Steven Matteson is the sole advisor at Twin Tiers Consulting, LLC, an independent investment advisory firm based in Corning, NY. He holds Series 63 and Series 65 licenses and has 24 years of industry experience. Since 2000, he has been a member of Burns Matteson Capital Management. Twin Tiers Consulting provides discretionary portfolio management and consulting services to individuals, high-net-worth clients, trusts, estates, charitable organizations, and corporations. The firm employs a combination of fundamental and technical analysis to create customized investment policies and manages portfolios across various asset classes, including mutual funds, ETFs, equities, fixed income, and, when appropriate, options and margin strategies.

On her website, it states, “I love what I do, but I also very much enjoy warmth, good conversation, wine tastings, and volunteering. New York is extraordinary in the summer and fall, but so is Florida in the winter.” In 2018, she decided it was time to take the stigma out of finances by combining her passion for finances and wine. She started a podcast called “Wine and Dime,” which highlights a different wine and financial topic each week, and she released her book combining those same two passions, titled, “Uncork Your Finances.” Many know her as one of the co-founders of the Southern Tier Women’s Financial Conference – a day of collaboration and financial education, which will be hosting its sixth year! Education and Experience: - Amy holds a Master’s Degree in financial planning - Certified Financial Planner TM - Enrolled Agent - Certified College Financial Consultant - Certified Financial Therapist TM - Over 30 years of financial planning and industry experience. She is the Founder and owner of Rooted Planning Group, (Formerly known as Irvine Wealth Planning Strategies LLC) who uniquely, at the age of 44, decided to not only start her only company, but to act on what she defined as her perfect life and she splits her time between Parrish, Florida and Jasper, New York.

Michael Socha is a CFA® charterholder with eight years of industry experience and has been with Socha Financial Group, LLC since 2014. He holds Series 63 and Series 65 licenses and is based in Corning, NY. Socha Financial Group serves individuals, families, estates, trusts, charitable organizations, and small businesses, offering financial planning, discretionary portfolio management, tax planning and preparation, and assistance with life and long-term care insurance. The firm’s investment approach combines “reduced risk” and “risk” asset segments to create diversified portfolios that balance downside protection and market participation, utilizing a range of securities and alternative investment strategies.

Katrina Welker is a CFP® professional with 18 years of industry experience, currently serving at Rooted Planning Group in Corning, NY. Her prior work includes roles at Irvine Wealth Planning Strategies, Hd Vest Investment Services, and Alsheimer & Evarts Tax Accounting. She volunteers with pro-bono financial helplines such as Savvy Ladies and Advisors Give Back, and serves on the Advisory Board for the Financial Planning Program at Alfred State College. Rooted Planning Group provides individualized financial planning and portfolio management to individual and high-net-worth clients as well as retirement plan sponsors. The firm offers both project-based consulting and ongoing advisory services, managing diversified portfolios that may include options strategies and emphasizing retirement plan education and pension consulting.

Sarah Creath is a CFP® professional with nine years of experience in financial advising. She has been with BCK Partners, Inc. since 2015. BCK Partners, Inc. provides comprehensive financial management and investment advisory services to individuals, trusts, estates, charitable organizations, and business entities. The firm combines asset management with financial planning and manages client portfolios using ETFs, mutual funds, individual equities, and fixed-income instruments on a discretionary basis.

Rebekah Eason is a CFP® and holds a Series 65 license with seven years of industry experience. She has worked with Rooted Planning Group since 2018 and has prior experience in tax preparation and small business operations. Outside of financial advising, she runs a craft business called She Shed Creations, LLC, and volunteers with Advisors Give Back, providing pro-bono financial assistance. Rooted Planning Group offers individualized financial planning and portfolio management to individual and high-net-worth clients, as well as retirement plan sponsors. The firm manages diversified portfolios with discretionary authority, including the use of options strategies, and provides pension consulting with an emphasis on participant education and workshop services.

James Kaffenbarger is a CFP® professional with 12 years of experience in financial advising. He has been with BCK Partners, Inc. since 2015. BCK Partners, Inc. offers comprehensive financial management and investment advisory services to individuals, trusts, estates, charitable organizations, and business entities. The firm uses a combination of asset management and financial planning, employing fundamental analysis and diversified investment strategies including ETFs, mutual funds, individual equities, and fixed-income instruments.

Jolie Mc Carthy is a CFP® professional with nine years of industry experience, currently serving at Socha Financial Group, LLC since 2011. She is based in Corning, NY, and works within a team of four advisors at the firm. Socha Financial Group advises individuals, families, estates, trusts, charitable organizations, and small businesses with financial planning, discretionary portfolio management, tax planning, and tax preparation services. The firm’s investment approach emphasizes building balanced “all-weather” portfolios through a combination of reduced risk and risk asset groups, utilizing a range of securities and alternative strategies alongside integrated tax and insurance services.

Shane Alsworth is a CFP® with 16 years of industry experience and is a principal advisor at Alsworth Capital Management, LLC, where he has worked since 2015. Prior to founding Alsworth Capital Management, he was with Cadaret, Grant & Co., Inc. from 2015 to 2022. He serves as chairman of the Finance Council at St. Mary Our Mother Parish & School in Horseheads, NY. Alsworth Capital Management, LLC is an SEC-registered investment adviser managing approximately $97 million for around 171 clients. The firm serves individuals, trusts, estates, charitable organizations, corporations, and retirement plans, employing a primarily long-term, value-oriented investment approach based on fundamental analysis and strategic asset allocation.

Whether you’re feeling confident, confused, or overwhelmed about your financial plan, there’s always a good reason to work with a financial planner. When you work with the team at Lake Road Advisors, you’ll get an ongoing, unbiased partnership to help you make financial decisions with confidence and gain greater peace of mind. When you meet with one of our financial planners, we’ll get to know you and understand your financial life. Then, depending on your goals, we’ll help you: Build a complete, well organized understanding of your financial situation Understand where your money is going and align spending to achieve your goals Invest your money wisely, understand risks, and build wealth over time Invest in your children’s future, including their education Map out a realistic and achievable plan for your current goals and retirement Follow proven methods to stay on target, with experts by your side every step of the way There’s no such thing as one “perfect” financial solution. You need a plan shaped to fit your strengths and put you on track for your goals. Our role is to understand your priorities, provide you with the tools and education to build a clear plan together, and support you as new questions and life changes arise along the way

Michelle Vang is a CFP® professional with eight years of experience in financial advising. She has worked at Socha Financial Group, LLC since 2019 and also has a background with Nancy A. Socha & Associates, LLC dating back to 2007. Michelle is based in Corning, NY, and is part of a four-advisor team at Socha Financial Group. Socha Financial Group serves individuals, families, estates, trusts, charitable organizations, and small businesses, providing financial planning, discretionary portfolio management, tax planning, and tax preparation services. The firm’s investment approach emphasizes building “all-weather” portfolios through a mix of reduced risk and risk asset groups, employing a variety of investment vehicles and strategies while integrating tax preparation and insurance brokerage services.

Cody Buterbaugh is a financial advisor with Mangolds Investment Advisors Inc. in Corning, NY, holding Series 63 and Series 65 credentials and seven years of industry experience. His background includes roles at Primerica, Jackson Hewitt, and Trane Technologies, where he currently works as a controls technician. He also prepares taxes through Mangolds Tax Service Inc. Mangolds Investment Advisors serves a diverse client base including individuals, high-net-worth clients, trusts, and institutional entities. The firm offers discretionary portfolio management and written financial planning, using a blend of fundamental, technical, charting, and economic analysis to guide investment decisions.

Christopher Davis is a CFP® and holds a Series 65 license, with 10 years of experience in the financial services industry. He has been with Burns Matteson Capital Management, LLC since 2015. Burns Matteson Capital Management serves individuals, high-net-worth families, charitable organizations, and retirement plans by providing discretionary and non-discretionary investment advisory services, wealth management, and financial planning. The firm’s investment approach includes allocations across equities, fixed income, and mutual funds or ETFs, with a notable use of derivatives and borrowing strategies uncommon among peer firms.

Kelley Zimmerman is a financial advisor at Burns Matteson Capital Management, LLC with 11 years of industry experience. She holds a Series 65 designation and has been with Burns Matteson since 2018. Burns Matteson Capital Management serves individuals, high-net-worth families, charitable organizations, and retirement plans by providing discretionary and non-discretionary investment advisory services, wealth management, and financial planning. The firm employs a diversified investment approach that includes individual equities, fixed income, mutual funds, ETFs, and option strategies, with a distinctive emphasis on derivatives and margin lending within separately managed accounts.

Karen Meriwether is a CFP® professional with over 30 years of experience at John G. Ullman & Associates, Inc., where she has worked since 1984. She holds Series 63 and Series 65 licenses and is based in Corning, NY. John G. Ullman & Associates serves individual and high-net-worth clients, as well as charitable institutions, foundations, endowments, trusts, and U.S. corporations, typically managing relationships with at least $250,000 in assets. The firm combines discretionary portfolio management with financial planning, emphasizing value-based investment analysis and risk-segmented portfolio management.

John Ullman is a financial advisor at John G. Ullman & Associates, Inc with 36 years of industry experience. He holds Series 63 and Series 65 designations and has been affiliated with USGM Securities Inc. since 1978. He also serves as director and president of USGM Securities and as a director of American Equity Development Corp. John G. Ullman & Associates serves individual and high-net-worth clients, as well as charitable institutions, foundations, endowments, trusts, and U.S. corporations, generally focusing on accounts with at least $250,000 in assets. The firm combines discretionary portfolio management with financial planning, emphasizing value-based security selection and risk-segmented portfolio management.

Eric Sweet is a financial advisor at Burns Matteson Capital Management, LLC in Corning, NY. He holds a Series 65 designation and has professional experience spanning roles at Burns Matteson Capital Management and Five Star Bank, as well as teaching positions at SUNY Brockport and local schools. Burns Matteson Capital Management serves individuals, high-net-worth families, charitable organizations, and retirement plans with investment advisory, wealth management, and financial planning services. The firm employs a diversified investment approach including equities, fixed income, mutual funds, ETFs, and derivatives, and offers specialized strategies such as option contracts and structured notes.

William Burns Jr. is a CFP® and ChFC® with 24 years of experience in financial advisory. He has been with Burns Matteson Capital Management, LLC since 2000. Outside of his advisory role, he volunteers as a piano player at his church and coaches youth basketball. Burns Matteson Capital Management serves individuals, high-net-worth families, charitable organizations, and retirement plans, offering investment advisory services, wealth management, and financial planning. The firm employs a diversified investment approach including equities, fixed income, mutual funds, ETFs, and routinely uses derivatives and structured products in portfolio management.

William Redder is a financial advisor at Burns Matteson Capital Management, LLC in Corning, NY, holding Series 63 and Series 65 licenses with 21 years of industry experience. He has been with Burns Matteson since 2005. Burns Matteson Capital Management serves individuals, high-net-worth families, charitable organizations, and retirement plans, offering investment advisory services, wealth management, and financial planning. The firm’s investment approach includes allocations across equities, fixed income, and mutual funds or ETFs, with distinctive use of derivatives, structured notes, and option strategies.

Thomas Snow is a financial advisor with John G. Ullman & Associates, Inc. in Corning, NY, holding Series 63 and Series 65 licenses and bringing 30 years of industry experience. He has been with John G. Ullman & Associates since 1982. John G. Ullman & Associates serves individual and high-net-worth clients, as well as charitable institutions, foundations, endowments, trusts, and U.S. corporations, typically managing accounts with at least $250,000 in assets. The firm combines discretionary portfolio management with financial planning, emphasizing value-based security selection and risk-segmented portfolios focused on low-to-moderate risk.