Mathew Duvall is a financial advisor at Duvall Wealth Management LLC with four years of industry experience. He holds a Series 66 designation and previously worked at Transamerica Financial Advisors, Inc. In addition to his advisory role, Duvall teaches math at Mt. San Antonio College and Bonita Unified School District. Duvall Wealth Management provides investment advisory and financial planning services to individual clients, managing approximately $1.25 million across about 27 accounts. The firm offers portfolio management with written investment policy statements, standalone financial plans, and advisory services for employer-sponsored retirement plans, utilizing a long-term trading approach based on fundamental analysis, modern portfolio theory, and quantitative methods.

Suzanne Chen is the principal of SEEN Consulting LLC, an independent advisory firm based in Ontario, California. She holds Series 63 and Series 65 licenses and has 27 years of industry experience, including prior roles at Golden State Advisors, LLC and Amber Systems Technologies. SEEN Consulting LLC provides discretionary portfolio management and financial consulting to individual and high-net-worth clients, managing approximately $52 million across about 32 accounts. The firm combines technical and fundamental analysis with modern portfolio theory to construct diversified portfolios and conducts monthly account reviews while offering financial consulting at no additional charge.

Omar Shallan is a financial advisor with Santa Cruz Financial, holding Series 65 and Series 66 licenses. He operates from Rancho Cucamonga, CA, and has experience in providing investment advice and financial planning. Santa Cruz Financial serves individual clients by offering non-discretionary portfolio management and comprehensive financial planning on an hourly basis. The firm employs a long-term, passive investment approach focused on diversified allocations to large-cap equities, dividend-growth stocks, and high-quality bonds while avoiding speculative or highly leveraged instruments.

Saad El Hajjaoui is a financial advisor with Xel Wealth Management, Inc. in Ontario, CA, holding Series 63 and Series 65 licenses and three years of industry experience. His prior roles include positions at Falcon Wealth and JPMorgan Chase Bank N.A. Outside of advising, he is a partner at Olve Branch Medical Corp, a medical billing and practice consulting firm where he assists with financial matters and relationship management. Xel Wealth Management is an independent, single-advisor firm managing approximately $8.5 million for around 34 clients, including individuals, high-net-worth clients, and business entities. The firm offers discretionary portfolio management and financial planning services, employing a diversified investment approach that integrates fundamental, quantitative, technical analysis, and modern portfolio theory, along with a wrap fee program and tax planning services.

Timothy Cheng is the principal of Cheng Wealth Management, LLC in San Dimas, CA, with 11 years of industry experience. He holds the CFA® designation along with Series 63 and Series 65 licenses. Cheng has led his independent firm since 2014, applying his background in institutional research to his practice. Cheng Wealth Management, LLC provides discretionary investment management and financial planning services to individuals, high-net-worth clients, trusts, and pension and profit-sharing plans. The firm emphasizes strategic asset allocation and enhanced indexing with a focus on diversification, low-cost mutual funds, and the use of alternative assets, serving a small client base with quarterly portfolio monitoring and rebalancing.

Matthew Lam is the principal of Matthew H. Lam, CPA, where he has provided tax and accounting services since 2015. He holds a Series 65 designation and has six years of experience in the financial industry. His prior experience includes roles at several accounting firms and a brief tenure at Intuit Inc. The firm offers discretionary portfolio management alongside accounting services under the same business name. Matthew H. Lam, CPA serves individuals, corporate pension and profit-sharing plans, charitable trusts, foundations, and other trusts. The firm’s investment approach is based on fundamental analysis and a long-term, buy-and-hold strategy with periodic rebalancing and tax-loss harvesting available upon request.

Aleksandr Dyo is a financial advisor at Smart Portfolio with nine years of industry experience. He holds Series 63 and Series 65 licenses and has worked at multiple firms, including Profectus Wealth Management and RGL Group Insurance and Financial Services, where he is a principal. Outside of advisory work, he is involved in managing and investing in qualified opportunity zone real estate assets and serves in leadership roles at several related business entities. Smart Portfolio primarily serves high-net-worth individuals and pension or profit-sharing plans, offering fee-based discretionary portfolio management and retirement plan investment services. The firm focuses on customized, rules-based, risk-adjusted strategies across various asset classes and integrates plan-level investment management with plan design through affiliated consulting and insurance services.

Kathleen Stapleton is a CFP® professional with 39 years of industry experience, currently serving as the sole advisor at CHOICE Financial & Insurance Services, Inc. She has worked at the firm since 2002, with prior experience at PlanMember Securities Corporation and GWN Securities, Inc. In addition to her advisory role, she provides tax preparation services. CHOICE Financial & Insurance Services, Inc. serves individuals and families, including some high-net-worth clients, offering discretionary asset management, financial planning, and consulting. The firm employs both fundamental and technical analysis and uses third-party platforms to implement tailored investment programs.

Nan Cheng is a financial advisor at ValueTech Private Advisors with five years of industry experience. He holds a Series 65 designation and concurrently works in senior semiconductor material management at Microsoft Corporation. His prior experience includes eight years at Semtech Corporation. ValueTech Private Advisors offers portfolio management, customized financial planning, and business consulting to individual and small business clients, including a significant non-U.S. clientele. The firm employs a technology-focused investment approach that integrates value investing, active management, and Modern Portfolio Theory with tax-aware, globally diversified portfolios.

Michael Carizzi is a financial advisor at Omnikey Investment Advisors with two years of industry experience. He holds a Series 65 designation and has worked as a professor at the Los Angeles Community College District since 2010, where he develops curricula and delivers course material. Omnikey Investment Advisors is a fee-only, single-advisor firm that provides comprehensive financial planning to individuals, high-net-worth clients, and businesses. The firm emphasizes education and real estate-focused planning through seminars, a Real Estate Investing Club, and tailored financial plans without discretionary portfolio management.

Edwin Chiang is the principal of Edwin Chiang Investment Advisor and holds a Series 65 designation with three years of experience in financial advising. He has a background in civil and environmental engineering, currently employed full-time at the Metropolitan Water District of Southern California, where he focuses on water quality compliance in engineering design. Prior to his current role, he held positions with the Department of Defense and various naval facilities. His firm provides as-needed financial planning and investment consultation to individuals and families, emphasizing passive, low-cost index funds, balanced asset allocation, and tax-efficient strategies. The firm operates on a fee-only, hourly basis without managing discretionary client assets or maintaining custody of client funds.

Stephen Garrett is a financial advisor with Steve Garrett and Associates, Inc. in Glendora, CA, holding a Series 63 designation and 51 years of industry experience. He has worked with LPL Financial since 1993 and has been associated with his own firm since 1990. Outside of advisory work, he is the owner of Rainmaker Consulting Network, which provides consulting, training, and public speaking on leadership and sales board governance. Steve Garrett and Associates, Inc. provides investment management and advisory services to institutional clients, plan sponsors, family offices, charitable organizations, and businesses. The firm’s investment approach emphasizes asset allocation based on Modern Portfolio Theory and offers services including retirement plan consulting, estate and philanthropic planning, litigation support, and newsletter publication.

After 15+ years as a financial planner working for high net worth families and successful business owners, I decided to follow my dream of starting my own firm, to serve people like myself: ambitious, increasingly complex life, and curious to examine my relationship to money. A true high-touch concierge service to go beyond the numbers by understanding what you want from life and what motivates you. We specialize working with AAPI and underserved communities, to undercover your money story to get a deeper meaning of your values and priorities.

Narriman Haddad Diep is a financial advisor at Value Resources Financial Group, LLC with three years of industry experience. She holds a Series 65 designation and is also the owner of a CPA tax advisory firm, Value Resources CPAs P.C., which she has been involved with since 2011. Value Resources Financial Group, LLC provides portfolio management, pension plan consulting, and financial planning services to individuals, high-net-worth clients, and pension and profit-sharing plans. The firm employs a range of investment methods and acts as a fiduciary for retirement accounts, focusing primarily on consulting and non-discretionary advisory services.

Michael Martinez is a CFP® with 16 years of industry experience, currently serving as the sole advisor at LLG Wealth Management since 2017. He previously worked at Ameriprise Financial Services, Inc. for six years. Outside of financial advising, he owns and operates Document Protection Service, a document scanning and online storage business. LLG Wealth Management provides wealth management and financial planning services to individuals, trusts, charitable organizations, corporations, and other advisers. The firm uses a combination of fundamental and technical analysis alongside modern portfolio principles and offers educational seminars in addition to personalized planning.

Daniel Flores is a financial advisor at PDE Wealth Advisors, LLC in Rancho Cucamonga, CA, holding a Series 65 designation with 13 years of industry experience. He previously worked at Legacy Investment Services, LLC and has been involved with PDE Insurance Services, Inc. as an insurance agent since 2017. PDE Wealth Advisors, LLC provides fee-based financial planning and discretionary portfolio management to individuals, high-net-worth clients, and business entities. The firm uses a variety of analytical methods and may engage third-party managers while maintaining discretionary trading authority and monitoring performance.

Robert Brooks is a financial advisor with The Financial Group in Diamond Bar, CA, holding Series 63 and Series 65 designations and bringing 27 years of industry experience. He has been with The Financial Group since 2014 and is also an independent insurance agent specializing in fixed insurance products. The Financial Group provides investment advisory services to individuals, including high-net-worth clients, pension or profit-sharing plans, and business entities, offering comprehensive asset management and financial planning. The firm uses a combination of fundamental and technical analysis to manage portfolios employing a range of securities, with discretionary management and periodic reviews tailored to client goals.

Louis Guajardo is a CFP® professional with four years of industry experience, currently serving as the sole advisor at Moonshot Planning LLC. His prior roles include positions at Ameriprise Financial Services, LLC, Brighter Days Planning LLC, and H&R Block. Outside of his advisory work, he is the founder and CEO of Moonshot Collective, an educational community focused on business and personal finance content. Moonshot Planning LLC is a fee-only, single-advisor firm serving individuals, high-net-worth clients, and business owners with comprehensive financial planning and portfolio management. The firm employs fundamental analysis and modern portfolio theory to construct portfolios, including socially responsible options, and provides investment management on a non-discretionary basis integrated with ongoing planning.

Shahab Tabatabai is the sole advisor at S & L Financial Management, an independent registered investment adviser. He holds Series 63 and Series 65 credentials and has over three years of industry experience, with prior roles including work at Heart for Serving and God's Pantry. Outside of his advisory work, he holds a compensated ministerial role. S & L Financial Management provides discretionary portfolio management and project-based financial counseling to individuals, trusts, estates, charitable organizations, and business entities. The firm employs a concentrated value strategy focused on long-term capital appreciation and utilizes both fundamental and technical analysis within a tactical allocation framework.

Enrique Villalobos is a CFP® professional with 24 years of industry experience, currently leading Enrique Villalobos & Associates. He previously worked at H.D. VEST Advisory Service and H.D.Vest Investment Services and has operated a tax preparation and accounting business since 2009. Villalobos also serves as president of the Canyon Crest Villas Homeowners Association. His firm provides discretionary portfolio management primarily for individual and high-net-worth clients, focusing on direct portfolio management through proprietary model portfolios built mainly with mutual funds and ETFs. The firm emphasizes fundamental analysis and individualized investment profiles, managing approximately $6.6 million in client assets.