Advisor at KW Wealth Management LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
KW Wealth Management LLC
Location
Sacramento, CA
Credentials
Series 63, Series 66
Industry experience
25 years
Yee Ki Wan is a financial advisor with KW Wealth Management LLC in Sacramento, CA, holding Series 63 and Series 66 licenses and bringing 25 years of industry experience. Prior to joining KW Wealth Management in 2018, Wan worked at Charles Schwab & Co., Inc. from 2005 to 2018. Wan is also a licensed insurance agent and occasionally offers clients insurance products outside of advisory services. KW Wealth Management provides portfolio management, financial planning, and pension consulting services to individuals, high-net-worth clients, corporations, and 401(k) plans. The firm manages approximately $122 million across about 80 client relationships, focusing on individualized investment strategies and discretionary account management with a long-term trading orientation.
Based on KW Wealth Management LLC
Based on KW Wealth Management LLC
Fixed financial planning fees negotiated between $1,000 and $5,500.
$0 - $250,000: 1.35% $250,001 - $500,000: 1.20% $500,001 - $1,000,000: 1.00% $1,000,001 - $3,000,000: 0.90% $3,000,001 - And Up: 0.75%
Commission from sale of investment and insurance products by representative Yee Ki Wan, but commissions are not the primary source of compensation.
Account minimum: $500,000 (may be waived at discretion)
Sacramento, CA
California
CBC Securities
2020 - Present (6 years)
KW Wealth Management LLC
2018 - Present (8 years)
Unemployed
2018 - 2018 (1 year)
Charles Schwab& Co., Inc.
2006 - 2018 (12 years)
Charles Schwab& Co., Inc.
2005 - 2018 (13 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63, Series 65
Sacramento, CA
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Series 65
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Series 63, Series 66
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Cypress Point Financial Advisors
Series 65
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Quest Investment Firm
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