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Samuel S

Series 63, Series 66

White Bear, MN

Greenup Wealth

Sam Schuette is a seasoned wealth advisor with over two decades of experience helping individuals and families plan for financial security and life milestones. As Vice President and Wealth Advisor at GreenUp Wealth Management, Sam works with clients to develop financial strategies tailored to their goals — including retirement planning, investment guidance, and overall wealth management.  Before joining GreenUp, Sam spent more than a decade at Scottrade, Inc., where he built strong client relationships and led teams of investment professionals. He also served in financial advisory and wealth planning roles at several other firms, bringing a depth of practical experience across markets, financial planning disciplines, and client service.  Sam holds a Bachelor of Science in Agriculture & Food Business Management with a focus in Finance from the University of Minnesota. Outside of work, he enjoys time with his family, outdoor activities, and community engagement.

Wealth management General retirement planning Income planning General tax planning General estate planning guidance Retired Executive Founder/Business Owner Self-Employed Consultant Approaching retirement Retired Established Professionals Gen X (Born 1965-1980) Baby Boomers (Born 1946-1964)

38 advisors near 61327

Out of 400,000+ nationwide

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Ian N

Series 65

Hennepin, IL

Cyr Financial Inc.

Ian Nichols is a Series 65-licensed financial advisor with Cyr Financial Inc. in Princeton, IL, bringing seven years of industry experience. His background includes roles at Nordstrom Farms and Thacker Farms, as well as a position at Illinois Valley Community College. Nichols serves as a board member trustee for the Starved Rock Flying Club. Cyr Financial serves individuals, high net worth clients, trusts, estates, and retirement plans, offering discretionary investment management along with financial and estate planning services. The firm uses proprietary investment models and a variety of securities to build customized portfolios, providing continuous account monitoring and both project-based and ongoing planning engagements.

Active portfolio management Private / alternative investments Annuities General retirement planning
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Andrea B

Series 65

Hennepin, IL

Cyr Financial Inc.

Andrea Brannon is a financial advisor at Cyr Financial Inc. with four years of industry experience. She holds the Series 65 designation and has been with Cyr Financial since 2012. Cyr Financial serves individuals, high net worth clients, trusts, estates, and retirement plans by offering discretionary investment management alongside financial and estate-planning services. The firm uses proprietary investment models across various asset classes and provides ongoing planning, tax and accounting services, and estate document preparation.

Active portfolio management Private / alternative investments Annuities General retirement planning
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Caleb B

CFP®, ChFC®, Series 63

Hennepin, IL

Cyr Financial Inc.

Caleb Bjerk is a CFP® and ChFC® with seven years of industry experience. He is currently with Cyr Financial Inc., where he has worked since 2026. His prior experience includes roles at Modern Wealth Management, Wade Financial Advisory, and Northwestern Mutual Investment Services, among others. Cyr Financial serves individuals, high net worth clients, trusts, estates, and retirement plans, offering discretionary investment management alongside financial and estate-planning services. The firm employs customized portfolios using proprietary investment models and provides ongoing financial planning, tax and accounting services, and estate document preparation.

Active portfolio management Private / alternative investments Annuities General retirement planning
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Philip S

Series 65

La Salle, IL

Studio Investment Management

Philip Slevin is a financial advisor at Studio Investment Management with a Series 65 credential and one year of industry experience. His prior work includes six years at Hometown National Bank, two years at Mariam Global Health, and 17 years with Alpha and Omega Capital, LLC/Elohim Capital Partners. Studio Investment Management serves a diverse client base including individuals, trusts, retirement plans, partnerships, and government entities. The firm offers discretionary portfolio management, financial planning, and investment consulting with a value-oriented, long-term investment approach tailored to client guidelines.

Income planning
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Emma B

CFA®

Hennepin, IL

Cyr Financial Inc.

Emma Bean is a CFA® charterholder with two years at Cyr Financial Inc. and three years of prior experience at American Equity. She has a total of six years in the financial industry. Cyr Financial serves individuals, high net worth clients, trusts, estates, and retirement plans by providing discretionary investment management along with financial and estate-planning services. The firm uses proprietary investment models and a variety of securities to build customized portfolios, offering continuous account monitoring and written financial plans.

Active portfolio management Private / alternative investments Annuities General retirement planning
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Christian C

CFP®, Series 63, Series 66

Hennepin, IL

Cyr Financial Inc.

Christian Cyr is a CFP® with 13 years of industry experience, currently serving at Cyr Financial Inc. since 2015. He previously worked at Purshe Kaplan Sterling Investments from 2015 to 2020. Outside of advisory services, he owns a CPA and bookkeeping firm and offers various insurance products. Cyr Financial Inc. serves individuals, high net worth clients, trusts, estates, and retirement plans, providing discretionary investment management alongside financial and estate planning services. The firm employs customized portfolios using proprietary investment models and offers additional services including tax, accounting, and insurance recommendations.

Active portfolio management Private / alternative investments Annuities General retirement planning
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Sandra B

Series 65

Peru, IL

Gradient Advisors, LLC

Sandra Brown is a Series 65 licensed financial advisor with six years of industry experience, currently with Gradient Advisors, LLC since 2020. She has previously worked at AE Wealth Management, LLC and Brokers Financial. Outside of her advisory role, she is involved in insurance sales and services through Senior Watchdog, Inc., a business she has been associated with since 2017. Gradient Advisors, LLC provides investment management, financial planning, and consulting services to a diverse client base, including individuals, pension plans, trusts, and businesses. The firm supports a network of 169 advisors across 154 offices and employs a combination of fundamental, technical, and cyclical analysis to develop tailored investment strategies.

Retirement income strategy General tax planning
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Edythe F

Series 63, Series 65

La Salle, IL

Principal Financial Services

Edythe Findlay is a financial advisor at Principal Financial Services with 32 years of industry experience. She holds Series 63 and Series 65 licenses and has worked at Principal Financial Services since 2016, including notable tenure at Princor Financial Services Corporation from 1991 to 2016. In addition to her advisory role, she provides customer servicing and support for group qualified plan clients at Wayland Financial Group. Principal Securities offers brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, estates, charitable organizations, corporations, and active-duty military personnel abroad. The firm’s advisory services include financial planning, retirement plan consulting, and access to third-party money manager programs available through various advisory and promoter arrangements.

Retired Founder/Business Owner
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David C

Series 63, Series 65

Peru, IL

Benjamin F. Edwards & Company, Inc.

David Claggett is a financial advisor with Benjamin F. Edwards & Company, Inc., holding Series 63 and Series 65 licenses and bringing 34 years of industry experience. He has been with Benjamin F. Edwards & Co. since 2012. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer with approximately 436 advisors and $15.7 billion in client assets. The firm serves individuals, corporations, retirement plans, trusts, foundations, and nonprofit organizations, offering a variety of advisory programs and investment management solutions that combine firm-developed and third-party model strategies with ongoing portfolio oversight.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Stephen B

Series 63, Series 65

Princeton, IL

Kestra Advisory

Stephen Bouslog is a financial advisor with Kestra Advisory who holds Series 63 and Series 65 licenses and has 24 years of industry experience. He has worked at Kestra Advisory since 2017 and previously at Wfg Investments. Bouslog serves as president of CAMS Real Estate, Inc. and is a board member of the Bureau County Historical Society. He also serves as president of the Princeton Rotary Club. Kestra Advisory Services provides investment advisory and retirement-plan consulting to institutional and individual clients, including plan sponsors. The firm offers a range of services such as fiduciary consulting, plan-level investment advice, employee education, and pooled plan solutions, managing approximately $79.8 billion in assets.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Annuities Wealth management Founder/Business Owner Executive
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Kathleen W

Series 63, Series 66

La Salle, IL

Principal Financial Services

Kathleen Wayland is a financial advisor with Principal Financial Services, holding Series 63 and Series 66 licenses and bringing 25 years of industry experience. She has been with Principal Financial Services since 2016 and operates Wayland Financial Group since 2013. In addition to her advisory work, she is involved in selling fixed life, disability, long-term care insurance, and fixed annuities through various carriers. Principal Securities provides brokerage and registered investment advisory services to individual investors, retirement plans, trusts, estates, charitable organizations, corporations, and active-duty military personnel abroad. The firm focuses on direct advisory programs, financial planning, retirement plan consulting, and third-party money manager asset allocation and separately managed account solutions.

Retired Founder/Business Owner
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Ian L

CFP®, Series 66

Princeton, IL

Kestra Advisory

Ian Legner is a financial advisor with Kestra Advisory Services, holding a Series 66 credential and three years of industry experience. His prior roles include positions at Sterling Land Company and Kestra Investment Services, LLC. He serves on the board of the Princeton Public Library. Kestra Advisory Services provides investment advisory and retirement-plan consulting to a diverse client base, including institutional and individual clients. The firm offers fiduciary consulting, plan design, investment advice, and employee education, managing approximately $79.8 billion in assets and serving a wide range of investors, including large institutional clients.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Annuities Wealth management Founder/Business Owner Executive
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Patrick S

Series 63, Series 65, Series 66

La Salle, IL

Principal Financial Services

Patrick Sullivan is a financial advisor with Principal Financial Services in La Salle, IL, holding Series 63, 65, and 66 credentials and eight years of industry experience. He has worked at Principal Life Insurance Company and Wayland Financial Group, where he is also involved in office administration and account servicing. Principal Securities provides brokerage and registered investment advisory services to a diverse client base including individual investors, retirement plans, trusts, and charitable organizations. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager solutions through distinct advisory and promoter arrangements.

Retired Founder/Business Owner
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Tracy R

Series 66

Princeton, IL

Edward Jones

Tracy Robbins is a financial advisor at Edward Jones in Princeton, IL, holding a Series 66 designation with nine years at Edward Jones and a prior 19-year career at State Farm Insurance. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, with approximately $1.01 trillion in assets under management. The firm offers a range of advisory programs, including discretionary and non-discretionary wrap fee strategies, separately managed accounts, and affiliated mutual funds, operating under a fiduciary standard.

College savings (529s, UTMA, etc.) Retirement income strategy General retirement planning Retired Founder/Business Owner Executive
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Brian S

Series 66

Peru, IL

Edward Jones

Brian Sellett is a financial advisor with Edward Jones in Peru, Illinois, holding a Series 66 designation and 16 years of industry experience. He has been with Edward Jones since 2009. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients, offering a wide range of advisory programs and investment solutions supported by a large nationwide network of advisors and branch offices.

College savings (529s, UTMA, etc.) General estate planning guidance Retired Founder/Business Owner Executive
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Steven B

Series 63, Series 66

Princeton, IL

Thrivent Investment Management

Steven Becker is a financial advisor with Thrivent Investment Management, holding Series 63 and Series 66 credentials and 31 years of industry experience. He has been with Thrivent and its predecessor, Thrivent Financial for Lutherans, since 2002. Outside of his advisory role, Becker serves as a trustee for the Kewanee Community Fire Department, where he assists with budgeting, auditing, and operational oversight. Thrivent Investment Management offers Dedicated Planning Services to individuals, families, businesses, and nonprofits, providing goal-based financial planning without discretionary trading authority and allowing clients to combine planning with managed-account programs through a consolidated billing option.

Business ownership considerations
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Chad G

CFP®, Series 66

La Salle, IL

Edward Jones

Chad Gilbreth is a CFP® professional with nine years of industry experience, currently serving at Edward Jones since 2016. He also has ongoing service with the Illinois Army National Guard since 2012. Outside of his advisory role, he manages Pursuit of Freedom LLC, an entity involved in investment and philanthropy activities. Edward Jones is a full-service wealth management firm serving individual and institutional clients, including pension plans, corporate clients, and charitable organizations. The firm offers various investment strategies and advisory services supported by a nationwide network of over 23,000 financial advisors.

Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Business ownership considerations Business exit / sale strategy General estate planning guidance Founder/Business Owner
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Steven W

Series 63, Series 65

La Salle, IL

LPL Financial

Steven Witek is a financial advisor with LPL Financial, holding Series 63 and Series 65 credentials and bringing 39 years of industry experience. He has been affiliated with Linsco/Private Ledger Corp. since 1986. LPL Financial provides advisory and brokerage services to a diverse client base, including individual investors, retirement plan sponsors, institutions, and high-net-worth households. The firm offers a wide range of investment solutions supported by an in-house research team and a large network of investment adviser representatives.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Tax-loss harvesting Founder/Business Owner Retired
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Kelly C

Series 66

La Salle, IL

Edward Jones

Kelly Campbell is a financial advisor at Edward Jones with one year of industry experience. Prior to joining Edward Jones, Campbell worked at Shaw Media for five years and has been involved with the Illinois Valley YMCA for over 15 years as a fitness coordinator and instructor. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients. The firm offers a range of advisory programs and investment solutions, supported by a large network of financial advisors and branch offices nationwide.

College savings (529s, UTMA, etc.) Retired Founder/Business Owner Executive
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Ryan B

CFP®, Series 66

Princeton, IL

Edward Jones

Ryan Blume is a CFP® and holds a Series 66 designation with 10 years of industry experience. He has been with Edward Jones since 2016, working out of Princeton, IL. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, including both high-net-worth and non-high-net-worth households. The firm manages approximately $1.01 trillion in assets and offers a range of advisory programs, discretionary and non-discretionary wrap fee strategies, separately managed accounts, and affiliated mutual funds, operating under a fiduciary standard.

Retirement income strategy General retirement planning Wealth management Retirement plans for business owners (SEP, solo 401k) General estate planning guidance Retired Founder/Business Owner Executive
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Alec H

Series 63, Series 65

La Salle, IL

OSAIC

Alec Hueneburg is a financial advisor at Osaic with 29 years of industry experience. He holds Series 63 and Series 65 credentials and has worked at Sagepoint Financial, Inc. and AIG American General Life Insurance Company. Outside of his advisory role, he serves as a trustee for the Jonesville Piety Hill Fire District, participates on the board of the Perfectly Flawed Foundation, and is involved with youth baseball as a board member and T-ball coordinator. Osaic Wealth, Inc. is an SEC-registered investment adviser and FINRA member broker-dealer serving a diverse client base that includes individual investors, pension plans, corporations, and charitable organizations. The firm offers a range of advisory and brokerage services supported by technology-driven investment processes and access to multiple custodial platforms.

Annuities Founder/Business Owner Executive Retired
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Richard M

Series 63, Series 65

Peru, IL

Cetera

Richard May is a financial advisor with Cetera in Peru, Illinois, holding Series 63 and Series 65 licenses and 20 years of industry experience. He has been with Cetera and Cetera Financial Specialists LLC since 2005. Cetera Investment Advisers serves a diverse client base including individual, high-net-worth, institutional, and retirement-plan clients through a network of over 6,800 independent advisors. The firm offers a range of portfolio management, financial planning, retirement plan, and fiduciary services, utilizing a combination of advisor-managed accounts, firm-sponsored model portfolios, and third-party managed solutions.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Charitable giving & philanthropy Founder/Business Owner Executive Retired HENRY (High Earners, Not Rich Yet) Approaching retirement
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Kathy P

ChFC®, Series 66

Peru, IL

Edward Jones

Kathy Pullam is a financial advisor with Edward Jones in Peru, Illinois, holding the ChFC® and Series 66 designations and has seven years of industry experience. She previously worked at Heartland Bank and Trust for five years before joining Edward Jones in 2018. Outside of her advisory role, she is involved in bookkeeping and bill-paying for a local sub shop business. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients with a range of discretionary and non-discretionary investment strategies. The firm manages approximately $1.01 trillion in assets and operates a large nationwide network of financial advisors and branch offices.

Divorce financial planning Business ownership considerations Retirement income strategy Wealth management General estate planning guidance Founder/Business Owner
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Louis W

Series 63, Series 66

Hennepin, IL

LPL Financial

Louis Wasilewski is a financial advisor with LPL Financial, holding Series 63 and Series 66 licenses and bringing 26 years of industry experience. He has worked at LPL Financial since 2017 and previously at Investment Centers Of America, Inc. from 2014 to 2017. Wasilewski also serves as an independent agent offering life, disability, and long-term care insurance as well as fixed annuities. LPL Financial provides advisory and brokerage services to a diverse client base including individual investors, retirement plans, institutions, charities, and high-net-worth households. The firm offers a range of investment solutions supported by an in-house research team, combining large-scale advisory operations with insurance and annuity product sales through an affiliated agency.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Tax-loss harvesting Founder/Business Owner Retired
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Spencer L

Series 66

La Salle, IL

LPL Financial

Spencer Luecke is a financial advisor with LPL Financial in La Salle, IL, holding a Series 66 designation and five years of industry experience. His prior roles include positions at Hometown National Bank and DiGiovine, Hnilo, Jordan & Johnson LTD. LPL Financial provides advisory and brokerage services to a diverse client base, including individual investors, retirement plan sponsors, and institutions, offering a range of delivery options supported by an in-house research team and a large network of investment adviser representatives.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Tax-loss harvesting Founder/Business Owner Retired
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Larry C

Series 63, Series 65

Peru, IL

Ameriprise

Larry Criss is a financial advisor with Ameriprise, holding Series 63 and Series 65 designations and bringing 37 years of industry experience. He has been with Ameriprise and its affiliate since 2005. Ameriprise provides retirement-income planning services primarily for individuals nearing or in retirement with significant investable assets, combining research-driven recommendations and tax-efficient strategies delivered through a centralized consulting team.

Retirement income strategy Income planning Social Security optimization Retirement withdrawal strategies Approaching retirement
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Tucker N

Series 66

Princeton, IL

Edward Jones

Tucker Nichols is a financial advisor with Edward Jones in Princeton, Illinois, holding a Series 66 designation and three years of industry experience. Prior to joining Edward Jones in 2022, he held positions at Mike Nichols State Farm and Kurt Lenschow State Farm. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients. The firm offers a range of advisory programs, including discretionary and non-discretionary managed solutions, separately managed accounts, and affiliated mutual funds, operating under a fiduciary standard.

Retirement income strategy General retirement planning College savings (529s, UTMA, etc.) Wealth management Retired Founder/Business Owner Executive
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Dale T

Series 63, Series 66

Peru, IL

OSAIC

Dale Tieman is a financial advisor at OSAIC with 27 years of industry experience. He holds Series 63 and Series 66 licenses and previously worked at Sagepoint Financial, Inc. for 14 years. Outside of his advisory role, he serves as Executive Vice President/COO at Peru Federal Savings Bank and is a board member for several local nonprofit organizations, including the La Salle Peru Township High Education Foundation and Horizon House of the Illinois Valley. OSAIC is an SEC-registered investment adviser and FINRA member broker-dealer that provides advisory and brokerage services through a large network of financial advisers. The firm serves a diverse client base, offering services such as wealth management, retirement plan consulting, and access to multiple custodial platforms and third-party managers.

Annuities Founder/Business Owner Executive Retired
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James S

Series 63, Series 66

Peru, IL

Raymond James Financial

James Spelich is a financial advisor with Raymond James Financial, holding Series 63 and Series 66 credentials and bringing 32 years of industry experience. He has been with Raymond James since 2000 and serves in a political office in LaSalle County, Illinois. Raymond James Financial Services Advisors, Inc. serves a diverse client base including individual investors, high-net-worth clients, pension plans, and municipal entities. The firm emphasizes non-discretionary financial planning and investment consulting, offering tailored strategies supported by extensive research and a broad affiliate network.

General retirement planning Business succession planning Cash flow / budgeting Founder/Business Owner Retired
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Patricia D

Series 63, Series 65, Series 66

Peru, IL

LPL Financial

Patricia Dailey is a financial advisor with LPL Financial, holding Series 63, 65, and 66 licenses and 25 years of industry experience. Her prior roles include positions at Ameritas Investment Company, Primerica Financial Services, Horace Mann Investors, and JP Morgan Securities. Outside of financial advising, she works as a certified fitness trainer and sports nutritionist. LPL Financial provides advisory and brokerage services to a diverse client base, including individual investors, retirement plan sponsors, institutions, and high-net-worth households. The firm offers a variety of investment solutions supported by an in-house research team and combines large-scale advisory operations with non-advisory product offerings.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Tax-loss harvesting Founder/Business Owner Retired
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Joshua S

Series 66

Tiskilwa, IL

Edward Jones

Joshua Smucker is a financial advisor with Edward Jones based in Tiskilwa, IL. He holds a Series 66 designation and has 16 years of industry experience. He has been with Edward Jones since 2007. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, offering a wide range of investment strategies and services through a nationwide network of more than 23,700 financial advisors. The firm manages approximately $1.01 trillion in assets and provides both discretionary and non-discretionary advisory programs under a fiduciary standard.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Jeffrey P

Series 66

Peru, IL

Edward Jones

Jeffrey Puetz is a financial advisor at Edward Jones with nine years of industry experience. He holds a Series 66 designation and has been with Edward Jones since 2016. In addition to his advisory role, he has been involved with Jeff Perry Buick GMC since 2011. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients. The firm offers a range of advisory programs and managed solutions, operates under a fiduciary standard, and manages approximately $1.01 trillion in assets through a large network of advisors and branch offices.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Stacy N

Series 63, Series 65

La Salle, IL

OSAIC

Stacy Newell is a financial advisor at OSAIC with 26 years of industry experience. She holds Series 63 and Series 65 licenses and has worked at AIG Financial Advisors, AIG American General Life Insurance Company, and American General Securities Incorporated. She is a partner at Hueneburg Financial Group, a securities and insurance firm, and serves on the finance committee and foundation board of Horizon House Foundation, which supports developmentally disabled adults. OSAIC is an SEC-registered investment adviser and FINRA member broker-dealer that serves a diverse client base including individuals, retirement plans, corporations, and nonprofits. The firm provides a range of advisory and brokerage services supported by technology-driven investment processes and access to multiple custodial platforms.

Annuities Founder/Business Owner Executive Retired
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Chris K

Series 63, Series 66

Princeton, IL

Edward Jones

Chris Kieffer is a financial advisor with Edward Jones in Princeton, Illinois, holding Series 63 and Series 66 credentials and over 31 years of industry experience. He has been with Edward Jones since 1994. Outside of his advisory role, Kieffer serves as president of Princeton Ambassadors. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients. The firm offers a range of investment advisory programs and maintains a large national network of advisors and branches.

General retirement planning Income planning Retired Founder/Business Owner Executive
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Paul B

Series 66

Princeton, IL

Edward Jones

Paul Brandenburg is a financial advisor at Edward Jones with four years of industry experience and a Series 66 designation. Prior to joining Edward Jones in 2021, he held positions at Rousselot, Colony Brands, and several government and environmental organizations. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm has approximately $1.01 trillion in assets under management and offers a range of discretionary and non-discretionary investment strategies, tax-efficient services, and affiliated investment products.

Retirement plans for business owners (SEP, solo 401k) Charitable giving & philanthropy College savings (529s, UTMA, etc.) General retirement planning Wealth management Retired Founder/Business Owner Executive
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Raymond W

Series 63, Series 65

Peru, IL

Cetera

Raymond Weber is a financial advisor with Cetera, holding Series 63 and Series 65 credentials and more than 33 years of industry experience. He has been associated with Cetera and its affiliates since 1992 and owns Weber Accounting and Investment Services, LLC, where he manages a CPA practice alongside his investment services. Additionally, he is involved as an insurance agent selling health-related fixed insurance products. Cetera Investment Advisers serves a diverse client base including individuals, high-net-worth clients, institutions, and retirement plans through a network of independent advisors. The firm offers a range of portfolio management, financial planning, and fiduciary services, utilizing both advisor-managed and model portfolio solutions.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Charitable giving & philanthropy Founder/Business Owner Executive Retired HENRY (High Earners, Not Rich Yet) Approaching retirement
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Darrell M

ChFC®, Series 63

La Salle, IL

OSAIC

Darrell Malano is a financial advisor at OSAIC with 38 years of industry experience. He holds the ChFC® and Series 63 designations and has worked at Sagepoint Financial, Inc. since 2008. Outside of his advisory work, he serves as president of a local non-profit branch of the Western Catholic Union and owns a financial services sole proprietorship focused on agency supervision. OSAIC is an SEC-registered investment adviser and FINRA member broker-dealer serving a diverse client base that includes individuals, pension plans, corporations, and charitable organizations. The firm employs a comprehensive investment process that incorporates risk-tolerance assessments, portfolio optimization tools, and access to various investment products and platforms.

Annuities Founder/Business Owner Executive Retired
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Mark W

CFP®, Series 63, Series 65

La Salle, IL

LPL Financial

Mark Witek is a CFP® professional with over 42 years of experience in the financial industry. He has been with LPL Financial since 1986. Outside of his advisory role, he is involved with Investment Planning, Inc., a holding corporation for accounting purposes. LPL Financial provides advisory and brokerage services to a diverse client base, including individual investors, retirement plan sponsors, institutions, and high-net-worth households. The firm offers various investment delivery options supported by an in-house Research team and accommodates both advisory and brokerage services tailored to client needs.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Tax-loss harvesting Founder/Business Owner Retired
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