Nathan Tomkiewicz is a CFP®-certified financial advisor with eight years of industry experience. He is the sole advisor at Tomkiewicz Wealth Management, LLC, which he founded in 2025. Prior to establishing his firm, he worked at Berkshire Money Management, Inc. and Berkshire Management, Inc. for a combined nine years, and has a background in education. Tomkiewicz Wealth Management is a fee-only registered investment adviser that manages pooled and institutional assets while also serving individuals, pension plans, charitable organizations, and businesses. The firm employs a blend of fundamental and technical analysis within a Modern Portfolio Theory framework, using both passive and active investment vehicles to tailor asset allocation to client goals, with a long-term investment approach and discretionary management.

Justin Kim is a financial advisor at Ludus Capital, LLC in Albany, NY, holding a Series 65 designation with one year of industry experience. Prior to founding Ludus Capital, he worked at Locust Wood Capital and has an academic background from NYU Stern School of Business. Ludus Capital provides discretionary investment management to individual and select institutional clients, employing a value-oriented, opportunistic equity strategy with a focused, long-term approach. The firm manages concentrated portfolios across a broad range of domestic and international instruments and serves a diverse client base including qualified individuals, trusts, charities, other advisers, and corporate entities.

Lina Zhu is a financial advisor at Mia Lee Financial in Albany, NY, holding a Series 65 designation with one year of industry experience. Her prior work includes positions at Grant Thornton LLP and Kroll. She is also an accountant, which is noted as part of her professional activities. Mia Lee Financial is an independent firm serving individual and high-net-worth clients with portfolio management focused on equities, fixed income, and ETFs. The firm integrates fundamental analysis, modern portfolio theory, and quantitative methods within a long-term trading approach and provides both discretionary and non-discretionary account management.

Brian Parr is a financial advisor at Aquila Ventures LLC in Delmar, NY, holding a Series 65 designation with four years of industry experience. He has been with Aquila Ventures since 2018 and previously worked at the University at Albany for eleven years. Aquila Ventures LLC provides investment advisory and money management services to both individual and institutional investors, employing a long-term, value-oriented investment approach. The firm uses a multi-bucket framework that includes safe money, index exposure, quality individual stocks, and a smaller speculative/options sleeve, favoring buy-and-hold bond strategies and the use of options to generate income and manage risk.

Jared Paul is a CFP® professional with 14 years of industry experience, currently serving as the sole advisor at Capable Wealth, LLC in Albany, NY. Prior to founding Capable Wealth in 2017, he worked at Columbia Management Investment Distributors, Inc. from 2012 to 2017. Outside of his advisory role, he is a partner in DeepSea Consulting, LLC, a consulting business focused on Web3 technology implementation strategies. Capable Wealth provides financial planning, investment management, and educational seminars primarily to individuals, business owners, and high-net-worth clients, with a specialized focus on orthopedic surgeons. The firm emphasizes comprehensive planning, strategic asset allocation, tax efficiency, and a combination of passive and active investment strategies tailored to client objectives.

Seong Jae Yoon is a financial advisor at Strikeout Capital LLC with three years of industry experience. He previously worked at Parnassus Investments and Guggenheim Securities, LLC. Yoon holds Series 63 and Series 65 licenses. Strikeout Capital provides discretionary portfolio management primarily to individuals, trusts, estates, and other entities. The firm employs a fundamental, research-intensive investment approach focused on long-term capital preservation and compounding, maintaining a concentrated portfolio across domestic and international equities and fixed income.

Joel Sproul is a financial advisor at Kronos Wealth Management with 26 years of industry experience. He holds Series 63 and Series 66 licenses and previously worked at Cambridge Investment Research advisors, Inc. and Cambridge Investment Research, Inc. for over a decade before joining Kronos Wealth Management in 2016. Kronos Wealth Management serves individual clients, including high-net-worth individuals, as well as pension and profit-sharing plans, charitable organizations, and corporate clients. The firm combines technical and charting analysis with a predominantly passive investment approach using low-cost index funds and ETFs alongside rules-based tactical strategies, and offers pension consulting and participant education for small- to medium-sized retirement plans.

Kean Bouplon is a financial advisor with Good Capital, holding Series 63 and Series 65 licenses and bringing 21 years of industry experience. His career includes roles at Morgan Stanley and Strategy One Wealth Management, LLC. Outside of his advisory work, he is a co-owner of a fourth-generation family farm spanning approximately 100 acres. Good Capital is a sole-proprietor registered investment adviser offering portfolio management, pension consulting, and financial planning to a diverse client base including pension and profit-sharing plans, charitable organizations, corporations, and individuals. The firm employs a combination of fundamental and technical analysis alongside modern portfolio theory to construct primarily long-term, income- and cash-flow-oriented portfolios.

Sang Wong is a CFA charterholder with Series 63 and Series 65 licenses and has four years of industry experience. He has been with Mercury Financial Advisors since 2011. Mercury Financial Advisors is an independent, fee-only firm based in Albany, NY, serving individuals, families, and small business owners with comprehensive financial planning and investment advice. The firm emphasizes disciplined asset allocation, tax planning, and uses fixed retainers rather than asset-based fees.

Douglas Bauer is a CFP® and ChFC® with 36 years of industry experience. He has been with AllSquare Wealth Management, LLC since 2010. AllSquare Wealth Management provides integrated wealth management and consulting services to individuals, high-net-worth clients, retirement plans, trusts, estates, and charitable organizations. The firm combines fundamental analysis with an efficient-market philosophy, primarily using passively managed investment vehicles tailored to clients’ risk tolerance and restrictions.

Bernard Murphy is a CFP® professional with 12 years of experience, currently serving at Arista Advisory Group, LLC since 2016. He is also the sole owner of HoisTech Kft., a small business in Hungary that sells and installs fall protection equipment. Arista Advisory Group, LLC provides investment advisory and financial planning services to individuals, pension plans, charitable organizations, and businesses. The firm employs fundamental analysis, modern portfolio theory, and quantitative methods to customize asset allocation and security selection, serving clients with approximately $181 million in assets under management.

Nicholas Preddice is a financial advisor at The Affinity Group, LLC with 33 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at BST Wealth Management, LLC and MML Investors Services, LLC/MassMutual Life Insurance Co. Outside of advising, he serves as Chair of the Foundation Board for Access Supports for Living, a nonprofit organization. The Affinity Group primarily serves individual investors and participant-directed retirement plans, offering discretionary portfolio management, financial planning, and consulting services. The firm’s investment approach focuses on long-term asset allocation using passive mutual funds and ETFs, supported by model portfolios and institutional sub-advisors.

Daniel Bauer is a CFP® with 24 years of industry experience. He is affiliated with AllSquare Wealth Management, LLC and has also worked with Purshe Kaplan Sterling Investments since 2014. Bauer is an independent insurance agent in addition to his advisory role. AllSquare Wealth Management provides integrated wealth management and consulting services to individuals, high-net-worth clients, retirement plans, trusts, estates, and charitable organizations. The firm employs a fundamental analysis approach combined with an efficient-market philosophy, focusing on asset allocation through passive investment vehicles and offers additional services such as tax preparation and Medicaid application assistance.

Helen Carroll is a Certified Financial Planner® with 11 years of industry experience, currently serving at Mussett Wealth Management, LLC since 2014. She holds Series 63 and Series 65 licenses and is based in Rensselaer, NY. Mussett Wealth Management provides personalized financial planning and investment management to individuals, charitable organizations, and businesses, with a focus on strategic asset allocation through a core-and-satellite approach that combines actively- and passively-managed funds. The firm also offers institutional retirement-plan services and comprehensive advisory support.

Alan Besterman is a financial advisor with FSP Advisors, Inc., holding a Series 66 designation and over 42 years of industry experience. He has been with FSP Advisors since 2017 and is also affiliated with Leigh Baldwin & Co., LLC. Outside of his advisory role, Besterman serves as a certified NRA pistol instructor and has held leadership and bookkeeping roles with the East Chatham Fire Department. FSP Advisors, Inc. is a small team managing approximately $32.6 million across 233 clients, offering portfolio management, modular financial planning, and pension consulting. The firm combines discretionary and non-discretionary management, provides participant education, and maintains third-party adviser referral arrangements.

Olivia Mussett is a CFP®-certified financial advisor with seven years of industry experience. She has been with Mussett Wealth Management, LLC since 2011, where she is one of two advisors at the firm. Mussett Wealth Management provides personalized financial planning and investment management services to individuals, charitable organizations, and businesses, including consulting and advisory services for pension and profit sharing plans. The firm employs a strategic asset allocation approach combining actively- and passively-managed funds, focusing on global diversification and discretionary account management.

Kathleen Godfrey is the sole owner of Godfrey Financial Associates, Inc. in Glenmont, NY, where she has worked since 1995. She holds Series 63 and Series 65 licenses and has seven years of industry experience. Her firm serves individuals, including high-net-worth clients, as well as corporations and business entities, providing discretionary portfolio management and financial planning services. The firm uses a national custodian platform and offers customized portfolios that include exchange-listed securities, mutual funds, ETFs, and fixed income, with both long- and short-term strategies.

Daniel Weinberg is a financial advisor at AllSquare Wealth Management, LLC with 39 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Purshe Kaplan Sterling Investments since 2014. Outside of his advisory role, Weinberg serves on the board of the Albany Jewish Community Center and is vice-chair of the investment committee for the Endowment Board of Governors at the Jewish Federation of Northeastern New York. AllSquare Wealth Management provides integrated wealth management and consulting services to individuals, high-net-worth clients, retirement plans, trusts, estates, and charitable organizations. The firm uses a fundamental analysis framework combined with an efficient-market philosophy, primarily implementing asset allocation through passively managed vehicles, and offers discretionary portfolio management tailored to client risk tolerance without an account minimum.

John Mendrysa is a financial advisor at Broadway Advisor Group with 31 years of industry experience. He holds a Series 63 designation and previously worked at Linsco Private Ledger and LPL Financial for 18 and 17 years, respectively. His other business activities have included non-variable insurance sales and operating a DBA under Capital Wealth Management of New York. Broadway Advisor Group provides investment advisory services to individuals, high-net-worth clients, and pension/profit-sharing plans, offering portfolio management, financial planning, and pension consulting. The firm sponsors a wrap fee program and employs a wide range of investment strategies, managing approximately $166.6 million for around 250 clients.

Ruth Maresca is a financial advisor at Godfrey Financial Associates, Inc. with 21 years of industry experience. She holds Series 63, Series 65, and Series 66 licenses and has worked at firms including LPL Financial, CUNA Brokerage Services, and Key Investment Services. Outside of her advisory role, she serves as an alternate trustee for Demberg Farm LLC and is a certified notary public. Godfrey Financial Associates serves individuals, including high-net-worth clients, as well as corporations and business entities, offering discretionary portfolio management and financial planning. The firm customizes portfolios across various asset classes and employs both long- and short-term strategies, while also providing access to licensed insurance products through its representatives.