Sapna Goel
Advisor at Nbc Securities, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Nbc Securities, Inc.
Location
Huntsville, AL 35801
Credentials
Series 63, Series 65
Industry experience
19 years
Work history
Nbc Securities, Inc.
2010 - Present (16 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Lee D
CFP®, ChFC®, Series 66
Madison, AL
Edward Jones
James F
CFP®, Series 63, Series 66
Huntsville, AL
Edward Jones
Melissa H
Series 66
Huntsville, AL
Edward Jones
Stephanie D
Series 66
Huntsville, AL
Edward Jones
Lefranc J
Series 63, Series 65, Series 66
Huntsville, AL
Merrill
Lefranc Joseph is a Financial Advisor at Merrill Lynch Wealth Management. He works closely with clients to define their financial goals and implement portfolio strategies designed to help them achieve those objectives. Lefranc offers ongoing advice and adapts client plans as their situations evolve, focusing on areas including college education planning, legacy planning, managing new wealth, personal retirement planning, portfolio management services, retirement income, and sports & entertainment. He holds a Bachelor's Degree from Fairleigh Dickinson University and has earned professional designations including Chartered Retirement Planning Counselor (CRPC) and Personal Investment Advisor (PIA). Lefranc is fluent in both French and English and is affiliated with Merrill Lynch Wealth Management. Beyond his professional work, he is involved in his local church and has personal interests in basketball, music, running, and soccer.
Robert S
Series 66
Madison, AL
Edward Jones
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