Stephen Rozzero

South Coast Planning & Wealth Management was started on the premise that everyone should have access to personalized, quality financial planning & investment management — regardless of income or asset level. Dan has 18+ years of investment & financial planning experience working with individuals and institutions. His investment experience & financial planning expertise is what allows him to get results for both clients who are just getting started on their financial journeys, near or in retirment, and those with complex situations. He attended the University of Massachusetts and has a Master’s degree in Finance from Northeastern University. Dan is also a board member of CFA Society Providence.

Greetings! If you've built significant income and wealth but find yourself asking "when does it actually become enough?" - you're in the right place. We work with high-income professionals who are done with the default earn-more path and ready to define what financial independence actually looks like for them. Not the traditional retire-at-65 version, but rather the kind that gives you real freedom of choice - to keep building, to downshift, to take a sabbatical, to pursue something that pays less but means more, or simply to know you could walk away if you wanted to. Financial independence means something different to everyone. We help you define what it means for you. Our clients typically navigate complex financial lives: equity compensation (RSUs, ISOs, NSOs, ESPP) that requires careful coordination, business ownership with income variability and tax complexity, or $2M+ in net worth without an integrated strategy pulling it all together. They're growth-oriented and curious about the psychology and assumptions shaping their financial decisions - not just the tactics. We serve as your long-term strategic financial partner - coordinating your income, equity compensation, tax strategy, investments, and major life decisions into one integrated plan built around what matters most to you, not a generic retirement timeline. Our team includes Certified Financial Planners (CFP®), a Chartered Financial Analyst (CFA), and a Certified Financial Therapist (CFT-I™). We bring technical depth, but we believe the most important financial decisions aren't just technical, they're personal. Money reflects your values, your identity, and the trade-offs you're willing to make. We help you get clear on all of it. We've been recognized by Investment News 40 Under 40, Business Insider's Top Financial Planners for Millennials, Financial Advisor Magazine's Top 10 Young Advisors to Watch, and Investopedia's Top 100 Financial Advisors. Founded in 2019 and based in Rhode Island, we work virtually with clients across the country over Zoom - and genuinely enjoy the kids, dogs, and chaos that show up along the way.

Jeremiah Figueroa is a Financial Solutions Advisor (FSA) with Merrill Lynch Wealth Management. In this role, he works closely with clients to understand their financial priorities and develop strategies aimed at achieving their short-, mid-, and long-term goals. Jeremiah provides guidance on a range of financial topics including general investing, retirement planning, and emergency savings. He also facilitates access to specialists in banking, credit, home financing, and small business solutions through Bank of America. Jeremiah holds the Personal Investment Advisor (PIA) designation and earned his bachelor's degree from the Massachusetts College of Liberal Arts. He values building relationships with clients to deliver ongoing advice tailored to their evolving needs. Outside of his professional work, Jeremiah is involved with Awakening Church.

Erik Pelletier is a Financial Advisor with the Carcieri & Bock Group at Merrill Lynch Wealth Management, operating out of Providence, Rhode Island. He draws on his engineering background from the automotive and aerospace & defense industries to provide structured, calculated, and thoughtful financial guidance. Erik applies the analytical rigor and problem-solving skills honed as an engineer to deliver objective and tailored solutions designed to meet clients' unique financial goals. Erik holds dual Bachelor of Science degrees in Mechanical Engineering and German Language from the University of Rhode Island. He is a Chartered Financial Analyst (CFA) and a Personal Investment Advisor (PIA). His expertise spans executive compensation planning, tax-efficient strategies, strategic cash flow management, multi-generational wealth planning, and legacy preservation. He works closely with successful individuals and families, particularly those in science, technology, healthcare, and athletics, providing insightful guidance and transparent feedback in sophisticated investment management. Aside from his professional focus, Erik has extensive international experience, having lived in Germany and Mexico. He remains active in professional and cultural organizations, including the CFA Society of Providence, the German American Business Council of Boston, and the Tau Beta Pi Central Connecticut Engineering Honor Society. His personal interests include cooking, golf, ice hockey, rock climbing, traveling, and spending time with his family.

Lorraine Sloper is a Senior Financial Advisor and senior partner in The Sloper Zawerucka Group at Merrill Lynch Wealth Management. She brings over 39 years of experience in the financial services industry, with a focus on retirement accumulation and income strategies, risk management, and customized wealth planning. Lorraine specializes in helping affluent families identify their life goals and implement disciplined, holistic plans to achieve financial security, including managing wealth preservation and growth through challenging market environments. Throughout her career, Lorraine has provided tailored wealth management and investment strategies, including work with high net worth Private Bank and Trust clients. She holds the Chartered Retirement Planning Counselor (CRPC) and Personal Investment Advisor (PIA) designations and earned a bachelor's degree from the University of Massachusetts after attending Bentley College. Lorraine also engages with her community through involvement with organizations such as the Rotary Club of Attleboro, the Community Foundation, the Animal Rescue League, and New Hope, Inc. Outside of her professional work, Lorraine has personal interests in interior decorating, music, reading, singing, swimming, and spending time with her family. She is married and resides in Rhode Island.