Nelson Wu is a financial advisor with Open Square Capital, LLC, holding a Series 65 designation and 10 years of industry experience. He has worked at Open Square Capital since 2015 and at Open Insights Capital since 2022. Open Square Capital provides discretionary portfolio management to a limited number of high-net-worth individuals through separately managed accounts and manages a private investment limited partnership. The firm employs a value-oriented, fundamental analysis approach with a long-term investment horizon, focusing on concentrated, high-conviction positions.

Stephen Kim is a financial advisor with Sierra Madre Partners LLC in Cerritos, CA. He holds Series 63 and Series 65 licenses and has 11 years of industry experience, including 12 years with Sierra Madre Partners. Sierra Madre Partners provides discretionary investment management and financial planning services to individual and high-net-worth clients, focusing on a proprietary global all-cap strategy aimed at long-term capital appreciation. The firm employs a combination of fundamental and technical research and manages accounts on a discretionary basis with client-specific investment guidelines.

Thanks for your interest in my firm! I’m Mark Wilson, APA, CFP®, a proud father of two and lucky husband of one. I founded MILE Wealth Management to provide real wealth management to families and “Make It Look Easy” (MILE). Providing integrated financial planning and investment management is hard. This is the reason why most financial advisors do bare minimum planning or no planning at all. Those that do financial plans intentionally make it look complex to justify their fees. The industry is full of jargon, acronyms, fine print and disclosures. It’s no wonder that their “customers” are not meeting their goals or sleeping well at night. My goal is to use my experience, teaching background, wise use of technology and smarts to make it look easy. I’ve found that families that understand their financial situation, set their personal targets and see their next steps will be able to achieve their short and long-term goals and make adjustments as necessary. I want you to be relaxed about your finances, focus on what’s really important and make it look easy. Have a look at our website (www.milewealth.com) or call 949-441-4410 to find out more.

Amr El Moselhy is the sole advisor at AM Wealth Solutions, LLC in Irvine, CA, holding a Series 65 designation with experience beginning in 2025. His prior roles include positions at Liberty Mutual Investments and the Boston Consulting Group. He is also the founder and CEO of AM Advisory, LLC, a strategy consulting firm serving both for-profit and nonprofit organizations, which he currently operates on a limited basis outside regular hours. AM Wealth Solutions, LLC is a fee-only investment advisory firm serving individuals, high-net-worth clients, and nonprofit institutions. The firm provides discretionary portfolio management with a focus on equities, ETFs, and fixed income, utilizing tactical asset allocation and risk management techniques, and also offers separate financial planning and consulting services.

Binjie Li is a CFA charterholder and holds a Series 63 license, with six years of industry experience. He is currently with XFO Capital and GT Securities, Inc., having previously worked at Northwestern Mutual and MSQ Ventures among other firms. XFO Capital provides investment management, financial planning, and consulting services to a diverse client base including high-net-worth individuals, families, trusts, estates, charitable organizations, and corporations. The firm employs a broad mix of investment types using both active and passive strategies, offering discretionary management with a long-term orientation as well as specialized services such as direct indexing and laddered bond strategies.

Michael Templeman is a CFP® professional with four years of experience at Templeman Wealth Management Inc. He has been the principal of his own firm since 2002. Outside of advisory work, he owns Paradigm Table Games, Inc., which licenses live table game content to casinos. Templeman Wealth Management Inc. provides discretionary portfolio management and financial planning to individual and high-net-worth clients, utilizing a combination of fundamental, quantitative, and technical analysis within a long-term trading framework. The firm emphasizes customized Investment Policy Statements and maintains a small client roster with services supported by an affiliated accounting practice.

Kevin Hsu is a Series 65 licensed advisor at Summit Gates Capital with seven years of industry experience. His work history includes roles at Vaco LLC, Exploding Kittens Inc., Broadata Communications, and Clean Energy Fuels Corp. Kevin has been with Summit Gates Capital since 2018. Summit Gates Capital is an independent investment adviser that provides discretionary portfolio management for individual and high-net-worth clients. The firm focuses on a concentrated portfolio of primarily U.S. equities, combining fundamental and technical analysis to identify companies trading below intrinsic value.

Strivent Financial provides fee-only, comprehensive financial planning advice, that follows the fiduciary standard, to Gen X and Baby Boomer generations with a focus on those preparing for retirement and those going through retirement in Orange County, California and beyond. We do our best work for clients that need clear answers to their complex questions and challenges. Strivent Financial works along-side you as a trusted partner to help you align your financial resources with your values and goals, so you can focus on what matters most to you. Meet in-person or virtually. Visit www.striventfinancial.com or call (800) 893-6783. Services include: • General Financial Planning – Cash flow, spending plan, saving strategies • Investment Management – Portfolio review, asset allocation, withdrawal strategies • Tax Planning – Tax mitigation strategies, Roth conversion strategies, employer benefits • Insurance Planning – Review of existing policies, auto, homeowner’s, health, disability, life, long term care • Retirement Planning – Retirement goal setting, retirement income analysis, social security, Medicare • Estate Planning – Create estate planning roadmap, wills, trusts, power of attorney • Assistance to Loved Ones – Gifting, education planning, 529 plans, caring for elderly • Special Services – Loss of spouse services, divorce services Kevin Henss is a Certified Financial Planner™ (CFP®) professional. He is the president and founder of Strivent Financial in Mission Viejo, CA. Kevin has been providing comprehensive financial planning advice for over twelve years. He is an avid speaker and presenter of financial planning concepts having presented to hundreds of financial advisors at the Financial Planning Association in Orange County and Santa Barbara chapters. Kevin served on the board of the Financial Planning Association in Orange County (FPA-OC) as the Director of Communications and was voted “Volunteer of the Year” in 2011 for his successful achievements and contributions. He continues to volunteer and is currently the leader of the FPA-OC’s Internship Program where he connects aspiring financial planners with host financial planning firms. Kevin resides in Ladera Ranch, California with his wife, Lauren, two daughters, Cadence and Haley.

Brian Seaman is a CFP® and ChFC® with 37 years of experience in financial advising. He is a principal at Capital Planning Group, LLC in Costa Mesa, CA, where he has worked since 2000. Seaman also serves as a board member of the Lutheran Church of the Master. Capital Planning Group, LLC provides portfolio management and comprehensive financial planning services to individuals, qualified retirement plans, trusts, estates, charitable organizations, and business entities. The firm manages approximately $69.4 million for about 144 clients and operates with two advisors, offering client-specific asset allocation plans and recommending third-party managers.

Mark Robles is a financial advisor with Alta Pacific Wealth Management LLC in Mission Viejo, CA, holding Series 63 and Series 66 credentials and 46 years of industry experience. He has led Alta Pacific Wealth Management since 2014. Alta Pacific Wealth Management LLC provides discretionary portfolio management to individual and high-net-worth clients, employing a combination of charting, fundamental, technical, cyclical, and quantitative analysis. The firm manages over $61 million in assets with a focus on higher-risk strategies, including short sales, margin transactions, options trading, and private placements, and maintains direct, in-house discretionary management without third-party managers.

Yao Jin is the sole advisor at Aurevia Capital Inc. in Rancho Santa Margarita, CA, holding a Series 65 designation. Yao’s professional experience includes a role at Dynasty International Foods and periods focused on education and career breaks. Aurevia Capital is an investment manager that provides discretionary and non-discretionary asset management services, utilizing both fundamental and technical analysis across a variety of strategies and instruments. The firm emphasizes delegating portfolio management to selected sub-advisors who execute trades within agreed-upon models.

Jordan Miotto is the sole advisor at Miotto, Jordan Philip, an independent financial firm based in Anaheim, CA. He holds a Series 65 designation and has experience working with Accurate Circuit Engineering, Inc., Target Corporation, and Champion Power Equipment Inc. In addition to his advisory work, Miotto maintains a full-time position outside the financial industry. Miotto, Jordan Philip offers one-time financial planning and portfolio review services to individuals, trusts, and estates. The firm provides written reports with asset-allocation and investment recommendations using a top-down, fundamental approach focused on strategic asset allocation and broad-based, liquid instruments such as ETFs and mutual funds. Services are non-discretionary and billed via a one-time flat fee, with no ongoing account management or third-party compensation accepted.

Meghan Mc Nulty is the founder of Wealth Advisory Lab LLC in Newport Beach, CA, where she has provided investment management and financial planning services since 2022. She holds a Series 65 designation and has three years of industry experience. In addition to her advisory role, Mc Nulty is a licensed attorney running an estate planning law firm and also consults in biomedical business development for a medical device company. She is managing partner of a political consulting and lobbying firm based in Wyoming. Wealth Advisory Lab LLC serves individual and high-net-worth clients with tailored portfolio management grounded in modern portfolio theory, offering a range of investment options including mutual funds, ETFs, equities, and fixed income. The firm operates on a non-discretionary basis with a focus on client authorization for trades and provides financial planning on fixed-fee or hourly terms.

Aleksandr Dyo is a financial advisor at Smart Portfolio with nine years of industry experience. He holds Series 63 and Series 65 licenses and has worked at multiple firms, including Profectus Wealth Management and RGL Group Insurance and Financial Services, where he is a principal. Outside of advisory work, he is involved in managing and investing in qualified opportunity zone real estate assets and serves in leadership roles at several related business entities. Smart Portfolio primarily serves high-net-worth individuals and pension or profit-sharing plans, offering fee-based discretionary portfolio management and retirement plan investment services. The firm focuses on customized, rules-based, risk-adjusted strategies across various asset classes and integrates plan-level investment management with plan design through affiliated consulting and insurance services.

Jerome Greene is the president and owner of JG Wealth Management, LLC, a Registered Investment Advisor firm based in Aliso Viejo, CA. He holds a Series 66 designation and has nine years of industry experience, including prior roles at Merrill Lynch and Union Capital Company. Greene has led JG Wealth Management since 2016. JG Wealth Management provides financial planning and portfolio management services to individuals, high-net-worth clients, charitable organizations, and businesses. The firm employs a multi-disciplinary investment approach incorporating fundamental analysis, modern portfolio theory, and quantitative models, and offers both discretionary and non-discretionary advisory services, including a wrap-fee program with leveraged and derivative strategies.

Percy Kandukira is a financial advisor at Ornate Investment Managers LLC with two years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Ornate Investment Managers and Finalis Securities LLC. He is also a managing member involved in investment banking activities related to deal origination and execution. Ornate Investment Managers provides discretionary and non-discretionary portfolio management and pension consulting services to a diverse range of institutional and pooled clients. The firm employs a blend of top-down and bottom-up analysis within a planning–execution–feedback framework, investing across multiple asset classes tailored to client objectives and risk tolerance.

Zhe Feng Zhang is a financial advisor at OZ Wealth Management LLC in Irvine, CA, with 11 years of industry experience. He holds the Series 66 designation and previously worked at Edward Jones and Prosperity Wealth Management Inc. Zhang also dedicates time to insurance-related activities. OZ Wealth Management LLC provides discretionary asset management primarily to individual investors, high-net-worth individuals, and small business owners. The firm constructs portfolios using ETFs, mutual funds, individual bonds and equities, and traded REITs, applying Modern Portfolio Theory alongside fundamental and technical analysis in a long-term, customized investment approach.

Kathleen Stapleton is a CFP® professional with 39 years of industry experience, currently serving as the sole advisor at CHOICE Financial & Insurance Services, Inc. She has worked at the firm since 2002, with prior experience at PlanMember Securities Corporation and GWN Securities, Inc. In addition to her advisory role, she provides tax preparation services. CHOICE Financial & Insurance Services, Inc. serves individuals and families, including some high-net-worth clients, offering discretionary asset management, financial planning, and consulting. The firm employs both fundamental and technical analysis and uses third-party platforms to implement tailored investment programs.

Loc Tran is the sole advisor at JHL Investment Firm Inc in Westminster, CA, holding a Series 65 license with seven years of industry experience. He has operated JHL Investment Firm since 2018 and is also involved in the insurance industry through his roles at Tran Insurance Agency and Lords Insurance Agency, where he sells life, health, and property casualty insurance. Additionally, he works seasonally as a tax preparer. JHL Investment Firm Inc provides non-discretionary asset management, financial planning, and consulting services primarily to individual clients. The firm’s investment approach centers on fundamental analysis and customized strategies aligned with client goals, with client approval required before executing trades.

Minh Tran is a securities license holder with Series 63 and Series 66 designations, associated with Lone Wolf Wealth Management in Westminster, California. No additional career background or outside activities are noted. Lone Wolf, Inc. is a newly registered investment adviser providing discretionary and non-discretionary portfolio management, financial planning, and consulting services to a diverse client base that includes individuals, families, small business owners, pension plan sponsors, and various institutional and nonprofit clients. The firm employs a client-specific approach focused on portfolio construction, asset allocation, tax-aware management, and offers flexible engagement models including fixed-fee and hourly consulting.