Nita Tucker
Advisor at Merrill
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
About
Nita Tucker is a Senior Financial Advisor with Merrill Lynch Wealth Management. She has been involved in the investment profession since 1997, beginning her career as a Financial Advisor's assistant before becoming an advisor. Nita focuses on developing personalized wealth management strategies that address clients’ individual goals and financial circumstances, including asset allocation, investment management, retirement income planning, college education planning, divorce transition planning, and liquidity management.
She holds a Bachelor's Degree from Baylor University and the professional designation of Personal Investment Advisor (PIA). Nita is responsible for guiding clients through the team's goals-based wealth management process by evaluating risk tolerance, time horizon, objectives, liquidity needs, and goals. Beyond her professional role, she serves as a board member of the Christian Women's Job Corp and participates in community organizations such as Cards for Kids, Compassion Ministries, St. Jude’s Research Hospital, and Waco Humane Society. Her personal interests include fishing, gardening, painting, yoga, and spending time with her family.
Expertise
Wealth management
Retirement income strategy
Income planning
Work history
Bank Of America, N.A.
2020 - Present (6 years)
Merrill Lynch, Pierce, Fenner & Smith Incorporated
2020 - Present (6 years)
UBS Financial Services
2012 - 2020 (8 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
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Michael R
Series 66
Waco, TX
Edward Jones
Donna P
Series 63, Series 66
Waco, TX
Edward Jones
Cynthia M
Series 63, Series 66
Robinson, TX
Merrill
Cynthia Mosley Guy serves as a Resident Director at Merrill, where she specializes in developing personalized wealth management strategies tailored to clients' unique financial circumstances. She collaborates closely with clients, their attorneys, and accountants to create comprehensive plans that include investment management, insurance considerations, and legacy planning. Her expertise encompasses family wealth management, services for endowments, foundations, non-profits, retirement planning, and investment strategies for individuals and corporations. Cynthia holds the designation of Personal Investment Advisor (PIA) and completed her high school education at Troy High School. Committed to community involvement, she volunteers with the Humane Society of Central Texas. Outside of her professional work, she enjoys reading, writing, traveling, and spending time with her family.
Shawna B
Series 66
Waco, TX
Edward Jones
Carter H
Series 63, Series 65
Waco, TX
Merrill
Carter Harris is a Wealth Management Advisor with Merrill Lynch Wealth Management located in Waco, Texas. Since joining Merrill in 1988, he has focused on working with families and individuals to develop strategies designed to help their wealth achieve their aspirations. His approach centers on building relationships grounded in honesty, integrity, and respect for clients’ financial goals. Carter provides a comprehensive range of wealth management strategies and services to high-net-worth business owners and families. Utilizing Merrill Lynch's open-architecture asset management platform, he pursues both traditional and alternative investment strategies globally, aligning investment opportunities with clients’ goals, timeframes, and risk tolerances. His client focus areas include college education planning, personal retirement planning, portfolio management, and small business strategies, among others. He holds a Bachelor’s Degree from the Texas A&M University System and maintains several professional designations, including CERTIFIED FINANCIAL PLANNER (CFP), CERTIFIED PLAN FIDUCIARY ADVISOR (CPFA), Chartered Retirement Planning Counselor (CRPC), Personal Investment Advisor (PIA), and Retirement Accredited Financial Advisor (RAFA). Outside of his professional role, Carter is engaged in community volunteer efforts and enjoys cooking, music, spending time with family, traveling, and watching movies.
Shown C
Series 66
Woodway, TX
Edward Jones
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