Advisor at Wells Fargo Clearing
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Wells Fargo Clearing
Location
Grassy Creek, NC
Credentials
Series 63, Series 65
Industry experience
29 years
Flat annual fees or one-time fees available; one-time service fees payable immediately after services are provided
$0 - $1M: 0.1% to 1.0% (10 to 100 bps) with a minimum fee of $500 and maximum fee of $10,000 $1M - $5M: 0.1% to 0.7% (10 to 70 bps) with a minimum fee of $1,000 and maximum fee of $30,000 $5M - $10M: 0.1% to 0.5% (10 to 50 bps) with a minimum fee of $3,500 and maximum fee of $40,000 $10M - $25M: 0.01% to 0.25% (1 to 25 bps) with a minimum fee of $5,000 and maximum fee of $100,000
Commissions are reported in SEC Part 1 and the firm is a broker-dealer; specific commission rates not disclosed in brochure
Minimum fee: Minimum fees range from $500 to $5,000 depending on plan size
Wells Fargo Clearing Services, LlC
2022 - Present (4 years)
J.P. Morgan Securities Llc
2012 - 2022 (10 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Series 66
West Jefferson, NC
Edward Jones
CFP®, Series 66
Independence, VA
Edward Jones
Series 63, Series 66
Jefferson, NC
Edward Jones
Series 63, Series 65
West Jefferson, NC
PFG Advisors
Series 66
Lansing, NC
Ameriprise
Series 66
Sparta, NC
Edward Jones
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