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Sam T

CFP®, Series 63, Series 65, AIF®

Castle Rock, CO

Fidelis Wealth Advisors

Sam began his wealth management career in 2000. He was previously a partner in a registered investment advisory firm in Denver, acting as its Director of Financial Planning, Chief Financial Officer, and OSJ. Sam completed his CERTIFIED FINANCIAL PLANNER™ designation from the CFP® Board of Standards in early 2006. He holds insurance licenses in the State of Colorado for life, accident, property, casualty, and health. He’s also a member of the Financial Planning Association (FPA) and very active in his local chapter. Sam’s been featured on the local Channel 9 news affiliate segment, Moneyline 9 and currently serves his community providing pro bono financial advice to families in distress. He has a unique ability to relate to his clients, help them feel comfortable with difficult topics, and offer advice to meet their individual and family needs. His exceptional talent to see the big picture helps direct specific pieces of the planning puzzle to meet the overall needs of each client. PERSONAL Sam graduated from the University of Phoenix with a major in Finance. He enjoys spending time with his seven children. They participate in many sports activities, and Sam coaches several of his kids’ basketball teams. Sam resides in Castle Rock, Colorado.

Wealth management Business ownership considerations Business exit / sale strategy Retirement plans for business owners (SEP, solo 401k) Charitable giving tax strategies Dentist Attorney Retired Founder/Business Owner Executive Established Professionals Approaching retirement Retired Mid-Career Professionals Divorced

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Joseph W

Series 65

Hanover, PA

Element Wealth Advisors

Joseph Wildasin is a financial advisor at Element Wealth Advisors with seven years of industry experience and holds the Series 65 designation. Prior to joining Element Wealth Advisors, he worked at Barrick Financial Inc. and Barrick & Associates, Inc. He is also the owner of Joe's Golf Shop, where he provides golf lessons and club repair services, and serves as a golf coach for the Southwestern School District. Element Wealth Advisors offers discretionary asset management, comprehensive financial planning, and retirement-plan services to individuals, trusts, plan sponsors, and other entities. The firm employs a combination of fundamental, technical, charting, and cyclical analysis to tailor portfolios based on client goals, time horizons, and risk tolerance, and provides ERISA retirement-plan support including fiduciary assistance and participant education.

General retirement planning Founder/Business Owner Retired
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Travis S

Series 65

Hanover, PA

Scott Financial Resources LLC

Travis Scott is a financial advisor with Scott Financial Resources LLC, holding a Series 65 designation and 10 years of industry experience. Prior to founding his firm, he worked at Lehman Financial Resources, Inc. from 2015 to 2023 and is also associated with EP Wealth. In addition to his advisory practice, he prepares tax returns for clients through Scott Tax Resources LLC, offering tax preparation services to his advisory clients at no additional cost. Scott Financial Resources LLC provides ongoing portfolio management and financial planning to individual and high-net-worth clients, managing a variety of investments including mutual funds, ETFs, equities, fixed income, real estate funds, annuities, and private placements. The firm uses multiple analytical methods and maintains a long-term trading orientation, with accounts typically managed on a discretionary basis and reviewed at least annually.

Annuities Real estate investing
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Robert S

Series 63, Series 65

Gettysburg, PA

Robert William Shoemaker,Iii

Robert Shoemaker is the sole advisor at Robert William Shoemaker, III, an independent firm based in Gettysburg, PA. He holds Series 63 and Series 65 licenses and has 45 years of industry experience. He has been with his current firm since 2014. The firm provides continuous portfolio management and financial planning services to individual investors, high-net-worth clients, pension and profit-sharing plans, corporations, and charitable organizations. Its investment process combines fundamental, technical, quantitative, and qualitative analysis with an emphasis on asset allocation, typically utilizing mutual funds and ETFs supported by Morningstar research.

General retirement planning Cash flow / budgeting
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Keith B

Series 63, Series 65

Sabillasville, MD

Bryan Investments, LLC

Keith Bryan is a financial advisor at Bryan Investments, LLC with 41 years of industry experience. He holds the Series 63 and Series 65 designations and has been with Bryan Investments since 2011. Bryan Investments serves individual clients, including high net worth individuals, pension and profit-sharing plans, and small businesses by providing non-discretionary portfolio management and investment recommendations. The firm employs both fundamental and technical analysis, generally favoring long-term purchase strategies while using short-term trading in limited cases, and operates with a flat annual management fee without charging percentage-of-assets fees or accepting commissions.

Options & derivatives strategies
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Sean H

ChFC®, Series 65

Hanover, PA

Financial Advisory Services, LLC

Sean Huston is a Chartered Financial Consultant (ChFC®) with 20 years of experience in the financial advisory industry. He has been with Financial Advisory Services, LLC since 2005. Financial Advisory Services, LLC provides discretionary investment management and financial planning to families, individuals including high-net-worth clients, trusts, businesses, and charitable foundations. The firm uses fundamental, quantitative, and qualitative analysis to build and monitor portfolios primarily composed of mutual funds, ETFs, individual equities, and bonds, managing accounts on a discretionary basis with client-imposed investment restrictions as needed.

Wealth management College savings (529s, UTMA, etc.) General retirement planning Business Financial Management
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Ryan F

Series 63, Series 65

Gettysburg, PA

Financial Advisory Services, LLC

Ryan Fox is a financial advisor with Financial Advisory Services, LLC, holding Series 63 and Series 65 licenses and 14 years of industry experience. He has been with the firm since 2015 and serves as an adjunct professor of economics and finance at Elizabethtown College and Eastern University. Financial Advisory Services, LLC provides discretionary investment management and financial planning to families, individuals, trusts, businesses, and charitable foundations. The firm employs fundamental, quantitative, and qualitative analysis to manage portfolios of mutual funds, ETFs, and individual securities, with an emphasis on aligning investments with clients’ financial situations and risk tolerances.

Wealth management College savings (529s, UTMA, etc.) General retirement planning Business Financial Management
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Catherine B

Series 63, Series 65

Sabillasville, MD

Bryan Investments, LLC

Catherine Bryan is a financial advisor at Bryan Investments, LLC with 16 years of industry experience. She holds Series 63 and Series 65 designations and has been with Bryan Investments since 2011. The firm serves individual clients, pension and profit-sharing plans, and small businesses by providing non-discretionary portfolio management and investment recommendations. Bryan Investments uses fundamental and technical analysis, generally favoring long-term purchase strategies, and employs a flat annual management fee structure without charging percentage-of-assets fees or accepting commissions.

Options & derivatives strategies
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Jamie R

Series 63, Series 65

Hanover, PA

Solyco Wealth LLC

Jamie Roth is a financial advisor at Solyco Wealth LLC with three years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at AE Wealth Management, Encompass More Asset Management, and Primerica Financial Services. Roth also operates as an independent life insurance agent through Alto Financial Group, assisting clients with retirement planning including annuities and life insurance. Solyco Wealth provides discretionary investment management and financial planning to individuals, high-net-worth clients, trusts, estates, businesses, and retirement plans. The firm employs a long-term investment approach using fundamental and technical analysis and offers additional tax preparation and accounting services through an affiliated entity.

Active portfolio management Options & derivatives strategies Private / alternative investments
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David H

Series 63, Series 65, Series 66

Gettysburg, PA

Global Brokerage Services, Inc.

David Heiges is a financial advisor with Global Brokerage Services, Inc. in Gettysburg, PA, holding Series 63, 65, and 66 licenses and bringing 31 years of industry experience. He has been with Global Brokerage Services since 1996. Outside of his advisory role, Heiges works as an independent insurance agent specializing in life and disability insurance sales and provides federal, state, and local income tax preparation services. Global Brokerage Services, Inc. offers wrap-fee advisory programs and portfolio management primarily for individual clients, including high-net-worth individuals, as well as retirement accounts, trusts, and employee benefit plans. The firm serves a diverse client base that includes institutional and governmental entities and manages approximately $137 million on a non-discretionary basis across about 386 client relationships.

Active portfolio management Options & derivatives strategies Tax-loss harvesting Wealth management Founder/Business Owner Retired
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Kristine W

Series 63, Series 65, Series 66

Gettysburg, PA

Harvest investment Services, LLC

Kristine Witherow is an investment advisor representative at Harvest Investment Services, LLC with 28 years of industry experience. She holds Series 63, 65, and 66 credentials and previously worked at ProEquities, Inc. from 2016 to 2018. Outside of her advisory role, she serves on the board of the Gettysburg Community Theatre and acts as fundraising chairperson for the Biglerville High School Band Boosters. Harvest Investment Services, LLC provides discretionary and non-discretionary portfolio management, financial planning, and consulting to individual clients, retirement plans, trusts, and other entities. The firm employs a multi-advisor team structure and uses a range of strategies including tactical active management, fundamental and technical analysis, and offers specialized services such as ERISA 3(38) investment management and held-away 401(k) account oversight.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Active portfolio management Options & derivatives strategies Founder/Business Owner Retired
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Robert B

CFP®

Gettysburg, PA

Financial Consulate

Robert Boehner is a CFP® professional with nine years of industry experience, currently serving as an advisor at The Financial Consulate since 2015. He previously operated an accounting practice, from which he receives trailing revenue through a non-operating entity. The Financial Consulate provides comprehensive financial planning and investment management services to individuals, corporate retirement plans, and institutional clients. The firm combines active tactical asset allocation with fundamental, macroeconomic, and technical analysis within a Risk Opportunity Investing framework, and integrates tax and accounting services alongside its advisory offerings.

Wealth management Private / alternative investments Retirement income strategy Active portfolio management Founder/Business Owner Executive
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James D

Series 63, Series 66

Gettysburg, PA

Thrivent Advisor Network, LLC

James Dunlop is a financial advisor with Thrivent Advisor Network, LLC, holding Series 63 and Series 66 licenses and bringing 24 years of industry experience. He has been associated with Thrivent-affiliated firms since 2003 and previously worked at Purshe Kaplan Sterling Investments. Dunlop serves as a trustee for Susquehanna University and is board president of Ruth's Harvest Gettysburg, a weekend meal program for food-insecure children. He also holds leadership roles with the Adams County Community Foundation and the Ortenzio Charitable Trust of Susquehanna University. Thrivent Advisor Network, LLC provides investment advisory services to individuals, families, trusts, estates, businesses, retirement plans, and charitable organizations. The firm focuses on long-term investment strategies, utilizing customized asset allocations with low-cost mutual funds, ETFs, fixed-income securities, and alternative investments, and operates as part of the broader Thrivent group.

Annuities College savings (529s, UTMA, etc.) Private / alternative investments
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Holly R

Series 63, Series 65

Gettysburg, PA

Thrivent Advisor Network, LLC

Holly Rosensteel is a financial advisor with Thrivent Advisor Network, LLC, holding Series 63 and Series 65 credentials and four years of industry experience. She has worked at Thrivent Advisor Network since 2020 and previously spent sixteen years at Freeburn & Hamilton. Thrivent Advisor Network provides investment advisory services to individuals, families, trusts, estates, businesses, retirement plans, and charitable organizations. The firm emphasizes a long-term investment approach with customized asset allocations using low-cost mutual funds, ETFs, fixed-income securities, and alternative investments, supported by ongoing client monitoring and third-party custodians.

Annuities College savings (529s, UTMA, etc.) Private / alternative investments
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Nathan H

Series 66

Gettysburg, PA

Lifemark Securities Corp.

Nathan Hockley is a financial advisor with Lifemark Securities Corp. and holds a Series 66 designation. He has 25 years of industry experience, including prior roles at Cambridge Investment Research Advisors and his own firm, Hockley & O'Donnell Financial Services. Outside of his advisory work, he volunteers with the Center for Youth and Community Development, serving on various nonprofit committees. Lifemark Securities Corp. provides fee-based investment advisory services and financial planning primarily to individual investors and sponsors of participant-directed retirement plans, offering programs such as Unified Managed Accounts and Separately Managed Accounts. The firm’s advice is suitability-driven and tailored through risk assessments, with both discretionary and non-discretionary account management.

Annuities Retirement plans for business owners (SEP, solo 401k) Wealth management
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Garrett R

Series 63, Series 65

Gettysburg, PA

Osaic Advisory Services, LLC

Garrett Rohrbaugh is a financial advisor with Osaic Advisory Services, LLC, holding Series 63 and Series 65 licenses and six years of industry experience. He has previously worked with Triad Advisors and Wealthcare Advisory Partners, LLC. Outside of advisory work, he serves as a board member and chair of the Public Relations Committee for the Rotary Club of Gettysburg and is secretary of the Thurmont Historical Society, Inc. Osaic Advisory Services, LLC is an SEC-registered investment adviser managing approximately $12.47 billion in client assets. The firm serves a diverse client base including individuals, charities, corporations, retirement plans, and institutions, offering managed account programs, financial planning, retirement plan consulting, and lending solutions through a representative-driven advisory model.

Annuities
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Kirk C

Series 63, Series 65

Gettysburg, PA

PNC Wealth Management

Kirk Cowden is a financial advisor with PNC Wealth Management in Gettysburg, PA, holding Series 63 and Series 65 licenses and bringing 30 years of industry experience. He has been with PNC Investments since 2007. PNC Wealth Management provides retail brokerage and advisory services through model-based programs, including an invitation-only, online discretionary model account pilot for employees that employs algorithm-driven risk assessment and investment implementation via mutual funds and ETFs.

Passive / index investing Active portfolio management Wealth management Executive
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Richard E

CFP®, Series 65

Hanover, PA

Savant Wealth Management

Richard Ellenberger is a CFP® and holds a Series 65 license with 11 years of industry experience. He has been with Savant Wealth Management since 2023 and previously worked at Domani Wealth, LLC and Pbwm Holdings. Savant Wealth Management provides comprehensive wealth management and investment services to individuals, families, charitable organizations, corporations, and retirement plans. The firm employs an evidence-based investment approach using model portfolios of low-cost mutual funds and ETFs, alongside tax-aware strategies and customization options.

Retirement income strategy Social Security optimization Options & derivatives strategies Business exit / sale strategy Executive Founder/Business Owner Retired Women Professionals Divorced
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Makayla S

Series 66

Hanover, PA

VOYA Financial Advisors, Inc.

Makayla Stonesifer is a financial advisor at Voya Financial Advisors, Inc. with over seven years of experience in the financial services industry. She holds the Series 66 designation and has worked at firms including Merrill and Voya Financial Partners. Voya Financial Advisors, Inc. serves a diverse client base including individual investors, retirement plans, municipalities, charities, and other institutions. The firm offers a range of services such as portfolio management, financial planning, retirement plan advisory, and brokerage transactions through a network of Investment Adviser Representatives.

General retirement planning Retirement income strategy Cash flow / budgeting Social Security optimization Retired Founder/Business Owner Executive Approaching retirement Retired
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Daniel S

Series 66

Hanover, PA

PNC Wealth Management

Daniel Syron is a financial advisor at PNC Wealth Management with 11 years of industry experience. He holds a Series 66 designation and has worked with various PNC entities since 2016. Outside of his advisory role, he serves on the board of The Arc of York & Adams Counties. PNC Wealth Management offers retail brokerage and advisory services through model-based investment programs, including a digital offering that uses algorithm-driven model selection and executes through mutual funds and ETFs with annual rebalancing.

Passive / index investing Active portfolio management Wealth management Executive
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Veronica M

Series 63, Series 65

Hanover, PA

Transamerica Retirement Advisors, LLC

Veronica Malone is a financial advisor with Transamerica Retirement Advisors, LLC, holding Series 63 and Series 65 licenses and bringing 28 years of industry experience. Her career includes roles at Transamerica Investors Securities Corporation, VOYA Financial Advisors, and Principal Securities Inc. Outside of finance, she has worked with Visiting Angels, a non-financial organization. Transamerica Retirement Advisors serves participants in employer-sponsored retirement plans and IRA owners, providing managed and non-discretionary advice supported by Morningstar Investment Management’s proprietary portfolio models and software. The firm focuses on asset allocation and retirement planning guidance, operating at scale with a large client base and a high client-to-advisor ratio.

General retirement planning Retirement income strategy Income planning
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