Thomas Schwab is a CFP® professional with 18 years of industry experience. He has operated T.C. Schwab Financial Planning, LLC since 2007 as a solo practitioner based in Santa Fe, NM. T.C. Schwab Financial Planning, LLC offers hourly, fee-only financial planning and investment advice to individuals, families, trusts, estates, and small businesses. The firm emphasizes long-term asset allocation, global diversification, and low-cost funds, providing strategies for self-directed clients or those working with third-party money managers without managing assets directly.

Michael Grodsky is the sole advisor at Aquarius Financial in Santa Fe, NM, holding a Series 66 designation with 18 years of industry experience. He has led Aquarius Financial since 2011 and also operates an independent insurance brokerage, Aquarius Insurance Services, dedicating a significant portion of his time to insurance activities. Additionally, he holds a limited partnership interest in Kaleidospace, LLC, which promotes independent musicians, artists, and game developers. Aquarius Financial is an independent, fee-only advisory firm serving individual and family clients with a fundamental, long-term investment approach focused on asset allocation and diversification. The firm provides non-discretionary advice and uses third-party platforms and custodians for execution and reporting.

Keith Anderson is the sole advisor at Keith Kelvin Anderson, an independent firm based in Santa Fe, NM. He holds Series 63 and Series 65 licenses and has eight years of industry experience. Anderson has operated his firm since 1999. Keith Kelvin Anderson provides investment advisory and portfolio management services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and business entities. The firm manages approximately $55 million on a primarily non-discretionary basis, combining long-term asset allocation with fundamental and technical analysis, and involves clients directly in all investment decisions.

Peter Rappmund is a CFP®-certified financial advisor with four years of industry experience. He is currently with Counterpoint in Santa Fe, NM, and has prior experience at Voya Retirement Advisors, Voya Financial Advisors, MissionSquare Retirement, and Better Money Decisions. He is also a licensed insurance agent, engaging in insurance sales and implementation on a limited basis. Counterpoint provides discretionary investment management and comprehensive wealth management services to individual and high-net-worth clients, offering retirement account advice and portfolio construction using ETFs, low-cost mutual funds, individual securities, and alternative investments. The firm employs a primarily long-term investment approach that includes fundamental, technical, and cyclical analysis and supervises third-party managers without receiving compensation from them.

Theodore Fish is the principal of Fish Advisory, LLC, an independent firm based in Santa Fe, NM. He holds a Series 65 designation and has five years of experience in financial advising. Prior to founding Fish Advisory, he has operated Fish Leadership Consulting, LLC since 2003, providing leadership, strategic, and program development consulting services. He also serves as president of the nonprofit Link Hands for Humanity, which supports programs in ecology, medicine, and education. Fish Advisory provides discretionary portfolio management primarily to individual and high-net-worth clients, with an investment approach that includes fundamental analysis, long- and short-term purchases, and option-writing strategies. The firm operates as a small, solo advisory practice and is noted for engaging with at least one charitable organization, reflecting the principal’s involvement beyond typical advisory services.

Edmond Haggar is the sole advisor at Eddie Haggar Capital Management, Inc. in Santa Fe, NM, holding a Series 65 designation with 21 years of industry experience. He has been with Eddie Haggar Capital Management since 1998. Eddie Haggar Capital Management provides discretionary portfolio management to individuals, high-net-worth clients, foundations, trusts, and endowments. The firm focuses on relatively concentrated, all-long equity portfolios emphasizing companies with high return on equity, low debt, and strong revenue growth, while employing option writing as a risk-management tool and occasionally allocating to fixed income and alternative products.

Robert Millstein is the sole advisor at Millstein Advisors, LLC in Santa Fe, NM, holding Series 63 and Series 65 licenses with 16 years of industry experience. He has worked at Millstein Advisors since 2009, with a period of self-employment from 2011 to 2024. Millstein Advisors, LLC provides discretionary investment management and consulting primarily to individual clients and trusts with portfolios typically ranging from $100,000 to $3 million. The firm employs the 7Twelve® asset-allocation framework, tailoring portfolios to client goals and risk tolerance, and distinguishes itself through the active use of derivatives and options-based strategies within separately managed accounts.

Mariah Sacoman is a Certified Financial Planner® with 15 years of industry experience. She is the sole advisor at HighRocks Wealth, LLC, where she has worked since 2018. Prior to that, she spent two years at LongView Asset Management LLC. Outside of her advisory work, she maintains her insurance license for continuing education and client insurance analyses. HighRocks Wealth, LLC provides fee-only wealth management and financial planning services to individuals, trusts, estates, charitable organizations, small businesses, and pension/profit-sharing plans. The firm follows a fiduciary standard and an investment approach based on Modern Portfolio Theory and Efficient Market philosophy, emphasizing diversified allocations and regular rebalancing.

Stephen Duck is a CFP® professional with 10 years of industry experience, currently serving as the sole advisor at G. Allen Financial Inc. in Santa Fe, NM. He has been with the firm since 2017 and also worked there from 2005 to 2016. G. Allen Financial provides discretionary wealth management and integrated financial planning to individual and high-net-worth clients, focusing on retirement, education, estate, and tax-related topics. The firm manages approximately $94.5 million across about 41 client relationships and emphasizes long-term investment strategies tailored to each client’s objectives and risk profile.

Thomas Bustamante is the sole advisor at Bustamante Financial Planning, LLC in Santa Fe, NM. He holds the CFP® designation and Series 66 license, with 14 years of experience at his independent firm and over four decades in the financial industry, including roles at Wells Fargo Advisors and Wells Fargo Bank. Bustamante Financial Planning provides fee-only financial planning and investment advisory services to individuals, families, high-net-worth clients, trusts, and business owners. The firm uses a structured, client-specific planning process and offers non-discretionary recommendations, focusing on advisory independence and serving a notable scale of relationships with comprehensive planning and analytical tools.

Jolonda Field is the principal of Field Capital Management, LLC and holds a Series 65 designation with 22 years of industry experience. She has managed Field Capital Management and The Field Firm, P.C., a CPA practice where she serves as president and sole shareholder, since 2002. Her non-investment business involves tax preparation and consulting. Field Capital Management provides investment supervisory services, financial planning, and consulting to individuals, trusts, estates, and occasionally corporations and retirement plans. The firm prioritizes capital preservation and uses charting, fundamental, and cyclical analysis to develop portfolios, managing accounts on both discretionary and non-discretionary bases.

Daniel Fresquez is the sole advisor at Cradle to College Financial, LLC in Santa Fe, NM. He holds a Series 65 designation and has been with the firm since its founding in 2025. Prior to this, he has worked in information technology support for Santa Fe County since 2012. Cradle to College Financial provides discretionary investment management and financial planning focused on new parents and education-funding strategies. The firm offers Biblically Responsible Investing–compliant portfolios and manages Education Savings Accounts while providing advice on other education-related assets.

Kerry Lee is a financial advisor with Altamira Financial Group, LLC in Santa Fe, NM, holding Series 63 and Series 66 licenses and bringing 24 years of industry experience. His prior experience includes roles at Financial Partners, LLC and LPL Financial. Outside of his advisory work, he is involved in media production through KCK Productions. Altamira Financial Group serves individuals, employer-sponsored retirement plans, trusts, foundations, and other institutional clients, offering portfolio management, financial planning, and retirement-plan advisory services. The firm emphasizes tailored, goal-based asset allocation and combines macroeconomic themes with fundamental and technical analysis to construct diversified portfolios.

Michael Reid is a CFA® charterholder with seven years of experience in the financial industry. He is currently co-owner of La Caballeria, LLC, a passive oil and gas investment, and serves as Special Projects Manager at Bretagne, LLC, where he evaluates oil and gas development and other projects. Reid has worked at Stonekeep Investments, LLC since 2019 and previously held positions at Westwood Wealth Management and Westwood Holdings Group. Stonekeep Investments, LLC provides discretionary asset management and hourly financial planning to individuals, high-net-worth clients, charitable organizations, and business entities. The firm employs a mix of fundamental, technical, charting, and cyclical analysis, using strategies that include option-writing and derivative trades, with accounts reviewed quarterly.

David Kantor is a financial advisor at Santa Fe Advisors LLC in Santa Fe, NM, holding a Series 65 credential with 15 years of industry experience. He has been with Santa Fe Advisors since 2014 and maintains an ongoing association with Prudent Management Associates, where he provides investment advice to a select group of clients. Kantor is an indirect owner of Prudent Management Associates through his interest in Kantwell Partners, LLC. Santa Fe Advisors LLC offers investment management and financial planning services to high-net-worth individuals, families, institutions, charitable organizations, and trusts. The firm employs a risk-focused, long-term, absolute-return approach with diversified asset allocation, utilizing a combination of active and passive investment vehicles.

Silas Peterson is a financial advisor at Financial Partners, LLC in Santa Fe, NM, holding a Series 65 designation with three years of industry experience. He has worked at Financial Partners since 2022 and has been associated with The Hire Firm since 2004. Financial Partners, LLC provides investment advisory and financial planning services to individuals, pension and profit sharing plans, and charitable organizations. The firm offers comprehensive portfolio management and standalone financial planning, utilizing asset allocation strategies and fundamental analysis within a discretionary management framework.

Ryan Kahn is a financial advisor at Dyad Capital LLC with 4 years of industry experience. He holds the ChFC® designation along with Series 63 and Series 65 licenses. His prior roles include positions at Pinnacle Peak Investments and Morgan Stanley Private Bank. Dyad Capital provides discretionary portfolio management for individuals, including high-net-worth clients, as well as institutional clients such as pension plans and foundations. The firm follows a value-oriented investment approach focused on equity portfolios and manages approximately $2.3 million in client assets across a diverse set of accounts.

Gonzalo Rufatt is a CFP® with 21 years of industry experience, currently serving as an advisor at Altamira Financial Group, LLC since 2022. He previously worked at Financial Partners, LLC and LPL Financial, LLC. Altamira Financial Group provides portfolio management, financial planning, and retirement-plan advisory services to individuals, institutional clients, and trusts. The firm utilizes a goal-based investment approach that integrates macroeconomic themes and diversified asset allocation, coordinating with clients’ other advisors and offering ERISA fiduciary services.

Kristina Alley is a CFP® professional with 17 years of experience in financial advising. She has been with Santa Fe Advisors LLC since 2014. Santa Fe Advisors LLC provides investment management and financial planning services to high-net-worth individuals, families, institutions, charitable organizations, and trusts. The firm employs a risk-focused, long-term approach with diversified asset allocation and a mix of active and passive investment vehicles.

William Jobes is a financial advisor with Live Oak Wealth Advisory Group, LLC, holding Series 63 and Series 65 licenses and bringing 28 years of industry experience. He has operated Jobes Solo Investment Group, LLC since 2010. Live Oak Wealth Advisory Group provides discretionary and non-discretionary portfolio management, financial planning, and consulting services to individuals, high net worth clients, trusts, and estates. The firm combines traditional security analysis with systematic Adaptive Asset Management strategies and offers a range of investment tools including options and cryptocurrency exposure.