John Polemis
Advisor at Sphinx Investments LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Advisor at Sphinx Investments LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Sphinx Investments LLC
Location
Richmond, VA 23219
Credentials
Series 63, Series 66
Industry experience
12 years
Financial planning fixed fees between $2,500 and $6,000
Typically between 1.50% and 1.75% annually (negotiable)
Insurance product sales commissions accepted by supervised persons, but commissions are not primary source of compensation; advisory fees are not reduced to offset commissions
Account minimum: No account minimum for advisory services; $500 minimum initial investment into the Fund, $100 for additional contributions Fee-only: Portfolio management fees typically between 1.50% and 1.75% annually; Fund management fee 1.50% per annum of average daily net assets; financial planning fixed fees between $2,500 and $6,000
Sphinx Investments LLC
2024 - Present (2 years)
Stirlingshire Investments
2024 - 2024 (1 year)
Park Avenue Securities
2022 - 2024 (2 years)
Guardian Life Insurance Company
2020 - Present (6 years)
Self Employed
2019 - 2020 (1 year)
Principal Securities Incorporated
2019 - 2019 (1 year)
Principal Life Insurance Company
2019 - 2019 (1 year)
Allegis Advisor Group
2018 - 2019 (1 year)
Various Insurance Carriers For W&R Insurance Agencies
2017 - 2018 (1 year)
Waddell & Reed Inc
2017 - 2017 (1 year)
Nfg Brokerage
2014 - 2016 (2 years)
United healthcare
2004 - 2018 (14 years)
Humana
2004 - 2018 (14 years)
Kaiser
2004 - 2018 (14 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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