Steven Matteson is the sole advisor at Twin Tiers Consulting, LLC, an independent investment advisory firm based in Corning, NY. He holds Series 63 and Series 65 licenses and has 24 years of industry experience. Since 2000, he has been a member of Burns Matteson Capital Management. Twin Tiers Consulting provides discretionary portfolio management and consulting services to individuals, high-net-worth clients, trusts, estates, charitable organizations, and corporations. The firm employs a combination of fundamental and technical analysis to create customized investment policies and manages portfolios across various asset classes, including mutual funds, ETFs, equities, fixed income, and, when appropriate, options and margin strategies.

Damien Mustico is a financial advisor with The Mustico Financial Group, Inc. in Elmira, NY, holding Series 63 and Series 65 licenses and having 21 years of industry experience. He previously worked at FSC Securities Corporation, Inc. for 12 years before joining The Mustico Financial Group and Mutual Securities, Inc. in 2017. His outside activities include operating independent insurance agencies and providing trust and estate planning referrals through affiliated law firms. The Mustico Financial Group provides discretionary investment supervisory services and individualized portfolio management to a diverse client base including high-net-worth individuals, pension plans, and charities. The firm employs fundamental analysis and both long- and short-term strategies, managing about $316 million in assets across approximately 460 client relationships.

On her website, it states, “I love what I do, but I also very much enjoy warmth, good conversation, wine tastings, and volunteering. New York is extraordinary in the summer and fall, but so is Florida in the winter.” In 2018, she decided it was time to take the stigma out of finances by combining her passion for finances and wine. She started a podcast called “Wine and Dime,” which highlights a different wine and financial topic each week, and she released her book combining those same two passions, titled, “Uncork Your Finances.” Many know her as one of the co-founders of the Southern Tier Women’s Financial Conference – a day of collaboration and financial education, which will be hosting its sixth year! Education and Experience: - Amy holds a Master’s Degree in financial planning - Certified Financial Planner TM - Enrolled Agent - Certified College Financial Consultant - Certified Financial Therapist TM - Over 30 years of financial planning and industry experience. She is the Founder and owner of Rooted Planning Group, (Formerly known as Irvine Wealth Planning Strategies LLC) who uniquely, at the age of 44, decided to not only start her only company, but to act on what she defined as her perfect life and she splits her time between Parrish, Florida and Jasper, New York.

Michael Socha is a CFA® charterholder with eight years of industry experience and has been with Socha Financial Group, LLC since 2014. He holds Series 63 and Series 65 licenses and is based in Corning, NY. Socha Financial Group serves individuals, families, estates, trusts, charitable organizations, and small businesses, offering financial planning, discretionary portfolio management, tax planning and preparation, and assistance with life and long-term care insurance. The firm’s investment approach combines “reduced risk” and “risk” asset segments to create diversified portfolios that balance downside protection and market participation, utilizing a range of securities and alternative investment strategies.

Xavier Mustico is a CFP® with seven years of industry experience currently serving at The Mustico Financial Group, Inc. He previously worked at Bank of America, Merrill, and Mutual Securities, Inc. Outside of his advisory role, he serves as a board member of Elmira Downtown Development, Inc., a local nonprofit organization. The Mustico Financial Group offers discretionary investment supervisory services, financial planning, and consulting to individuals, pension plans, and charities. The firm manages approximately $316 million across about 460 client relationships, using client-specific investment guidelines and fundamental analysis in its portfolio management.

Katrina Welker is a CFP® professional with 18 years of industry experience, currently serving at Rooted Planning Group in Corning, NY. Her prior work includes roles at Irvine Wealth Planning Strategies, Hd Vest Investment Services, and Alsheimer & Evarts Tax Accounting. She volunteers with pro-bono financial helplines such as Savvy Ladies and Advisors Give Back, and serves on the Advisory Board for the Financial Planning Program at Alfred State College. Rooted Planning Group provides individualized financial planning and portfolio management to individual and high-net-worth clients as well as retirement plan sponsors. The firm offers both project-based consulting and ongoing advisory services, managing diversified portfolios that may include options strategies and emphasizing retirement plan education and pension consulting.

Michael Mustico is the principal of The Mustico Financial Group, Inc. in Elmira, NY, with 24 years of experience in financial services and law. He holds Series 63 and Series 65 licenses and has been involved with his firm since 2002. Outside of advising, he is a minority general managing partner of a local holding company that owns the building leased by his firm. The Mustico Financial Group provides discretionary investment supervisory services, portfolio management, financial planning, and consulting to individuals, pension plans, charities, and other entities. The firm manages over $316 million across approximately 460 clients, using client-specific investment guidelines, fundamental analysis, and both long- and short-term strategies.

Sarah Creath is a CFP® professional with nine years of experience in financial advising. She has been with BCK Partners, Inc. since 2015. BCK Partners, Inc. provides comprehensive financial management and investment advisory services to individuals, trusts, estates, charitable organizations, and business entities. The firm combines asset management with financial planning and manages client portfolios using ETFs, mutual funds, individual equities, and fixed-income instruments on a discretionary basis.

Rebekah Eason is a CFP® and holds a Series 65 license with seven years of industry experience. She has worked with Rooted Planning Group since 2018 and has prior experience in tax preparation and small business operations. Outside of financial advising, she runs a craft business called She Shed Creations, LLC, and volunteers with Advisors Give Back, providing pro-bono financial assistance. Rooted Planning Group offers individualized financial planning and portfolio management to individual and high-net-worth clients, as well as retirement plan sponsors. The firm manages diversified portfolios with discretionary authority, including the use of options strategies, and provides pension consulting with an emphasis on participant education and workshop services.

James Kaffenbarger is a CFP® professional with 12 years of experience in financial advising. He has been with BCK Partners, Inc. since 2015. BCK Partners, Inc. offers comprehensive financial management and investment advisory services to individuals, trusts, estates, charitable organizations, and business entities. The firm uses a combination of asset management and financial planning, employing fundamental analysis and diversified investment strategies including ETFs, mutual funds, individual equities, and fixed-income instruments.

Jolie Mc Carthy is a CFP® professional with nine years of industry experience, currently serving at Socha Financial Group, LLC since 2011. She is based in Corning, NY, and works within a team of four advisors at the firm. Socha Financial Group advises individuals, families, estates, trusts, charitable organizations, and small businesses with financial planning, discretionary portfolio management, tax planning, and tax preparation services. The firm’s investment approach emphasizes building balanced “all-weather” portfolios through a combination of reduced risk and risk asset groups, utilizing a range of securities and alternative strategies alongside integrated tax and insurance services.

Shane Alsworth is a CFP® with 16 years of industry experience and is a principal advisor at Alsworth Capital Management, LLC, where he has worked since 2015. Prior to founding Alsworth Capital Management, he was with Cadaret, Grant & Co., Inc. from 2015 to 2022. He serves as chairman of the Finance Council at St. Mary Our Mother Parish & School in Horseheads, NY. Alsworth Capital Management, LLC is an SEC-registered investment adviser managing approximately $97 million for around 171 clients. The firm serves individuals, trusts, estates, charitable organizations, corporations, and retirement plans, employing a primarily long-term, value-oriented investment approach based on fundamental analysis and strategic asset allocation.

Elizabeth Mustico is a financial advisor at The Mustico Financial Group, Inc. with a Series 65 credential and one year of industry experience. She has been affiliated with The Mustico Financial Group since 2021. The Mustico Financial Group provides discretionary investment supervisory services, portfolio management, financial planning, and consulting to individuals, pension plans, charities, and other entities. The firm manages approximately $316.5 million across about 460 clients, using client-specific investment guidelines and a mix of long- and short-term strategies.

Whether you’re feeling confident, confused, or overwhelmed about your financial plan, there’s always a good reason to work with a financial planner. When you work with the team at Lake Road Advisors, you’ll get an ongoing, unbiased partnership to help you make financial decisions with confidence and gain greater peace of mind. When you meet with one of our financial planners, we’ll get to know you and understand your financial life. Then, depending on your goals, we’ll help you: Build a complete, well organized understanding of your financial situation Understand where your money is going and align spending to achieve your goals Invest your money wisely, understand risks, and build wealth over time Invest in your children’s future, including their education Map out a realistic and achievable plan for your current goals and retirement Follow proven methods to stay on target, with experts by your side every step of the way There’s no such thing as one “perfect” financial solution. You need a plan shaped to fit your strengths and put you on track for your goals. Our role is to understand your priorities, provide you with the tools and education to build a clear plan together, and support you as new questions and life changes arise along the way

Michelle Vang is a CFP® professional with eight years of experience in financial advising. She has worked at Socha Financial Group, LLC since 2019 and also has a background with Nancy A. Socha & Associates, LLC dating back to 2007. Michelle is based in Corning, NY, and is part of a four-advisor team at Socha Financial Group. Socha Financial Group serves individuals, families, estates, trusts, charitable organizations, and small businesses, providing financial planning, discretionary portfolio management, tax planning, and tax preparation services. The firm’s investment approach emphasizes building “all-weather” portfolios through a mix of reduced risk and risk asset groups, employing a variety of investment vehicles and strategies while integrating tax preparation and insurance brokerage services.

Cody Buterbaugh is a financial advisor with Mangolds Investment Advisors Inc. in Corning, NY, holding Series 63 and Series 65 credentials and seven years of industry experience. His background includes roles at Primerica, Jackson Hewitt, and Trane Technologies, where he currently works as a controls technician. He also prepares taxes through Mangolds Tax Service Inc. Mangolds Investment Advisors serves a diverse client base including individuals, high-net-worth clients, trusts, and institutional entities. The firm offers discretionary portfolio management and written financial planning, using a blend of fundamental, technical, charting, and economic analysis to guide investment decisions.

Sarah Collier is a financial advisor at John G. Ullman & Associates, Inc., holding a Series 65 designation with eight years of experience. Prior to joining John G. Ullman & Associates in 2018, she held various legal and governmental positions, including roles at Harris-Pero Legal Counsel, PLLC, the New York State Department of Agriculture, and the New York State Office of the Attorney General. John G. Ullman & Associates serves individual and high-net-worth clients, as well as charitable institutions, foundations, trusts, and corporations, typically managing portfolios with at least $250,000 in assets. The firm combines discretionary portfolio management with financial planning, emphasizing value-based security selection and low-to-moderate risk strategies.

Lynda Lander is a CFP® professional at John G. Ullman & Associates, Inc. with nine years of experience, including four years at Walgreens Pharmacy prior to joining her current firm. She is based in Horseheads, NY. John G. Ullman & Associates serves individual and high-net-worth clients as well as charitable institutions, foundations, endowments, trusts, and U.S. corporations, typically managing relationships with at least $250,000 in assets. The firm combines discretionary portfolio management with financial planning, using a value-based investment approach focused on strategic asset allocation and individual security selection.

Andrew Cartwright is a financial advisor at Valicenti Advisory Services Inc. in Elmira, NY. He holds a Series 65 designation and has been with the firm since 2012. Prior to his current role, he worked in the Corning Painted Post Area School District from 2009 to 2022. Valicenti Advisory Services, Inc. provides discretionary investment management and financial planning to a range of clients including individuals, trusts, and business entities. The firm uses a top-down, Modern Portfolio Theory approach and offers additional services such as tax preparation, bookkeeping, payroll, and insurance through affiliated entities.

Kathryn Gerwig is a CFP® with 10 years of industry experience and is affiliated with John G. Ullman & Associates, Inc. She has been with the firm, which she joined in 1987, for her entire career. John G. Ullman & Associates serves individual and high-net-worth clients, as well as charitable institutions and corporations, typically managing relationships with at least $250,000 in assets. The firm provides discretionary portfolio management combined with financial planning, using a value-based investment approach that emphasizes strategic asset allocation and individual security selection.