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Kaponotuitalau Faitau

Advisor at Regal Investment Advisors LLC

Updated today
Regal Investment Advisors LLC logo

Firm

Regal Investment Advisors LLC

Location

Kentwood, MI 49512

Credentials

Series 66

Industry experience

5 years

Fee options

Fixed

Flat fees may be charged depending on specific LionShare strategy selected (flat, blended, and breakpoint schedules used)

Percentage

ranges from 0.30% to 1.00% per annum depending on account value and strategies selected

Commissions

Financial Advisors affiliated with the firm may receive separate commission-based compensation for securities and insurance products

Project-based
Other

Account minimum: $10,000 to $1,000,000 depending on strategy

Work history

Regulus Financial Group, LLC

2025 - Present (1 year)

Regal Investment Advisors, LLC

2025 - Present (1 year)

Pacific Island Cleaning, LLC

2022 - Present (4 years)

Bank Of America, N.a.

2021 - 2023 (2 years)

Merrill Lynch, PIERCE, FENNER & SMITH INCORPORATED

2021 - 2023 (2 years)

Morgan Stanley Private Bank, N.A.

2018 - 2021 (3 years)

Morgan Stanley Private Bank, N.A

2018 - 2021 (3 years)

Morgan Stanley

2018 - 2021 (3 years)

KYO - YA Inc.

2017 - 2018 (1 year)

First Hawaiian Bank

2016 - 2016 (1 year)

Bishop & Co.

2016 - 2016 (1 year)

Courtyard by Marriott

2015 - 2017 (2 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Blake J

CFP®, Series 63, Series 65

Springville, UT

Pomegranate Financial LLC

Pomegranate Financial helps Working Families conquer their debt without cashing out their 401(k)/IRA. Through custom financial strategies we help lower interest on your debt, pay less in taxes, automate your investments, and get excited about your financial future. Our services can fit any budget whether it is our Membership option as low as $100/month to our Premier Planning at $250/month (for 12 Months). Our planning is focused on helping save you money. Schedule a free meeting today. Whether in-person or virtually we will talk to see if it makes sense to work together. Following the meeting we send a summary email detailing how we can be of value to you and your financial life. Want to better understand what types of strategies and questions we help with? Take a glance at our Pomegranate Planning at our website: www.pomegranatefinancial.com Thinking about cashing out your 401(k)/IRA? Get your free e-book at www.pomegranatefinancial.com

Debt management General tax planning Gen X (Born 1965-1980)

Mark W

CFP®

Provo, UT

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Since 2013 I’ve worked for wealth management firms providing financial planning for retirees and those who are close to retirement. Frustrated with the restrictions that come from working within a corporation, I decided to launch Retirement Advice. At Retirement Advice, I am able to provide clients with more flexibility and personability while still being their one-stop shop for all their retirement planning needs. Using modern technology and a network of partners, I am able to give my clients cost savings and expert advice backed by research. My clients can depend on me to be their investment fiduciary, 100% committed to putting their interests first. I seek to empower all of my clients with the confidence to retire early, and to retire well.

General retirement planning Retirement income strategy Income planning Baby Boomers (Born 1946-1964) FIRE (Financial Independence Retire Early)

Neilson H

Series 66

Provo, UT

Merrill

Neilson Hullinger is a Financial Advisor with Merrill Lynch Wealth Management, where he is part of The Hullinger Group, a team with nearly a century of advising experience. He works alongside veteran advisors to provide clients with tailored financial plans that are regularly adjusted to meet their goals. Neilson specializes in areas including family wealth management strategies, legacy planning, liquidity management, managing new wealth, personal retirement planning, philanthropic planning, portfolio management services, individual and corporate investment strategy, tax minimization, and retirement income. Neilson graduated from Utah State University with degrees in Finance and Economics. He holds the CERTIFIED FINANCIAL PLANNER (CFP) designation as well as the Personal Investment Advisor (PIA) credential. Coming from a family with a strong history in financial advising, Neilson follows in the footsteps of his father, uncle, and grandfather, who have been with the firm since 1973. Outside of his professional role, Neilson is involved in Springville High Basketball and has completed missionary service. He enjoys spending time with his family, being the oldest of six siblings, and engages in activities such as boating, traveling, and sports including baseball, basketball, football, golf, hiking, ice hockey, camping, and fishing.

Wealth management Retirement income strategy General retirement planning Charitable giving & philanthropy Tax-loss harvesting

Steven M

CFP®, Series 63, Series 66

Provo, UT

Edward Jones

Retirement income strategy General retirement planning Charitable giving & philanthropy General estate planning guidance Multi-generational wealth transfer

Robert H

Series 63, Series 66

Springville, UT

Fidelity

Brayden Holker is a Planning Consultant at Fidelity Investments, where he develops engagement strategies tailored to support each client's unique planning needs. He has been with Fidelity Investments since 2021, progressing through roles including Customer Relationship Advocate, High Net Worth Service Associate, Investment Solutions Representative, and Relationship Manager before assuming his current position in 2024. Prior to joining Fidelity Investments, Brayden worked at Morgan Stanley as part of the National New Accounts team from 2020 to 2021. He holds insurance licenses in Arkansas and California.

Wealth management

Jeffrey R

Series 63, Series 65, Series 66

Provo, UT

Merrill

Jeffrey Rasband is a Wealth Management Advisor with Merrill Lynch Wealth Management. He specializes in creating personalized financial strategies tailored to clients’ individual goals, helping them navigate diverse areas such as divorce transition planning, family wealth management, retirement income, legacy planning, philanthropic planning, and portfolio management services. His approach integrates insights from Merrill’s investment expertise along with banking and lending solutions from Bank of America. Jeffrey holds a Bachelor's Degree from Brigham Young University and has earned multiple professional designations, including CERTIFIED PLAN FIDUCIARY ADVISOR (CPFA), Chartered Retirement Planning Counselor (CRPC), Personal Investment Advisor (PIA), and Retirement Accredited Financial Advisor (RAFA). He has experience serving defined benefit plans and small business financial strategies, emphasizing long-term, client-centered financial planning. In addition to his professional work, Jeffrey has a history of community involvement. He served as the Wasatch Chapter Chair for the Mule Deer Foundation from 2007 to 2017 and currently participates in activities with the Midway Boosters.

Wealth management Retirement income strategy General retirement planning Charitable giving & philanthropy Family Business
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