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Samuel S

Series 63, Series 66

White Bear, MN

Greenup Wealth

Sam Schuette is a seasoned wealth advisor with over two decades of experience helping individuals and families plan for financial security and life milestones. As Vice President and Wealth Advisor at GreenUp Wealth Management, Sam works with clients to develop financial strategies tailored to their goals — including retirement planning, investment guidance, and overall wealth management.  Before joining GreenUp, Sam spent more than a decade at Scottrade, Inc., where he built strong client relationships and led teams of investment professionals. He also served in financial advisory and wealth planning roles at several other firms, bringing a depth of practical experience across markets, financial planning disciplines, and client service.  Sam holds a Bachelor of Science in Agriculture & Food Business Management with a focus in Finance from the University of Minnesota. Outside of work, he enjoys time with his family, outdoor activities, and community engagement.

Wealth management General retirement planning Income planning General tax planning General estate planning guidance Retired Executive Founder/Business Owner Self-Employed Consultant Approaching retirement Retired Established Professionals Gen X (Born 1965-1980) Baby Boomers (Born 1946-1964)

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James W

Series 63, Series 66

Kulpmont, PA

StoneX Advisors Inc.

James Wisloski is a financial advisor at StoneX Advisors Inc. with 25 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at StoneX Securities Inc. since 2011. Outside of his advisory role, he serves as a track coach for the Southern Columbia Area School District in Catawissa, PA. StoneX Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations by providing portfolio management, financial planning, ERISA plan consulting, annuity allocation, and related consulting services. The firm offers a range of investment strategies through independent advisors and an in-house Private Client Group, utilizing proprietary models and third-party money managers across multiple platforms.

ESG / Sustainable investing
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Patrick R

Series 63

Catawussa, PA

Capital Analysts

Patrick Reilley is a financial advisor with Capital Analysts and holds a Series 63 designation. He has 33 years of industry experience, primarily with Lincoln Investment Planning, Inc. since 1993. Outside of his advisory work, he serves on the Board of Directors for UNB Bank Mt Carmel and has been involved in a solar panel supply business targeting the Dominican Republic. Capital Analysts provides advisory services to a diverse client base, including individuals, high-net-worth clients, charitable and corporate organizations, and institutional clients. The firm combines in-house investment management and research with advisor-level consulting to offer customized portfolios and employs a quantitative screening process to select mutual funds, ETFs, and other strategies.

ESG / Sustainable investing Tax-loss harvesting Passive / index investing Active portfolio management
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Michael M

Series 66

Sunbury, PA

Janney Montgomery Scott

Michael Miller is a financial advisor at Janney Montgomery Scott with five years of industry experience. He holds a Series 66 designation and has been with Janney since 2017. Prior to joining Janney, he worked at Surplus Outlet from 2012 to 2016. Janney Montgomery Scott LLC is an SEC-registered investment adviser and broker-dealer managing approximately $100.8 billion in client assets. The firm serves individuals, high-net-worth clients, corporations, charities, and institutions, offering a range of portfolio management, financial planning, retirement advisory, and brokerage services.

ESG / Sustainable investing Tax-loss harvesting Executive Founder/Business Owner
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David B

Series 63

Sunbury, PA

Janney Montgomery Scott

David Betz is a financial advisor with Janney Montgomery Scott in Sunbury, PA, holding a Series 63 designation and bringing 32 years of industry experience. He has been with Janney since 1993. Betz serves on the board of the Danville Community Foundation, where he participates in grant decisions for nonprofit organizations. Janney Montgomery Scott is an SEC-registered investment adviser and broker-dealer managing approximately $100.8 billion in client assets. The firm offers a wide range of services including portfolio management, financial planning, retirement plan consulting, and brokerage services to individuals, high-net-worth clients, corporations, charities, and institutions.

ESG / Sustainable investing Tax-loss harvesting Executive Founder/Business Owner
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Justin K

Series 66

Sunbury, PA

Empower Advisory Group

Justin Kaleta is a financial advisor at Empower Advisory Group with four years of industry experience. He holds a Series 66 designation and previously worked at Janney Montgomery Scott. Empower Advisory Group provides financial planning and investment management primarily for employer-sponsored retirement plan sponsors and their participants, utilizing an integrated model connected to Empower’s recordkeeping and administrative platforms. The firm emphasizes long-term portfolio returns and annual rebalancing through point-in-time financial plans and offers optional managed account solutions.

General retirement planning Retirement income strategy Social Security optimization Debt management College savings (529s, UTMA, etc.)
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Nicholas G

CFP®, Series 66

Shamokin, PA

Truist Advisory Services

Nicholas Griffiths is a CFP®-designated financial advisor with 18 years of industry experience, currently with Truist Advisory Services. His career includes roles at Truist Investment Services, SunTrust Advisory Services, BB&T, and PNC Investments. He serves as a board member for the Shamokin Area High School Football Alumni Association, providing guidance on resource allocation. Truist Advisory Services is a large SEC-registered investment adviser serving individuals, corporations, retirement plans, and charitable organizations. The firm offers both discretionary and non-discretionary solutions combining model portfolios, third-party managers, and advisor-led asset allocation, supported by research shared across affiliated channels.

Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Active portfolio management
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Toby K

Series 66

Shamokin Dam, PA

Raymond James Financial

Toby Krouse is a financial advisor at Raymond James Financial with 13 years of industry experience. He holds a Series 66 designation and previously worked at Edward Jones from 2012 to 2019. Outside of his advisory role, he owns Krouse Financial Strategies, LLC and serves as CEO of Krouse Real Estate LLC, a business focused on property operations. Raymond James Financial Services Advisors, Inc. serves a diverse client base including individual investors, pension plans, charitable organizations, and municipal entities. The firm emphasizes non-discretionary financial planning and investment consulting, utilizing asset-allocation analysis and firm research to develop tailored recommendations.

General retirement planning Business succession planning Cash flow / budgeting Founder/Business Owner Retired
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Steven D

Series 63, Series 65

Shamokin Dam, PA

LPL Financial

Steven Deckard is a financial advisor with LPL Financial, holding Series 63 and Series 65 designations and 17 years of industry experience. He previously worked at MML Investors Services and Mass Mutual before joining LPL Financial in 2017. Outside of his advisory role, Deckard serves on the board of the nonprofit Mid Penn Management, Inc. and operates a manufacturing representative agency through Deckard Sales LLC. LPL Financial provides advisory and brokerage services to a diverse client base, including individual investors, retirement plan sponsors, institutions, charities, and high-net-worth households. The firm offers a broad range of delivery options supported by an in-house research team and combines advisory operations with non-advisory product activities such as insurance and annuity sales.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Tax-loss harvesting Founder/Business Owner Retired
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James K

Series 63, Series 65

Danville, PA

Cetera

James Kishbaugh II is a financial advisor with Cetera, holding Series 63 and Series 65 credentials and bringing 36 years of industry experience. He has been with Cetera since 2013 and is the owner of J & J Financial, a financial services business he founded in 2002. In addition to advisory work, he is an insurance agent specializing in life, disability, annuities, and long-term care products. Cetera Investment Advisers serves a diverse client base including individual, high-net-worth, institutional, and retirement-plan clients through a network of over 6,800 advisors. The firm offers discretionary and non-discretionary portfolio management, financial planning, fiduciary solutions, and access to multiple investment programs and third-party managers.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Charitable giving & philanthropy Founder/Business Owner Executive Retired HENRY (High Earners, Not Rich Yet) Approaching retirement
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Joseph S

Series 66

Elysburg, PA

Cetera

Joseph Springer is a financial advisor at Cetera with 20 years of industry experience. He holds the Series 66 designation and has a background that includes roles at Avantax and ownership of accounting and tax preparation firms. In addition to his advisory work, he serves as an elected official for Ralpho Township and operates an accounting and consulting business. Cetera Investment Advisers serves a diverse client base including individuals, high-net-worth, institutional, and retirement-plan clients through a large network of independent advisors. The firm offers a range of portfolio management and fiduciary solutions, combining advisor-managed accounts, firm-sponsored model portfolios, and third-party managed options.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Charitable giving & philanthropy Founder/Business Owner Executive Retired HENRY (High Earners, Not Rich Yet) Approaching retirement
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Roger H

Series 66

Ashland, PA

Cetera

Roger Heidlebaugh is a financial advisor with Cetera, holding a Series 66 designation and 16 years of industry experience. His prior work includes roles at Concourse Financial Group Securities Inc, Santander Bank, and BB&T Securities. He also serves as a portfolio analyst with Vizo Financial Corporate Credit Union. Cetera Investment Advisers serves a diverse client base including individual, high-net-worth, institutional, and retirement-plan clients through a nationwide network of advisors. The firm offers a range of portfolio management, financial planning, and fiduciary services, utilizing a combination of advisor-managed accounts, model portfolios, and third-party solutions.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Charitable giving & philanthropy Founder/Business Owner Executive Retired HENRY (High Earners, Not Rich Yet) Approaching retirement
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Michael S

Series 63, Series 65

Danville, PA

Cambridge Investment Research Advisors

Michael Stramara is a financial advisor with Cambridge Investment Research Advisors, holding Series 63 and Series 65 licenses and bringing 22 years of industry experience. He has been with Cambridge Investment Research Advisors since 2016 and also has ongoing roles at Cambridge Investment Research, Inc. and AIM, Inc. Outside of his advisory work, he serves as Vice President and independent insurance agent for Associated Insurance Management Inc. Cambridge Investment Research Advisors serves a diverse client base including individual investors, retirement plans, and charitable organizations, offering financial planning, portfolio management, and retirement plan advisory through a large network of independent financial professionals. The firm employs various investment approaches, including model portfolios and third-party strategists, with accounts managed on both discretionary and non-discretionary bases.

Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Annuities Retired Founder/Business Owner Executive
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Marlena S

Series 66

Shamokin, PA

Edward Jones

Marlena Sinopoli is a financial advisor with Edward Jones in Shamokin, PA, holding a Series 66 designation. She is part of a large firm with over 23,700 advisors nationwide. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients. The firm offers a range of investment strategies and operates under a fiduciary standard, managing approximately $1.01 trillion in assets.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Eric K

Series 63, Series 65

Danville, PA

Cetera

Eric Kishbaugh is a financial advisor with Cetera, holding Series 63 and Series 65 credentials and bringing 10 years of industry experience. He has been associated with Cetera Wealth Services, LLC since 2014 and also operates under the DBA J & J Financial as a registered representative. Additionally, he is an independent insurance agent offering multiple lines of insurance including health, fixed annuities, and life insurance. Cetera Investment Advisers serves a diverse client base including individual, high-net-worth, institutional, and retirement-plan clients through a large network of independent advisors. The firm offers a range of services such as portfolio management, financial planning, and fiduciary solutions, utilizing a blend of advisor-managed accounts, model portfolios, and third-party managed solutions.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Charitable giving & philanthropy Founder/Business Owner Executive Retired HENRY (High Earners, Not Rich Yet) Approaching retirement
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Jeffrey M

Series 63, Series 65

Danville, PA

LPL Financial

Jeffrey Mckinnon is a financial advisor with LPL Financial, holding Series 63 and Series 65 designations and bringing 28 years of industry experience. His prior roles include positions at Ameriprise Financial Services and Wells Fargo Advisors. He is also associated with Service 1st Federal Credit Union. LPL Financial serves a diverse client base including individual investors, retirement plan sponsors, banks, institutions, charities, and high-net-worth households. The firm offers a range of advisory and brokerage services supported by an in-house research team that develops model portfolios and provides various investment strategies tailored to client needs.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Tax-loss harvesting Founder/Business Owner Retired
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Stephen E

Series 63, Series 65

Sunbury, PA

Cetera

Stephen Engle is a financial advisor with Cetera who holds Series 63 and Series 65 licenses and has 34 years of industry experience. He has previously worked at StoneX Advisors Inc. and Stonex Securities Inc. In addition to his advisory role, Engle is an agent at Purdy Insurance Agency Inc. and serves as an elected board member of the Community Giving Foundation in Sunbury, PA. Cetera Investment Advisers serves a diverse client base including individuals, high-net-worth clients, institutions, and retirement plans through a network of over 6,800 advisors. The firm offers discretionary and non-discretionary portfolio management, financial planning, fiduciary solutions, and access to third-party money managers, combining retirement and fiduciary capabilities within a broad institutional platform.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Charitable giving & philanthropy Founder/Business Owner Executive Retired HENRY (High Earners, Not Rich Yet) Approaching retirement
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Michael T

Series 63, Series 65

Hegins, PA

LPL Financial

Michael Tobash is a financial advisor with LPL Financial, holding Series 63 and Series 65 credentials and bringing 35 years of industry experience. He previously worked at Nationwide Advisory Services, Inc. for 30 years and has been associated with Nationwide Insurance Co. for over three decades. Tobash serves on several nonprofit boards, including the NEPA Alliance and Pottsville Area Development Corporation, and facilitates sessions for the Pennsylvania Manufacturers Association. LPL Financial provides advisory and brokerage services to a diverse client base, including individuals, retirement plans, banks, and high-net-worth households. The firm offers various advisory programs supported by an in-house Research team and combines large-scale advisory operations with non-advisory product offerings such as insurance and annuity sales.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Tax-loss harvesting Founder/Business Owner Retired
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Charles S

Series 66

Shamokin Dam, PA

Edward Jones

Charles Straub is a Series 66-licensed financial advisor with Edward Jones, where he has worked since 2011. He has 14 years of industry experience. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, offering a range of advisory programs including discretionary and non-discretionary strategies, separately managed accounts, and affiliated mutual funds. The firm manages approximately $1.01 trillion in assets, supported by a large network of advisors and branch offices nationwide.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Timothy N

ChFC®, Series 63, Series 65

Danville, PA

Raymond James Financial

Timothy Novatnack is a financial advisor at Raymond James Financial with 39 years of industry experience. He holds the ChFC® designation along with Series 63 and Series 65 licenses. His career includes long-term roles at Raymond James Financial and Fulton Bank, where he has worked since 2008, and he is also involved in investment sales and service at Fulton Financial Advisors. Raymond James Financial Services Advisors, Inc. serves a diverse client base including individual investors, high-net-worth clients, pension plans, charitable organizations, and municipal entities. The firm offers financial planning and non-discretionary investment consulting, emphasizing tailored financial plans developed through comprehensive risk profiling and supported by a wide range of advisory services and institutional resources.

General retirement planning Business succession planning Cash flow / budgeting Founder/Business Owner Retired
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Brian S

CFP®, Series 63

Kulpmont, PA

LPL Financial

Brian Shedleski is a CFP® professional with 26 years of industry experience, currently affiliated with LPL Financial since 2002. He serves in Kulpmont, PA, and holds the Series 63 license. Outside of his advisory role, Shedleski is involved as a board member on the Appeals Panel for the Commission on Dietetic Registration and is an author focused on nutrition-related topics. LPL Financial provides advisory and brokerage services to a diverse client base including individual investors, retirement plan sponsors, institutions, and high-net-worth households. The firm offers a variety of investment solutions supported by an in-house research team, allowing advisors to tailor strategies using model portfolios, third-party managers, or customized arrangements.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Tax-loss harvesting Founder/Business Owner Retired
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Janine B

Series 63, Series 65

Danville, PA

Primerica Advisors

Janine Birch is a financial advisor with Primerica Advisors, holding Series 63 and Series 65 licenses and bringing 11 years of industry experience. Her background includes roles at General Health Resources and multiple academic institutions, alongside a long tenure with Primerica Financial Services dating back to 1998. She is involved in the sale of home security and automation products through a Primerica affiliate. Primerica Advisors offers discretionary asset management through its Lifetime Investment Program, serving individual and high-net-worth clients with model-driven strategies and discretionary separately managed accounts. The firm curates third-party asset managers and employs a tiered wrap-fee structure distinct from fixed-fee billing options.

ESG / Sustainable investing Tax-loss harvesting Income planning
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Charles S

Series 63, Series 65

Sunbury, PA

Cetera

Charles Schlegel III is a financial advisor with Cetera, holding Series 63 and Series 65 credentials and 27 years of industry experience. He has been affiliated with Cetera Wealth Services since 2013 and joined Cetera in 2023. Outside of his advisory role, he operates as an independent insurance agent specializing in various insurance products. Cetera Investment Advisers serves a diverse client base including individual, high-net-worth, institutional, and retirement-plan clients through a large network of independent advisors. The firm offers a range of portfolio management and financial planning services, combining advisor-managed accounts, model portfolios, and third-party managed solutions with notable retirement and fiduciary capabilities.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Charitable giving & philanthropy Founder/Business Owner Executive Retired HENRY (High Earners, Not Rich Yet) Approaching retirement
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Charles S

CFP®, Series 66

Sunbury, PA

Cetera

Charles Schlegel IV is a financial advisor with Cetera, holding CFP® and Series 66 designations and bringing 10 years of industry experience. He has been associated with Cetera and related entities since 2015, including his role at Schlegel Financial Group. Outside of his advisory work, he is involved in fixed insurance sales, covering life, health, disability, annuities, and long-term care products. Cetera Investment Advisers serves a diverse client base including individual, high-net-worth, institutional, and retirement-plan clients through a large network of independent advisors. The firm offers discretionary and non-discretionary portfolio management, financial planning, and fiduciary solutions, utilizing a range of advisor-managed accounts and third-party managed strategies.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Charitable giving & philanthropy Founder/Business Owner Executive Retired HENRY (High Earners, Not Rich Yet) Approaching retirement
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John R

Series 63, Series 65

Hegins, PA

LPL Financial

John Robinson is a financial advisor at LPL Financial with 41 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including Nationwide Insurance, Cetera Investment Advisers, and M&T Securities. LPL Financial provides advisory and brokerage services to a diverse client base, including individual investors, retirement plan sponsors, institutions, and high-net-worth households. The firm offers a range of investment solutions supported by an in-house research team and combines large-scale advisory operations with non-advisory product activities such as insurance and annuity sales.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Tax-loss harvesting Founder/Business Owner Retired
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Matthew D

Series 66

Danville, PA

LPL Financial

Matthew Defalco is a financial advisor with LPL Financial in Danville, PA, holding a Series 66 designation and three years of industry experience. His prior roles include positions at CUNA Brokerage Services and Applied Underwriters, as well as operating Defalco Consulting. He is also involved with Service 1st FCU in a retirement and investment capacity. LPL Financial provides advisory and brokerage services to a diverse client base, including individual investors, retirement plan sponsors, institutions, and high-net-worth households. The firm offers a range of investment solutions supported by an in-house Research team and a broad platform that combines advisory operations with non-advisory product offerings.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Tax-loss harvesting Founder/Business Owner Retired
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Joseph N

Series 63, Series 66

Danville, PA

Raymond James Financial

Joseph Novatnack is a financial advisor at Raymond James Financial with six years of industry experience. He holds Series 63 and Series 66 licenses and has previously worked at firms including Citi, Prudential Insurance Company of America, and The Vanguard Group. Outside of his advisory role, he is also employed as a financial advisor with Fulton Financial Advisors. Raymond James Financial Services Advisors, Inc. serves a diverse client base ranging from individual investors to institutional entities, offering financial planning and non-discretionary investment consulting. The firm emphasizes tailored financial plans developed through client collaboration and provides a broad array of implementation options, with a notable portion of its advisory business conducted on a non-discretionary basis.

General retirement planning Business succession planning Cash flow / budgeting Founder/Business Owner Retired
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Brad B

Series 66

Northumberland, PA

Edward Jones

Brad Buch is a financial advisor at Edward Jones with nine years of industry experience. He holds a Series 66 designation and has worked at Edward Jones since 2016. Outside of his advisory role, he is president of Buch Custom Homes, Inc., a building business he has been involved with since 2003. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm manages approximately $1.01 trillion in assets and offers a range of advisory programs, including discretionary and non-discretionary strategies, separately managed accounts, and affiliated mutual funds.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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