy College savings (529s, UTMA, etc.) ESG / Sustainable investing Parents

David M

ChFC®, Series 63, Series 66

Southbury, CT

Edward Jones

Retirement income strategy General retirement planning Multi-generational wealth transfer General estate planning guidance Intergenerational Families

Maria G

Series 66

Hamden, CT

Merrill

Maria Garcia Nuesi is an International Wealth Advisor at Merrill Lynch Wealth Management. She joined Merrill in 2001 after earning a bachelor's degree in Economics from Boston University. In 2010, Maria obtained her Certified Investment Management Analyst® (CIMA®) designation from the Investments & Wealth Institute™. She also holds the Personal Investment Advisor (PIA) designation and is fluent in English and Spanish. With over two decades of experience, Maria specializes in guiding a select group of wealthy families through goals-based wealth management. She builds personal relationships with clients to understand their risk tolerance and provide comprehensive financial services tailored to their entire financial needs. Maria works closely with her clients through various market cycles, helping them focus on long-term objectives while capitalizing on current market opportunities aligned with their aspirations and risk profiles. She leverages Merrill’s investment resources and the banking strength of Bank of America to deliver customized strategies. Outside of her professional role, Maria enjoys cooking, dancing, music, reading, watching movies, and spending time with her family. She values community involvement and participates in local charitable activities. Maria’s approach centers on integrity, respect, and understanding, supporting clients with personalized financial strategies designed to pursue their long-term goals.

Wealth management ESG / Sustainable investing Women Professionals Values-based investing

Jonathan K

Series 63, Series 66

Wallingford, CT

Edward Jones

Retirement income strategy General estate planning guidance Multi-generational wealth transfer
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